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CUSIP No. 37954Y467
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13G
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Page 2 of 5 Pages
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1
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NAME OF REPORTING PERSON
Global X Management Company LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o
(b) o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF SHARES BENEFICIALLY
OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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40,127**
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6
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SHARED VOTING POWER
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0
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7
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SOLE DISPOSITIVE POWER
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40,127**
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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40,127**
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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4.46%
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12
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TYPE OF REPORTING PERSON (see instructions)
IA
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** See Item 4 of this Filing
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CUSIP No. 37954Y467
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13G
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Page 3 of 5 Pages
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Item 1.
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(a)
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Name of Issuer
Global X E-Commerce ETF
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(b)
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Address of Issuer’s Principal Executive Offices
605 3rd Avenue, 43rd Floor, New York, NY 10158
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Item 2.
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(a).
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(b). (c). Name, Principal Business Address, and Citizenship of Persons Filing:
(1) Global X Management Company LLC (“GXMC”)
605 3rd Avenue, 43rd Floor
New York, NY 10158
Citizenship: DE
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(d)
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Title of Class of Securities
Common Stock
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(e)
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CUSIP Number
37954Y467
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Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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o
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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o
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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o
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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o
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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x
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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o
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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o
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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o
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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o
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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o
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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CUSIP No. 37954Y467
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13G
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Page 4 of 5 Pages
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Item 4. Ownership.
The information in items 1 and 5 through 11 on the cover pages (p. 2 ) on Schedule 13G is hereby incorporated by reference.
GXMC is a registered investment adviser that furnishes investment advice to the Global X Thematic Growth ETF (the “Fund”), a separate series of Global X Funds, an investment company registered under Section 8 of the Investment Company Act of 1940. As a result of its role as investment adviser to the Fund, GXMC may be deemed to be the beneficial owner of shares of GLOBAL X E-COMMERCE ETF common stock held by the Fund. However, GXMC does not have the right to receive any dividends from, or the proceeds from the sale of, the securities held in the Fund and disclaims any ownership associated with such rights.
Item 5. Ownership of Five Percent or Less of a Class.
Not Applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Global X Thematic Growth ETF, set forth in Item 4 above, has the right to receive all dividends from, and the proceeds from the sale of, the securities held in its respective account. These shares were acquired in the ordinary course of business, and not with the purpose of changing or influencing control of the issuer.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
Not Applicable.
Item 8. Identification and Classification of Members of the Group.
Not Applicable.
Item 9. Notice of Dissolution of Group.
Not Applicable.
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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CUSIP No. 37954Y467
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13G
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Page 5 of 5 Pages
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After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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Global X Management Company LLC
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By: /s/ Luis Berruga
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Name/Title: Luis Berruga, Chief Executive Officer
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Date: June 3, 2020
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