Holding(s) in Company (4592C)
07 März 2011 - 5:00PM
UK Regulatory
TIDMMST
RNS Number : 4592C
Mid-States PLC
07 March 2011
Form TR-1 with annex. FSA Version 2.1 updated April 2007
For filings with the FSA include
the annex
For filings with issuer exclude
the annex
---------------------------------
TR-1: Notifications of Major Interests in Shares
-------------------------------------------------
1. Identity of the issuer or the Mid-States Plc
underlying issuer of existing shares to
which voting rights are attached:
----------------------------------------- -----------------------------------
2. Reason for notification (yes/no)
------------------------------------------------------------------------------
An acquisition or disposal of voting rights
----------------------------------------------------------------- -----------
An acquisition or disposal of financial instruments
which may result in the acquisition of shares already
issued to which voting rights are attached
----------------------------------------------------------------- -----------
An event changing the breakdown of voting rights
----------------------------------------------------------------- -----------
Other (please specify): PLACING OF 144,821,427 NEW ORDINARY YES
SHARES ON 11 JUNE 2010
----------------------------------------------------------------- -----------
3. Full name of person(s) North Atlantic Value LLP as
subject to notification investment manager/advisor (part
obligation: of the J O Hambro Capital Management
Group of companies)
-------------------------------- --------------------------------------------
4. Full name of shareholder(s) (i) North Atlantic Value LLP
(if different from 3) (as Investment Manager/Adviser
to other fund management clients)
(ii) Oryx International Growth
Fund Limited
-------------------------------- --------------------------------------------
5. Date of transaction (and 11 June 2010
date on which the threshold is
crossed or reached if
different):
-------------------------------- --------------------------------------------
6. Date on which issuer 4 March 2011
notified:
-------------------------------- --------------------------------------------
7. Threshold(s) that is/are Percentage holding decreased
crossed or reached: below 5% on the date of the
Placing due to dilution.
-------------------------------- --------------------------------------------
8: Notified Details
--------------------------------------------------------------------------------------
A: Voting rights attached to shares
--------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of shares to the triggering transaction
If transaction
possible
use ISIN
code
----------- -------------------- ---------------------------------------------------
Number Number Number Number of voting Percentage of
of of voting of rights voting rights
shares rights shares
----------- ------- ----------- ------- ------------------ ----------------------
Direct Indirect Direct Indirect
----------- ------- ----------- ------- ------- --------- ------- -------------
Ordinary Shares
Sedol:
0268303
Holder 1: 2,007,276 2,007,276 1,970,700 1,970,700 0.76%
Holder 2: 8,602,997 8,602,997 8,389,573 8,389,573 3.22%
TOTAL = 3.98%
--------------------------------------------------------------------------------------
B: Financial Instruments
------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------
Type of Expiration Exercise/ No. of voting rights Percentage
financial date conversion that may be acquired of voting
instrument period/date (if the instrument rights
exercised/converted)
-------------- ----------- ------------- --------------------- -----------
Total (A+B)
------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------ ----------------------------
10,360,273 3.98%
------------------------ ----------------------------
9. Chain of controlled undertakings through which the voting
rights and /or the financial instruments are effectively held,
if applicable:
----------------------------------------------------------------
Not applicable
----------------------------------------------------------------
Proxy Voting:
-----------------------------------------
10. Name of proxy holder: N/A
----------------------------------- ----
11. Number of voting rights proxy N/A
holder will cease to hold:
----------------------------------- ----
12. Date on which proxy holder N/A
will cease to hold voting rights:
----------------------------------- ----
North Atlantic Value LLP was
the investment manager/advisor
in respect of the full holding
of 3.98% as it is investment
manager/adviser to holder 2 as
well as the other clients included
in holder 1.
The percentage holding decreased
below 5% due to dilution following
the Placing of new ordinary shares
on 11 June 2010. The holding
13. Additional information: has since decreased further.
----------------------------- ------------------------------------
14 Contact name: Bonita Guntrip
----------------------------- ------------------------------------
15. Contact telephone name: 020 7747 5681
----------------------------- ------------------------------------
Form TR-1 with annex. FSA Version 2.1 updated April 2007
For filings with the FSA include
the annex
For filings with issuer exclude
the annex
---------------------------------
TR-1: Notifications of Major Interests in Shares
-------------------------------------------------
1. Identity of the issuer or the Mid-States Plc
underlying issuer of existing shares to
which voting rights are attached:
----------------------------------------- -----------------------------------
2. Reason for notification (yes/no)
------------------------------------------------------------------------------
An acquisition or disposal of voting rights YES
----------------------------------------------------------------- -----------
An acquisition or disposal of financial instruments
which may result in the acquisition of shares already
issued to which voting rights are attached
----------------------------------------------------------------- -----------
An event changing the breakdown of voting rights
----------------------------------------------------------------- -----------
Other (please specify):
----------------------------------------------------------------- -----------
3. Full name of person(s) North Atlantic Value LLP as
subject to notification investment manager/advisor (part
obligation: of the J O Hambro Capital Management
Group of companies)
-------------------------------- --------------------------------------------
4. Full name of shareholder(s) (iii) North Atlantic Value LLP
(if different from 3) (as Investment Manager/Adviser
to other fund management clients)
(iv) Oryx International Growth
Fund Limited
-------------------------------- --------------------------------------------
5. Date of transaction (and 14 January 2011
date on which the threshold is
crossed or reached if
different):
-------------------------------- --------------------------------------------
6. Date on which issuer 4 March 2011
notified:
-------------------------------- --------------------------------------------
7. Threshold(s) that is/are Individual percentage holding
crossed or reached: decreased below 3%
-------------------------------- --------------------------------------------
8: Notified Details
--------------------------------------------------------------------------------------
A: Voting rights attached to shares
--------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of shares to the triggering transaction
If transaction
possible
use ISIN
code
----------- -------------------- ---------------------------------------------------
Number Number Number Number of voting Percentage of
of of voting of rights voting rights
shares rights shares
----------- ------- ----------- ------- ------------------ ----------------------
Direct Indirect Direct Indirect
----------- ------- ----------- ------- ------- --------- ------- -------------
Ordinary Shares
Sedol:
0268303
Holder 1: 1,835,595 1,835,595 1,788,041 1,788,041 0.68%
Holder 2: 7,814,405 7,814,405 7,611,959 7,611,959 2.92%
TOTAL 3.60%
--------------------------------------------------------------------------------------
B: Financial Instruments
------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------
Type of Expiration Exercise/ No. of voting rights Percentage
financial date conversion that may be acquired of voting
instrument period/date (if the instrument rights
exercised/converted)
-------------- ----------- ------------- --------------------- -----------
Total (A+B)
------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------ ----------------------------
9,400,000 3.60%
------------------------ ----------------------------
9. Chain of controlled undertakings through which the voting
rights and /or the financial instruments are effectively held,
if applicable:
----------------------------------------------------------------
Not applicable
----------------------------------------------------------------
Proxy Voting:
-----------------------------------------
10. Name of proxy holder: N/A
----------------------------------- ----
11. Number of voting rights proxy N/A
holder will cease to hold:
----------------------------------- ----
12. Date on which proxy holder N/A
will cease to hold voting rights:
----------------------------------- ----
North Atlantic Value LLP was
the investment manager/advisor
in respect of the full holding
of 3.98% as it is investment
manager/adviser to holder 2 as
well as the other clients included
13. Additional information: in holder 1.
----------------------------- ------------------------------------
14 Contact name: Bonita Guntrip
----------------------------- ------------------------------------
15. Contact telephone name: 020 7747 5681
----------------------------- ------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
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