As filed with the Securities and
Exchange Commission on January 19, 2024
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
Anika Therapeutics, Inc.
(Exact name of registrant as specified in its charter)
Delaware |
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04-3145961 |
(State or other jurisdiction of |
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(I.R.S. Employer Identification No. |
incorporation or organization) |
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32 Wiggins Avenue |
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Bedford, Massachusetts |
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01730 |
(Address of principal executive offices) |
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(Zip code) |
Anika Therapeutics, Inc. 2021 Inducement Plan
(Full title of the plan)
Cheryl R. Blanchard
President and Chief Executive Officer
Anika Therapeutics, Inc.
32 Wiggins Avenue
Bedford, Massachusetts 01730
(781) 457-9000
(Name, address, including zip code, and telephone number, including area
code, of agent for service)
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With copies to: |
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Michael H. Bison |
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David Colleran |
Goodwin Procter LLP |
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Anika Therapeutics, Inc. |
100 Northern Avenue |
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32 Wiggins Avenue |
Boston, MA 02110 |
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Bedford, MA 01730 |
(617) 570-1933 |
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(781) 457-9261 |
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer,
a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,”
“accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2
of the Exchange Act.
Large accelerated filer |
☐ |
Accelerated filer |
☒ |
Non-accelerated filer |
☐ |
Smaller reporting company |
☐ |
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Emerging growth company |
☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use
the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B)
of the Securities Act. ☐
STATEMENT OF INCORPORATION BY REFERENCE
This Registration Statement on Form S-8 registers 125,000 additional shares
of the Registrant’s common stock, $0.01 par value per share (“Common Stock”), to be issued under the Registrant’s
2021 Inducement Plan, as amended (the “Plan”). The additional shares represent an increase in the number of shares of Common
Stock reserved for issuance under the Plan, which increase was previously approved by the Registrant’s Board of Directors on December
22, 2023.
The additional shares described above are of the same class as other securities
relating to the Plan for which the Registrant previously filed a registration statement on Form S-8 with the U.S. Securities and Exchange
Commission (the “Commission”) on November 5, 2021 (File No. 333-260821) (the “Prior Registration Statement”).
The information contained in the Prior Registration Statement, as filed with the Commission, is hereby incorporated by reference pursuant
to General Instruction E to Form S-8.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 8. Exhibits.
SIGNATURE
Pursuant to the requirements of the Securities Act of 1933, the registrant
certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this
registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Bedford, Commonwealth
of Massachusetts, as of January 19, 2024.
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ANIKA THERAPEUTICS, INC. |
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/s/ Cheryl R. Blanchard |
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Cheryl R. Blanchard |
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President and Chief Executive Officer |
POWER OF ATTORNEY AND SIGNATURES
KNOW ALL PERSONS BY THESE PRESENTS that each person whose signature appears
below constitutes and appoints Cheryl R. Blanchard and David Colleran, or either of them, as his or her true and lawful attorneys-in-fact
and agents, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all
capacities, to file and sign any and all amendments, including post-effective amendments and any registration statement for the same offering
that is to be effective under Rule 462(b) of the Securities Act of 1933 to this registration statement, with the Securities and Exchange
Commission, granting unto said attorneys-in-fact and agents, full power and authority to do and perform each and every act and thing requisite
and necessary to be done in connection therewith as fully to all intents and purposes as he or she might or could do in person, hereby
ratifying and confirming all that said attorneys-in-fact and agents, or their substitute or substitutes may lawfully do or cause to be
done by virtue hereof. This power of attorney shall be governed by and construed with the laws of the State of Delaware and applicable
federal securities laws.
Pursuant to the requirements of the Securities Act of 1933, this registration
statement has been signed below by the following persons on behalf of the registrant in the capacities and on the dates indicated.
Signature |
Title |
Date |
/s/ Cheryl R. Blanchard
Cheryl R. Blanchard
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Chief Executive Officer, President
and Director (Principal Executive Officer) |
January 19, 2024 |
/s/ Michael L. Levitz
Michael L. Levitz
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Chief Financial Officer and Treasurer
(Principal Financial and Accounting Officer) |
January 19, 2024 |
/s/ Jeffery S. Thompson
Jeffery S. Thompson
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Director and Chair of the Board of
Directors |
January 19, 2024 |
/s/ Sheryl L. Conley
Sheryl L. Conley
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Director |
January 19, 2024 |
/s/ Gary P. Fischetti
Gary P. Fischetti
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Director |
January 19, 2024 |
/s/ John B. Henneman, III
John B. Henneman, III
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Director |
January 19, 2024 |
/s/ Glenn R. Larsen
Glenn R. Larsen
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Director |
January 19, 2024 |
/s/ Stephen O. Richard
Stephen O. Richard
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Director |
January 19, 2024 |
/s/ Susan L. N. Vogt
Susan L. N. Vogt
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Director |
January 19, 2024 |
Exhibit 5.1
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GOODWIN
PROCTER LLP 100 NORTHERN AVENUE BOSTON, MA 02210 GOODWINLAW.COM +1 617 570 1000 |
January 19, 2024
Anika Therapeutics, Inc.
