FORM 5
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
[ ] Form 3 Holdings Reported
[ ] Form 4 Transactions Reported 		UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

                                                                                  

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

ROMAINE STEPHEN S

2. Issuer Name and Ticker or Trading Symbol

TOMPKINS FINANCIAL CORP [TMP]

5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
President & CEO

(Last)          (First)          (Middle)

TOMPKINS FINANCIAL CORPORATION,  P.O. BOX 460

3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY)
12/31/2013 
(Street)

ITHACA, NY 14851

(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person


Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3) 		2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8) 		4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 		5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) 		6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) 		7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Amount (A) or (D) Price
Common Stock                 5341   I   by 401(k)/ISOP  
Common Stock                 2849   I   by ESOP  
Common Stock                 12267.03   D    

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3) 		2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8) 		5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 		6. Date Exercisable and Expiration Date
(MM/DD/YYYY) 		7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) 		8. Price of Derivative Security
(Instr. 5) 		9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4) 		10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4) 		11. Nature of Indirect Beneficial Ownership
(Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Incentive Stock Option (Right to Buy)   $35.7636                   (1) 5/3/2014   Common Stock   6658     6658   D    
Incentive Stock Option (Right to Buy)   $38.5364                   (2) 1/23/2016   Common Stock   7986     7986   D    
Incentive Stock Option (Right to Buy)   $39.5545                   (2) 1/18/2017   Common Stock   4805     4805   D    
Incentive Stock Option (Right to Buy)   $37.2727                   (2) 11/29/2017   Common Stock   57     57   D    
Non-qualified Stock Option (Right to Buy)   $35.7636                   (1) 5/3/2014   Common Stock   7718     7718   D    
Non-qualified Stock Option (Right to Buy)   $38.5364                   (2) 1/23/2016   Common Stock   4114     4114   D    
Non-qualified Stock Option (Right to Buy)   $39.5545                   (2) 1/18/2017   Common Stock   11696     11696   D    
Non-qualified Stock Option (Right to Buy)   $37.2727                   (2) 11/29/2017   Common Stock   16444     16444   D    
Stock Appreciation Rights (SAR)   $41.7091                   (3) 9/17/2019   Common Stock   22000     22000   D    
Stock Appreciation Rights (SAR)   $37.00                   (3) 8/19/2021   Common Stock   10500     10500   D    
Stock Appreciation Rights (SAR)   $40.60                   (3) 5/3/2023   Common Stock   6270     6270   D    

Explanation of Responses:
( 1)  The stock option becomes exercisable in four annual installments commencing two years after the date of grant.
( 2)  The stock option becomes exercisable in six annual installments commencing two years after the date of grant.
( 3)  Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
ROMAINE STEPHEN S
TOMPKINS FINANCIAL CORPORATION
P.O. BOX 460
ITHACA, NY 14851 		X
President & CEO

Signatures
/s/ Stephen S. Romaine 1/31/2014
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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