LPL Financial Welcomes Advisor Philip Nation
15 April 2024 - 3:00PM
LPL Financial LLC announced today that financial advisor Philip
Nation, CFP®, ChFC™, CLU®, has joined LPL Financial’s
broker-dealer, RIA and custodial platforms, aligned with existing
firm Founders Financial Alliance. He reported serving approximately
$170 million in advisory, brokerage and retirement plan assets* and
joins LPL from Ameriprise Financial.
The Raleigh, N.C.- based advisor started his career in 1987,
offering everything from insurance to education planning to debt
management. Over the years as his client base evolved, Nation
shifted focus to retirement planning. “I enjoy helping my clients
preserve and manage their wealth and better position their income
so they can live comfortably in their retirement,” said Nation, who
serves approximately 180 individuals.
With no plans to retire — “People retire to find more time to do
the things they love, but I love and enjoy what I do,” he says —
Nation determined it would be better for his clients and
contingency plan if he was part of a larger team. His due diligence
process led him to Founders Financial Alliance and LPL
Financial.
“With this move, I have built-in, localized support from a great
service organization in Founders, freeing up my time for specific
value-added activities that benefit my clients,” Nation said.
“Additionally, I wanted to partner with a firm that didn’t push
company-branded products. LPL gives me the freedom to explore
different products and solutions, along with the flexibility to
choose what I think will be best for my business. My clients are
more than just clients — they’re family and friends, and I want to
make sure they are taken care of.”
Tom Porter, Founder and Executive Chairman of Founders Financial
Alliance, said, “We are excited Phil made the decision to come to
LPL and Founders considering all options nationally. It was very
clear when we first met, he shared the same vision of building for
the client, and it is an honor and a privilege to have an advisor
with 38 years of experience and vast qualifications affiliate with
our hard-working team. Our team is dedicated to supporting
individual advisors and teams every step of the way of their
journey. We are continuing to build, innovate and work to be the
best support solution for independent financial advisors and
clients. LPL is a great partner supporting our growth.”
Scott Posner, LPL Executive Vice President, Business
Development, added, “We welcome Phil to LPL and congratulate
Founders Financial Alliance on its continued growth. It’s important
for financial advisors to create thoughtful business continuity
plans, and we applaud the steps Phil is taking to ensure
uninterrupted care for his clients. We are committed to being a
long-term partner by providing an innovative platform and support
model designed to continuously evolve to help advisors create value
in all stages of their business’ life cycle.”
Related
Advisors, find your perfect fit at LPL.
About LPL FinancialLPL Financial Holdings Inc.
(Nasdaq: LPLA) was founded on the principle that LPL should work
for advisors and institutions, and not the other way around. Today,
LPL is a leader in the markets we serve, serving more than 22,000
financial advisors, including advisors at approximately 1,100
institutions and at approximately 570 registered investment advisor
("RIA") firms nationwide. We are steadfast in our commitment to the
advisor-mediated model and the belief that Americans deserve access
to personalized guidance from a financial professional. At LPL,
independence means that advisors and institution leaders have the
freedom they deserve to choose the business model, services and
technology resources that allow them to run a thriving business.
They have the flexibility to do business their way. And they have
the freedom to manage their client relationships, because they know
their clients best. Simply put, we take care of our advisors and
institutions, so they can take care of their clients.
Securities and Advisory services offered through LPL Financial
LLC ("LPL Financial"), a registered investment advisor. Member
FINRA/SIPC. LPL Financial and its affiliated companies provide
financial services only from the United States. Founders Financial
Alliance and LPL Financial are separate entities.
Founders Financial Alliance, LLC, located in Raleigh N.C.,
provides flexible support, succession solutions, multiple
affiliation models, innovation, and resources for independent
financial advisors and advisor teams nationwide.
Throughout this communication, the terms “financial advisors”
and “advisors” are used to refer to registered representatives
and/or investment advisor representatives affiliated with LPL
Financial.
We routinely disclose information that may be important to
shareholders in the "Investor Relations" or "Press Releases"
section of our website.
*Value approximated based on asset and holding details provided
to LPL from end of year, 2023.
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