Current Report Filing (8-k)
20 Juni 2023 - 6:16PM
Edgar (US Regulatory)
TRI-CONTINENTAL CORP MD false 0000099614 0000099614 2023-06-20 2023-06-20 0000099614 ty:CommonSharesMember 2023-06-20 2023-06-20 0000099614 ty:PreferredSharesMember 2023-06-20 2023-06-20
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 20, 2023
Tri-Continental Corporation
(Exact name of registrant as specified in its charter)
|
|
|
|
|
| MARYLAND |
|
811-00266 |
|
13-5441850 |
(State or other jurisdiction
of incorporation) |
|
(Commission
File Number) |
|
(I.R.S. Employer Identification No.) |
|
|
|
| 290 Congress Street, Boston, Massachusetts |
|
02210 |
| (Address of principal executive offices) |
|
(Zip Code) |
Registrant’s telephone number, including area code: (800) 345-6611
NOT APPLICABLE
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
|
|
|
|
|
| Title of each class |
|
Trading
Symbol(s) |
|
Name of each exchange on which registered |
| Common Stock |
|
TY |
|
The New York Stock Exchange |
| Preferred Stock |
|
TYPR |
|
The New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
SECTION 7 — REGULATION FD
| Item 7.01 |
Regulation FD Disclosure. |
Registrant is furnishing as Exhibit 99.1 the attached Press Release dated June 20, 2023 for Tri-Continental Corporation.
2
Exhibit Index
|
|
|
Exhibit
No. |
|
Description |
|
|
| 99.1 |
|
Press Release |
|
|
| 104 |
|
Cover Page Interactive Data File (embedded within the Inline XBRL document) |
3
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: June 20, 2023
|
|
|
| TRI-CONTINENTAL CORPORATION |
|
|
| By: |
|
/s/ Joseph D’Alessandro |
|
|
Joseph D’Alessandro |
|
|
Assistant Secretary |
4
Tri Continental (NYSE:TY)
Historical Stock Chart
Von Nov 2024 bis Dez 2024
Tri Continental (NYSE:TY)
Historical Stock Chart
Von Dez 2023 bis Dez 2024
