Current Report Filing (8-k)
27 Oktober 2017 - 9:21PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported)
|
October
27, 2017
|
Tompkins
Financial Corporation
(Exact
name of registrant as specified in its charter)
New
York
|
|
1-12709
|
|
16-1482357
|
(State
or other jurisdiction
|
|
(Commission
|
|
(IRS
Employer
|
of
incorporation)
|
|
File
Number)
|
|
Identification
No.)
|
|
|
|
|
|
The
Commons, PO Box 460, Ithaca, New York
|
|
14851
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(Address
of principal executive offices)
|
|
(Zip
Code)
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Registrant’s
telephone number, including area code
|
(607)
273-3210
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(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
☐ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
2.02
Results of Operations and Financial Condition
On
October 27, 2017, the Company issued a press release announcing its earnings for the calendar quarter ended September 30, 2017.
A copy of the press release is attached to this Report on Form 8-K as Exhibit 99.1 and is incorporated herein by reference.
Item
8.01
Other Events
On
October 27, 2017, the Company issued a press release announcing that its Board of Directors approved payment of a regular quarterly
cash dividend of $0.47 per share, payable on November 15, 2017, to common shareholders of record on November 7, 2017. A copy of
the press release is attached to this Report on Form 8-K as Exhibit 99.2 and is incorporated herein by reference.
Item
9.01
Financial
Statements and Exhibits
(a)
Not
applicable.
(b)
Not
applicable.
(c)
Not
applicable.
(d)
Exhibits.
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Exhibit No.
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Description
|
|
|
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99.1
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Press
Release of Tompkins Financial Corporation dated October 27, 2017
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99.2
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Press
Release of Tompkins Financial Corporation dated October 27, 2017
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SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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TOMPKINS FINANCIAL CORPORATION
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|
|
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Date:
October 27, 2017
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By:
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/s/
Stephen S. Romaine
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Stephen
S. Romaine
President and CEO
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INDEX
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