Holding(s) in Company
01 Dezember 2009 - 3:58PM
UK Regulatory
TIDMREC
RNS Number : 4028D
Record PLC
01 December 2009
+--------------------+-------------+-------------+-------------+-------------+---------+
| | |
+------------------------------------------------+-------------------------------------+
| | |
+------------------------------------------------+-------------------------------------+
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
+--------------------------------------------------------------------------------------+
| |
+--------------------------------------------------------------------------------------+
| | |
+--------------------------------------------------------------+-----------------------+
| 1. Identity of the issuer or the underlying issuer | RECORD PLC |
| of existing shares to which voting rights are | |
| attached: ii | |
+--------------------------------------------------------------+-----------------------+
| 2 Reason for the notification (please tick the appropriate box or boxes): |
+--------------------------------------------------------------------------------------+
| An acquisition or disposal of voting rights | X |
+----------------------------------------------------------------------------+---------+
| An acquisition or disposal of qualifying financial instruments which may | |
| result in the acquisition of shares already issued to which voting rights | |
| are attached | |
+----------------------------------------------------------------------------+---------+
| An acquisition or disposal of instruments with similar economic effect to | |
| qualifying financial instruments | |
+----------------------------------------------------------------------------+---------+
| An event changing the breakdown of voting rights | |
+----------------------------------------------------------------------------+---------+
| Other (please | | |
| specify): | | |
+--------------------+-------------------------------------------------------+---------+
| 3. Full name of person(s) | PETER DAVID WAKEFIELD |
| subject to the | |
| notification obligation: iii | |
+----------------------------------+---------------------------------------------------+
| 4. Full name of shareholder(s) | As 3. |
| (if different from 3.):iv | |
+----------------------------------+---------------------------------------------------+
| 5. Date of the transaction and | Transaction: 30TH NOVEMBER 2009 |
| date on | Settlement: 3rd DECEMBER 2009 |
| which the threshold is crossed | |
| or | |
| reached: | |
+----------------------------------+---------------------------------------------------+
| 6. Date on which issuer | 1st DECEMBER 2009 |
| notified: | |
+----------------------------------+---------------------------------------------------+
| 7. Threshold(s) that is/are | FROM 4.16% TO LESS THAN 3% |
| crossed or | |
| reached: vi, vii | |
+--------------------+-------------+-------------+-------------+-------------+---------+
+----------------+--------+--+--------+----------+----------+--+--+----------------+--+--------+--+--------------+----+----------------+--+--+--------+
| 8. Notified details: |
+-----------------------------------------------------------------------------------------------------------------------------------------------------+
| A: Voting rights attached to shares viii, ix |
+-----------------------------------------------------------------------------------------------------------------------------------------------------+
| Class/type of | Situation previous | Resulting situation after the triggering |
| shares | to the triggering | transaction |
| if possible | transaction | |
| using | | |
| the ISIN CODE | | |
+ +------------------------------------------------+-----------------------------------------------------------------------------------+
| | Number | Number | Number | Number | % of voting rights x |
| | of | of | of | of | |
| | Shares | Voting | shares | voting | |
| | | Rights | | rights | |
+ + + +-------------------+--------------------------+------------------------------------+
| | | | Direct | Direct xi | Indirect xii | Direct | Indirect |
+----------------+-------------------------------+----------------+-------------------+-----------+--------------+------------------------+-----------+
| GB00B28ZPS36 | 9,211,571 | 9,211,571 | | | | <3% | Nil |
+----------------+ + + + + + + +
| | | | | | | | |
+----------------+-------------------------------+----------------+-------------------+-----------+--------------+------------------------+-----------+
| |
+-----------------------------------------------------------------------------------------------------------------------------------------------------+
| B: Qualifying Financial Instruments |
+-----------------------------------------------------------------------------------------------------------------------------------------------------+
| Resulting situation after the triggering transaction |
+-----------------------------------------------------------------------------------------------------------------------------------------------------+
| Type of financial | Expiration | Exercise/ | Number of voting | % of voting |
| instrument | date xiii | Conversion | rights that may | rights |
| | | Period xiv | be | |
| | | | acquired if the | |
| | | | instrument is | |
| | | | exercised/ | |
| | | | converted. | |
+----------------------------+------------------------------+----------------------------------+---------------------------------------+--------------+
| none | | | | |
+----------------------------+------------------------------+----------------------------------+---------------------------------------+--------------+
| |
+-----------------------------------------------------------------------------------------------------------------------------------------------------+
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, |
| xvi |
+-----------------------------------------------------------------------------------------------------------------------------------------------------+
| Resulting situation after the triggering transaction |
+-----------------------------------------------------------------------------------------------------------------------------------------------------+
| Type of financial | Exercise | Expiration | Exercise/ | Number of voting | % of voting |
| instrument | price | date xvii | Conversion | rights instrument | rights xix, xx |
| | | | period xviii | refers to | |
| | | | | | |
+-------------------------+-----------+------------------------+----------------------+-------------------------------+-------------------------------+
| None | | | | | Nominal | Delta |
+ + + + + +----------------------+--------+
| | | | | | | |
+-------------------------+-----------+------------------------+----------------------+-------------------------------+----------------------+--------+
| |
+-----------------------------------------------------------------------------------------------------------------------------------------------------+
| Total (A+B+C) |
+-----------------------------------------------------------------------------------------------------------------------------------------------------+
| Number of voting rights | Percentage of voting rights |
+----------------------------------------------------------------------------------+------------------------------------------------------------------+
| | Less than 3% |
+----------------+--------+--+--------+----------+----------+--+--+----------------+--+--------+--+--------------+----+----------------+--+--+--------+
+--------------------------------------------+---+---------------------------------+
| 9. Chain of controlled undertakings through which the voting rights and/or the |
| financial instruments are effectively held, if applicable: xxi |
+----------------------------------------------------------------------------------+
| |
+----------------------------------------------------------------------------------+
| |
+----------------------------------------------------------------------------------+
| Proxy Voting: |
+----------------------------------------------------------------------------------+
| 10. Name of the proxy holder: | n/a |
+------------------------------------------------+---------------------------------+
| 11. Number of voting rights proxy holder will | |
| cease | |
| to hold: | |
+------------------------------------------------+---------------------------------+
| 12. Date on which proxy holder will cease to | |
| hold | |
| voting rights: | |
+------------------------------------------------+---------------------------------+
| |
+----------------------------------------------------------------------------------+
| 13. Additional information: | |
+--------------------------------------------+-------------------------------------+
| 14. Contact name: | PETER WAKEFIELD |
+--------------------------------------------+-------------------------------------+
| 15. Contact telephone number: | 020 7435 6458 |
+--------------------------------------------+-------------------------------------+
| |
+--------------------------------------------+---+---------------------------------+
This information is provided by RNS
The company news service from the London Stock Exchange
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