Current Report Filing (8-k)
08 November 2022 - 11:11PM
Edgar (US Regulatory)
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2022-11-08 2022-11-08 iso4217:USD xbrli:shares iso4217:USD
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act
of 1934
Date of Report (Date of earliest event reported):
November 8, 2022
LUMENT FINANCE TRUST, INC.
(Exact name of registrant as specified in its charter)
|
Maryland |
|
001-35845 |
|
45-4966519 |
|
(State or other jurisdiction
of incorporation) |
|
(Commission File Number) |
|
(IRS Employer Identification
No.) |
230 Park Avenue, 20th
Floor
New York, New
York
10169
(Address of principal executive offices)
(212) 317-5700
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
|
¨ |
Written communications pursuant to
Rule 425 under the Securities Act (17 CFR 230.425) |
|
¨ |
Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
¨ |
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)) |
|
¨ |
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the
Act:
|
Title of each
class |
|
Trading Symbol(s) |
|
Name of each exchange on which
registered |
|
Common Stock, $0.01 par value per share |
|
LFT |
|
New York Stock Exchange |
|
7.875% Series A Cumulative Redeemable Preferred Stock, $0.01 par
value per share |
|
LFTPrA |
|
New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
¨
| Item 2.02 |
Results of
Operations and Financial Condition. |
On November 8, 2022, Lument Finance Trust, Inc. issued a press
release and supplemental financial information announcing its
financial results for the fiscal quarter ended September 30, 2022.
The press release and supplemental financial information are
attached hereto as Exhibit 99.1 and Exhibit 99.2, respectively, and
are incorporated herein by reference.
The information disclosed in “Item 2.02 Results of Operations and
Financial Condition,” including Exhibits 99.1 and 99.2 hereto, is
being furnished and shall not be deemed “filed” for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended (the
“Exchange Act”), or otherwise subject to the liabilities of such
section, nor shall it be deemed incorporated by reference in any
filing under the Securities Act of 1933, as amended (the
“Securities Act”), or the Exchange Act, except as shall be
expressly set forth by specific reference in such a filing.
(d) Exhibits.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
| |
LUMENT Finance Trust,
Inc. |
| |
|
| |
|
|
| