Current Report Filing (8-k)
23 Oktober 2013 - 2:02PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
Form
8-K
Current
Report
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
October
23, 2013
JMP Group
Inc.
(Exact
name of registrant as specified in its charter)
Commission
File Number: 001-33448
Delaware
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20-1450327
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(State or other jurisdiction of incorporation)
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(IRS Employer
Identification No.)
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600 Montgomery Street, Suite 1100
San Francisco, CA 94111
(Address
of principal executive offices, including zip code)
415-835-8900
(Registrant’s
telephone number, including area code)
(Former name or
former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
⃞
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
⃞
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
⃞
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
⃞
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item 2.02. Results of Operations and Financial Condition
On October 23, 2013, JMP Group Inc. (the "Company") issued a press
release announcing financial results for its third quarter ended
September 30, 2013. A copy of the Company's press release containing
this information is being furnished as Exhibit 99.1 to this Current
Report on Form 8-K.
The information furnished pursuant to Item 2.02, including Exhibit 99.1,
shall not be deemed "filed" for the purposes of Section 18 of the
Securities Exchange Act of 1934 (the "Exchange Act") and will not be
deemed to be incorporated by reference into any filing under the
Securities Act of 1933, or the Exchange Act, except to the extent that
the Company specifically incorporates it by reference.
The information furnished in this report, including Exhibit 99.1, shall
not be deemed to constitute an admission that such information or
exhibit is required to be furnished pursuant to Regulation FD or that
such information or exhibit contains material information that is not
otherwise publicly available. In addition, the Company does not assume
any obligation to update such information or exhibit in the future.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits.
The following exhibits are furnished as part of
this Current Report on Form 8-K:
99.1 Press release of
the Company dated October 23, 2013.
Signature(s)
Pursuant to
the requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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JMP GROUP INC.
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Date:
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October 23, 2013
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By:
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/s/ Raymond Jackson
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Raymond Jackson
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Chief Financial Officer
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