Statement of Changes in Beneficial Ownership (4)
02 April 2020 - 10:54PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Crespo Frank J |
2. Issuer Name and Ticker or Trading Symbol
LCI INDUSTRIES
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LCII
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O LCI INDUSTRIES, 3501 COUNTY ROAD 6 EAST |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/31/2020 |
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(Street)
ELKHART, IN 46514-7663
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | | | | | | | | 9958 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Deferred Stock Unit | (1) | 3/31/2020 | | A | | 452 | | (3) | (4) | Common Stock | 452 | $66.83 (2) | 452 | D | |
| Deferred Stock Unit | (1) | | | | | | | (3) | (4) | Common Stock | 373 | | 373 (5) | D | |
| Deferred Stock Unit | (1) | | | | | | | (3) | (4) | Common Stock | 320 | | 320 (5) | D | |
| Restricted Stock Unit | (1) | | | | | | | (3) | (4) | Common Stock | 1651 | | 1651 (6) | D | |
| Deferred Stock Unit | (1) | | | | | | | (3) | (4) | Common Stock | 265 | | 265 (7) | D | |
| Deferred Stock Unit | (1) | | | | | | | (3) | (4) | Common Stock | 311 | | 311 (7) | D | |
| Explanation of Responses: |
| (1) | Each Stock Unit represents a contingent right to receive one share of LCII common stock. |
| (2) | Deferred Stock Units ("DSUs") received at quarter end as part of director compensation in lieu of cash. Number of DSUs issued based on the closing market price of the last trading day of the quarter. |
| (3) | No exercisable date for this type of award. |
| (4) | No expiration date for this type of award. |
| (5) | Includes 4 stock units received as a result of regular cash dividends of $0.65 per share paid on March 20, 2020 to holders of registrant's common stock on March 6, 2020. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.65 per stock unit held on March 6, 2020. |
| (6) | Includes 18 stock units received as a result of regular cash dividends of $0.65 per share paid on March 20, 2020 to holders of registrant's common stock on March 6, 2020. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.65 per stock unit held on March 6, 2020. |
| (7) | Includes 3 stock units received as a result of regular cash dividends of $0.65 per share paid on March 20, 2020 to holders of registrant's common stock on March 6, 2020. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.65 per stock unit held on March 6, 2020. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Crespo Frank J
C/O LCI INDUSTRIES
3501 COUNTY ROAD 6 EAST
ELKHART, IN 46514-7663 | X |
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Signatures
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| /s/ Brian M. Hall on behalf of Frank J. Crespo | | 4/2/2020 |
| **Signature of Reporting Person | Date |
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