32 Wiggins Avenue
Bedford, Massachusetts 01730
Re: Securities Being Registered under Registration Statement on Form S-8
We have acted as counsel to you in connection with your filing of a Registration
Statement on Form S-8 (the “Registration Statement”) pursuant to the Securities Act of 1933, as amended (the “Securities
Act”), on or about the date hereof relating to an aggregate of 125,000 shares (the “Shares”) of Common Stock, $0.01
par value per share (“Common Stock”), of Anika Therapeutics, Inc., a Delaware corporation (the “Company”), that
may be issued pursuant to the Company’s 2021 Inducement Plan, as amended (the “Plan”).
We have reviewed such documents and made such examination of law as we have
deemed appropriate to give the opinions set forth below. We have relied, without independent verification, on certificates of public officials
and, as to matters of fact material to the opinion set forth below, on certificates of officers of the Company.
The opinion set forth below is limited to the Delaware General Corporation
Law.
For purposes of the opinion set forth below, we have assumed that no event
occurs that causes the number of authorized shares of Common Stock available for issuance by the Company to be less than the number of
then unissued Shares.
Based on the foregoing, we are of the opinion that the Shares have been duly
authorized and, upon issuance and delivery against payment therefor in accordance with the terms of the Plan, will be validly issued,
fully paid and nonassessable.
This opinion letter and the opinion it contains shall be interpreted in accordance
with the Core Opinion Principles as published in 74 Business Lawyer 815 (Summer 2019).
We hereby consent to the inclusion of this opinion as Exhibit 5.1 to the
Registration Statement. In giving our consent, we do not admit that we are in the category of persons whose consent is required under
Section 7 of the Securities Act or the rules and regulations thereunder.
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Very truly yours, |
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/s/ GOODWIN PROCTER LLP |
Exhibit 23.1
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
We consent to the incorporation by reference in this Registration Statement
on Form S-8 of our reports dated March 16, 2023, relating to the financial statements of Anika Therapeutics, Inc. and the effectiveness
of Anika Therapeutics, Inc.’s internal control over financial reporting, appearing in the Annual Report on Form 10-K of Anika Therapeutics,
Inc. for the year ended December 31, 2022.
/s/ DELOITTE & TOUCHE LLP
Boston, Massachusetts
January 19, 2024
Exhibit 107
Calculation of Filing Fee Table
Form S-8
(Form Type)
Anika Therapeutics, Inc.
(Exact Name of Registrant as Specified in its Charter)
Table 1—Newly Registered Securities
Security Type |
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Security Class
Title |
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Fee
Calculation
Rule |
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Amount Registered
(1) |
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Proposed
Maximum
Offering
Price Per
Unit (2) |
|
|
Proposed Maximum
Aggregate
Offering
Price (2) |
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Fee Rate |
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Amount of
Registration
Fee |
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Equity |
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2021 Inducement Plan, as amended, Common stock, $0.01 par value per share |
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Other (2) |
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125,000(3) |
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$ |
21.985 |
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$ |
2,748,125 |
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0.00014760 |
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$ |
405.63 |
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Total Offering Amounts |
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$ |
2,748,125 |
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$ |
405.63 |
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Total Fee Offsets |
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$ |
0.00 |
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Net Fee Due |
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$ |
405.63 |
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(1) |
In accordance with Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”), this registration statement on Form S-8 shall be deemed to cover any additional securities that may from time to time be offered or issued to prevent dilution resulting from stock splits, stock dividends or similar transactions effected without the receipt of consideration which results in an increase in the number of our outstanding shares of Common Stock. |
(2) |
Estimated solely for the purpose of calculating the registration fee pursuant to Rules 457(c) and (h)
under the Securities Act of 1933. The price per share and aggregate offering price are calculated on the basis of $21.985, average of
the high and low prices of the Registrant’s Common Stock as reported on the NASDAQ Global Select Market on January 16, 2024. |
(3) |
Represents an additional 125,000 shares of Common Stock issuable
under the Plan. These 125,000 shares of Common Stock represent an increase in the number of shares of Common Stock reserved for issuance
under the Plan, which increase was approved by the Registrant’s Board of Directors on December 22, 2023. Shares available for
issuance under the Plan were previously registered on a Prior Registration Statement. |
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