TIDMSMS
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Qube Research & Technologies Limited
(b) Owner or controller of interests and
short positions disclosed, if different
from 1(a): The naming of nominee or
vehicle companies is insufficient. For a
trust, the trustee(s), settlor and
beneficiaries must be named.
(c) Name of offeror/offeree in relation Smart Metering Systems PLC
to whose relevant securities this form
relates: Use a separate form for each
offeror/offeree
(d) If an exempt fund manager connected
with an offeror/offeree, state this and
specify identity of offeror/offeree:
(e) Date position held/dealing 15/01/2024
undertaken: For an opening position
disclosure, state the latest practicable
date prior to the disclosure
(f) In addition to the company in 1(c) N/A
above, is the discloser making
disclosures in respect of any other
party to the offer? If it is a cash
offer or possible cash offer, state
"N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: 1p Ordinary Share
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or
controlled: 0 0 0 0
(2) Cash-settled derivatives: 1,568,864 1.17 0 0
(3) Stock-settled derivatives (including
options) and agreements to
purchase/sell: 0 0 0 0
TOTAL: 1,568,864 1.17 0 0
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists: 0
Details, including nature of the rights concerned and relevant percentages: 0
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of securities Price per unit
security
(b) Cash-settled derivative transactions
Nature of dealing
e.g. opening/closing
a long/short
Product position,
Class of description increasing/reducing Exercise
relevant e.g. call a long/short Number of price per
security option position securities unit
1p Ordinary increasing a long
Share Equity swap position 1 922
1p Ordinary increasing a long
Share Equity swap position 251 924
1p Ordinary increasing a long
Share Equity swap position 3 925
1p Ordinary increasing a long
Share Equity swap position 105 923
1p Ordinary increasing a long
Share Equity swap position 1050 922
1p Ordinary increasing a long
Share Equity swap position 472 924
1p Ordinary increasing a long
Share Equity swap position 378 924
1p Ordinary increasing a long
Share Equity swap position 342 922
1p Ordinary increasing a long
Share Equity swap position 532 922
1p Ordinary increasing a long
Share Equity swap position 306 921.5
1p Ordinary increasing a long
Share Equity swap position 848 925
1p Ordinary increasing a long
Share Equity swap position 324 923
1p Ordinary increasing a long
Share Equity swap position 665 923
1p Ordinary increasing a long
Share Equity swap position 426 922
1p Ordinary increasing a long
Share Equity swap position 365 924
1p Ordinary increasing a long
Share Equity swap position 337 922
1p Ordinary increasing a long
Share Equity swap position 1 924
1p Ordinary increasing a long
Share Equity swap position 341 925
1p Ordinary increasing a long
Share Equity swap position 313 923
1p Ordinary increasing a long
Share Equity swap position 955 923
1p Ordinary increasing a long
Share Equity swap position 417 925
1p Ordinary increasing a long
Share Equity swap position 451 923
1p Ordinary increasing a long
Share Equity swap position 330 924
1p Ordinary increasing a long
Share Equity swap position 2211 922
1p Ordinary increasing a long
Share Equity swap position 144 924
1p Ordinary increasing a long
Share Equity swap position 113 922
1p Ordinary increasing a long
Share Equity swap position 1575 925
1p Ordinary increasing a long
Share Equity swap position 432 921
1p Ordinary increasing a long
Share Equity swap position 2 925
1p Ordinary increasing a long
Share Equity swap position 867 923
1p Ordinary increasing a long
Share Equity swap position 359 921
1p Ordinary increasing a long
Share Equity swap position 815 924
1p Ordinary increasing a long
Share Equity swap position 1167 924
1p Ordinary increasing a long
Share Equity swap position 354 925
1p Ordinary increasing a long
Share Equity swap position 1811 922
1p Ordinary increasing a long
Share Equity swap position 84 923
1p Ordinary increasing a long
Share Equity swap position 1842 922
1p Ordinary increasing a long
Share Equity swap position 448 924.5
1p Ordinary increasing a long
Share Equity swap position 251 923
1p Ordinary increasing a long
Share Equity swap position 482 924.5
1p Ordinary increasing a long
Share Equity swap position 365 923
1p Ordinary decreasing a long
Share Equity swap position 466 924
1p Ordinary decreasing a long
Share Equity swap position 136 926
1p Ordinary decreasing a long
Share Equity swap position 344 922
1p Ordinary decreasing a long
Share Equity swap position 136 926
1p Ordinary decreasing a long
Share Equity swap position 316 922
1p Ordinary decreasing a long
Share Equity swap position 136 926
1p Ordinary decreasing a long
Share Equity swap position 327 925
1p Ordinary decreasing a long
Share Equity swap position 115 922
1p Ordinary decreasing a long
Share Equity swap position 325 925
1p Ordinary decreasing a long
Share Equity swap position 285 922
1p Ordinary decreasing a long
Share Equity swap position 640 924
1p Ordinary decreasing a long
Share Equity swap position 136 926
1p Ordinary decreasing a long
Share Equity swap position 110 924
1p Ordinary decreasing a long
Share Equity swap position 3091 922
1p Ordinary decreasing a long
Share Equity swap position 53 926
1p Ordinary decreasing a long
Share Equity swap position 91 922
1p Ordinary decreasing a long
Share Equity swap position 86 922
1p Ordinary decreasing a long
Share Equity swap position 816 923
1p Ordinary decreasing a long
Share Equity swap position 952 922
1p Ordinary decreasing a long
Share Equity swap position 938 924
1p Ordinary decreasing a long
Share Equity swap position 681 923
1p Ordinary decreasing a long
Share Equity swap position 210 922
1p Ordinary decreasing a long
Share Equity swap position 245 922
1p Ordinary decreasing a long
Share Equity swap position 296 922
1p Ordinary decreasing a long
Share Equity swap position 306 921.5
1p Ordinary decreasing a long
Share Equity swap position 319 921
1p Ordinary decreasing a long
Share Equity swap position 458 925
1p Ordinary decreasing a long
Share Equity swap position 250 922
1p Ordinary decreasing a long
Share Equity swap position 581 922
1p Ordinary decreasing a long
Share Equity swap position 1887 922
1p Ordinary decreasing a long
Share Equity swap position 303 922
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type e.g. Expiry Option
relevant description purchasing, securities price American, date money
security e.g. call selling, to which per European paid/
option varying option unit etc. received
etc. relates per
unit
(ii) Exercise
Product
Class of description Exercising/
relevant e.g. call exercised Number of Exercise price
security option against securities per unit
0 0 0 0 0
(d) Other dealings (including subscribing for new
securities)
Nature of dealing
Class of relevant e.g. subscription, Price per unit (if
security conversion Details applicable)
0 0 0 0
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer: Irrevocable commitments and letters of
intent should not be included. If there are no such agreements, arrangements
or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to: (i)
the voting rights of any relevant securities under any option; or (ii) the
voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced: If there are no such agreements,
arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 16/01/2024
Contact name: Stuart Brown
Telephone number: 00442070722969
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20240116267251/en/
CONTACT:
Qube Research & Technologies LTD
SOURCE: Qube Research & Technologies LTD
Copyright Business Wire 2024
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