NLST Netlist Inc (QB)

Item 5.07                                            Submission of Matters to a Vote of Security Holders.

On August 14, 2019, Netlist, Inc. (the “Company”) held its 2019 Annual Meeting of Stockholders (the “Annual Meeting”) in Irvine, California. As of June 17, 2019, the record date for the Annual Meeting, there were 140,981,880 shares of the Company’s common stock issued and outstanding and entitled to vote on the proposals presented at the Annual Meeting. A total of 115,472,189 shares of the Company’s common stock, which constituted a quorum, were present in person or by proxy at the Annual Meeting. Set forth below are the final voting results for each of the four proposals submitted to a vote of the Company’s stockholders at the Annual Meeting.

Proposal 1 — Election of Directors .  The Company’s stockholders elected the four persons named below as directors of the Company, each to serve until the Company’s 2020 Annual Meeting of Stockholders or until his successor is duly elected or appointed and qualified. The votes cast on Proposal 1 were as follows:

Proposal 2 — Ratification of Appointment of Independent Registered Public Accounting Firm .  The Company’s stockholders ratified the appointment of KMJ Corbin & Company LLP as the Company’s independent registered public accounting firm for the Company’s fiscal year ending December 28, 2019. The votes cast on Proposal 2 were as follows:

Proposal 3 — Approve, on an advisory basis, the compensation of named executive officers.   The stockholders approved, on an advisory basis, the Compensation of the Company’s named executive officers.  The votes cast were as follows:

Proposal 4 — Advisory Vote on the Frequency of Advisory Votes on Executive Compensation .  The stockholders determined, on an advisory basis, that the preferred frequency for advisory votes on the Company’s executive compensation is every three years. The votes cast were as follows:

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