Statement of Changes in Beneficial Ownership (4)
03 März 2020 - 10:12PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Fletcher Nick C |
2. Issuer Name and Ticker or Trading Symbol
LCI INDUSTRIES
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LCII
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Human Resources Officer |
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(Last)
(First)
(Middle)
C/O LCI INDUSTRIES, 3501 COUNTY ROAD 6 EAST |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/1/2020 |
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(Street)
ELKHART, IN 46514-7663
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 3/1/2020 | | M | | 434 (1) | A | $0 | 641 | D | |
| Common Stock | 3/1/2020 | | M | | 225 (2) | A | $0 | 866 | D | |
| Common Stock | 3/1/2020 | | F | | 70 | D | $96.55 | 796 | D | |
| Common Stock | 3/1/2020 | | F | | 135 | D | $96.55 | 661 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Deferred Stock Units | (3) | 3/1/2020 | | M | | | 225 (2) | (4) | (5) | Common Stock | 225 | $0 | 0 | D | |
| Performance Stock Unit | (3) | 3/1/2020 | | M | | | 434 (1) | 3/1/2020 | 3/1/2020 | Common Stock | 434 | $0 | 0 | D | |
| Performance Stock Unit | (3) | 3/1/2020 | | A | | 1433 (6) | | 3/1/2021 | 3/1/2021 | Common Stock | 1433 | $0 | 1433 | D | |
| Performance Stock Unit | (3) | 3/1/2020 | | A | | 2955 (7) | | 3/1/2023 | 3/1/2023 | Common Stock | 2955 | $0 | 2955 | D | |
| Restricted Stock Unit | (3) | 3/1/2020 | | A | | 1970 (8) | | (4) | (5) | Common Stock | 1970 | $0 | 1970 | D | |
| Restricted Stock Unit | (3) | | | | | | | (4) | (5) | Common Stock | 3757 | | 3757 (9) | D | |
| Restricted Stock Unit | (3) | | | | | | | (4) | (5) | Common Stock | 1278 | | 1278 (10) | D | |
| Performance Stock Unit | (3) | | | | | | | 3/7/2022 | 3/7/2022 | Common Stock | 1916 | | 1916 (11) | D | |
| Explanation of Responses: |
| (1) | Includes 3 stock units received as a result of a regular cash dividend of $0.65 per share paid on December 20, 2019 to holders of registrant's common stock on December 6, 2019. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.65 per stock unit held on December 6, 2019. |
| (2) | Includes 1 stock unit received as a result of a regular cash dividend of $0.65 per share paid on December 20, 2019 to holders of registrant's common stock on December 6, 2019. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.65 per stock unit held on December 6, 2019. |
| (3) | Each Stock Unit represents a contingent right to receive one share of LCII Common Stock. |
| (4) | No exercisable date for this type of award. |
| (5) | No expiration date for this type of award. |
| (6) | These Performance Stock Units ("PSUs") represent a contingent right to receive shares of LCII Common Stock, if and to the extent certain Earnings Before Interest, Taxes, Depreciation, and Amortization performance goals are achieved in 2020. Earned PSUs, if any, will vest on the later of March 1, 2021 or the date of the Committee certifies the number of PSUs earned, which shall be no later than March 10, 2021. |
| (7) | These Performance Stock Units ("PSUs") represent a contingent right to receive shares of LCII Common Stock, if and to the extent certain Return on Invested Capital performance goals are achieved by the end of 2021, with a one-year hold period. Earned PSUs, if any, will vest on March 1, 2023. |
| (8) | These Stock Units vest on March 1 at the rate of one third per year for 3 years. |
| (9) | Includes 23 stock units received as a result of a regular cash dividend of $0.65 per share paid on December 20, 2019 to holders of registrant's common stock on December 6, 2019. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.65 per stock unit held on December 6, 2019. |
| (10) | Includes 8 stock units received as a result of a regular cash dividend of $0.65 per share paid on December 20, 2019 to holders of registrant's common stock on December 6, 2019. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.65 per stock unit held on December 6, 2019. |
| (11) | Includes 11 stock units received as a result of a regular cash dividend of $0.65 per share paid on December 20, 2019 to holders of registrant's common stock on December 6, 2019. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.65 per stock unit held on December 6, 2019. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Fletcher Nick C
C/O LCI INDUSTRIES
3501 COUNTY ROAD 6 EAST
ELKHART, IN 46514-7663 |
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| Chief Human Resources Officer |
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Signatures
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| /s/ Brian M. Hall on behalf of Nick C. Fletcher | | 3/3/2020 |
| **Signature of Reporting Person | Date |
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