Current Report Filing (8-k)
19 Juni 2020 - 11:01PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
June 15, 2020
NETLIST, INC.
(Exact name of registrant as specified in
its charter)
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Delaware
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001-33170
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95-4812784
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(State or other jurisdiction of
incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification Number)
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175 Technology Drive, Suite 150
Irvine, California 92618
(Address of principal executive offices)
(949) 435-0025
(Registrant’s telephone number, including
area code)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which
registered
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Common Stock, par value $0.001 per share
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NLST
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None
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of
the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ¨
On June 15, 2020, Netlist, Inc. (the “Company”)
filed new legal proceedings for patent infringement against SK hynix in the U.S. District Court for the Western District of Texas
based on the infringement of the Company’s U.S. Patent No. 10,217,523 (the “523 patent”) by SK hynix’s
LRDIMM memory products. The 523 Patent is the third patent and the second complaint Netlist has filed against SK hynix in the U.S.
District Court for the Western District of Texas this year.
Forward-Looking Statements
This Current Report on Form 8-K may
contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking
statements provide current expectations or forecasts of future events and are not guarantees of future performance. The forward-looking
statements are based on Netlist’s expectations and are subject to numerous risks and uncertainties. Forward-looking statements
are typically identified by using words such as “plan,” “anticipate,” “estimate,” “project,”
“intend,” “believe,” “will” and similar expressions.
Although Netlist’s management believes
that the expectations reflected in such forward-looking statements are reasonable, actual results may differ materially from those
expressed or implied in such statements. Undue reliance should not be placed on the forward-looking statements, which speak only
as of the date hereof. Netlist does not undertake, and specifically disclaims any obligation, to publicly release the result of
any revisions that may be made to update any forward-looking statement to reflect the events or circumstances after the date on
which the forward-looking statement is made, or reflect the occurrence of unanticipated events, except to the extent required by
law.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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NETLIST, INC.
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Dated: June 19, 2020
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By:
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/s/ Gail M. Sasaki
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Gail M. Sasaki
Vice President and Chief Financial Officer
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