UBS AG (EPT) Form 8.5 (EPT/RI) - Anglo American plc
10 Mai 2024 - 12:32PM
RNS Regulatory News
RNS Number : 0046O
UBS AG (EPT)
10 May 2024
FORM 8.5
(EPT/RI)
PUBLIC DEALING DISCLOSURE BY
AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code
(the Code)
1. KEY
INFORMATION
(a) Name of exempt principal
trader:
|
UBS Investment Bank, London
|
(b) Name of offeror/offeree
in relation to whose relevant securities this form
relates:
Use
a separate form for each offeror/offeree
|
Anglo American plc
|
(c) Name of the party to the
offer with which exempt principal trader is
connected:
|
BHP Group Limited connected to UBS
|
(d) Date dealing
undertaken:
|
09 May 2024
|
(e) In addition to the
company in 1(b) above, is the exempt principal trader making
disclosures in respect of any other party to this
offer?
If
it is a cash offer or possible cash offer, state
"N/A"
|
YES
|
2. DEALINGS BY
THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The
currency of all prices and other monetary amounts should be
stated.
(a) Purchases and
sales
Class of relevant
security
|
Purchases/
sales
|
Total number of
securities
|
Highest price per unit
paid/received
|
Lowest price per unit
paid/received
|
USD 0.54945
ordinary
|
Buy
|
744939
|
27.53502
GBP
|
26.46751
GBP
|
USD 0.54945
ordinary
|
Sell
|
453203
|
27.53502
GBP
|
26.46751
GBP
|
(b) Cash-settled
derivative transactions
Class of relevant
security
|
Product
description
e.g. CFD
|
Nature of
dealing
e.g. opening/closing a
long/short position, increasing/reducing a long/short
position
|
Number of reference
securities
|
Price per
unit
|
USD
0.54945 ordinary
|
CFD
|
Long
|
59
|
27.086822
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
88
|
27.465
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
364430
|
26.58
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
2000
|
27.3160638192
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
44
|
26.48
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
44
|
26.51
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
44
|
26.585
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
44
|
26.61
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
44
|
26.675
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
44
|
27.15
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
44
|
27.2
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
44
|
27.21
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
33836
|
27.36
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
2028
|
27.4
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
44
|
27.5
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
44
|
27.53
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
783
|
27.01642401
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
18687
|
27.36046679
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
88
|
26.9873863636364
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
18228
|
27.3508050756474
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
4485
|
27.161844
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
300
|
26.6698
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
226
|
27.34699115
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
448
|
27.0484263392857
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
793
|
27.2528562410971
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
3154
|
27.2323818946417
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
481
|
27.455
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
7938
|
27.438309
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
188
|
27.3163957380851
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
133
|
27.37946
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
77
|
27.254531
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
11
|
27.276363
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
23
|
26.814162
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
1206
|
27.335153
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
980
|
27.35948
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
214
|
27.308177
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
184
|
27.351084
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
2
|
27.37
GBP
|
USD
0.54945 ordinary
|
CFD
|
Long
|
88
|
26.59
GBP
|
USD
0.54945 ordinary
|
CFD
|
Short
|
7100
|
26.7675
GBP
|
USD
0.54945 ordinary
|
CFD
|
Short
|
6811
|
27.27248
GBP
|
USD
0.54945 ordinary
|
CFD
|
Short
|
4648
|
26.9835
GBP
|
USD
0.54945 ordinary
|
CFD
|
Short
|
43448
|
27.36
GBP
|
USD
0.54945 ordinary
|
CFD
|
Short
|
24416
|
26.7791
GBP
|
USD
0.54945 ordinary
|
CFD
|
Short
|
321144
|
27.345779
GBP
|
USD
0.54945 ordinary
|
CFD
|
Short
|
364386
|
26.58
GBP
|
USD
0.54945 ordinary
|
CFD
|
Short
|
5800
|
27.5237938618
GBP
|
USD
0.54945 ordinary
|
CFD
|
Short
|
44
|
26.67
GBP
|
USD
0.54945 ordinary
|
CFD
|
Short
|
44
|
26.76
GBP
|
USD
0.54945 ordinary
|
CFD
|
Short
|
44
|
27.055
GBP
|
USD
0.54945 ordinary
|
CFD
|
Short
|
33
|
26.66
GBP
|
USD
0.54945 ordinary
|
CFD
|
Short
|
11
|
27.41
GBP
|
USD
0.54945 ordinary
|
CFD
|
Short
|
251
|
26.675926296255
GBP
|
USD
0.54945 ordinary
|
CFD
|
Short
|
2478
|
26.97176150159
GBP
|
USD
0.54945 ordinary
|
CFD
|
Short
|
16586
|
26.82473426
GBP
|
USD
0.54945 ordinary
|
CFD
|
Short
|
210
|
26.67480952
GBP
|
USD
0.54945 ordinary
|
CFD
|
Short
|
3101
|
26.7056788123573
GBP
|
USD
0.54945 ordinary
|
CFD
|
Short
|
16850
|
27.0068774474048
GBP
|
USD
0.54945 ordinary
|
CFD
|
Short
|
223
|
27.0181838565022
GBP
|
USD
0.54945 ordinary
|
CFD
|
Short
|
29074
|
27.52485421
GBP
|
USD
0.54945 ordinary
|
CFD
|
Short
|
907
|
26.6086512
GBP
|
USD
0.54945 ordinary
|
CFD
|
Short
|
1070
|
26.645
GBP
|
USD
0.54945 ordinary
|
CFD
|
Short
|
88
|
27.465
GBP
|
USD
0.54945 ordinary
|
CFD
|
Short
|
44
|
26.65
GBP
|
USD
0.54945 ordinary
|
CFD
|
Short
|
44
|
26.665
GBP
|
(c) Stock-settled
derivative transactions (including options)
(i) Writing,
selling, purchasing or varying
Class of relevant
security
|
Product
description e.g. call
option
|
Writing, purchasing, selling,
varying etc.
|
Number of securities to which
option relates
|
Exercise price per
unit
|
Type
e.g. American, European
etc.
|
Expiry date
|
Option money paid/ received
per unit
|
|
|
|
|
|
|
|
|
(ii)
Exercise
Class of relevant
security
|
Product
description
e.g. call
option
|
Exercising/ exercised
against
|
Number of
securities
|
Exercise price per
unit
|
|
|
|
|
|
(d) Other dealings
(including subscribing for new securities)
Class of relevant
security
|
Nature of
dealing
e.g. subscription,
conversion
|
Details
|
Price per unit (if
applicable)
|
|
|
|
|
3. OTHER
INFORMATION
(a) Indemnity and
other dealing arrangements
Details of any indemnity or
option arrangement, or any agreement or understanding, formal or
informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by the
exempt principal trader making the disclosure and any party to the
offer or any person acting in concert with a party to the
offer:
Irrevocable commitments and
letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none
"
|
None
|
(b) Agreements,
arrangements or understandings relating to options or
derivatives
Details of any agreement,
arrangement or understanding, formal or informal, between the
exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights
of any relevant securities under any option; or
(ii) the voting rights or
future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such
agreements, arrangements or understandings, state
"none"
|
None
|
Date of disclosure:
|
10 May 2024
|
Contact name:
|
Richard
Howard
|
Telephone number:
|
+44 (0)207 568
9128
|
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk
The
Panel's Market Surveillance Unit is available for consultation in
relation to the Code's dealing disclosure requirements on +44 (0)20
7638 0129.
The
Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
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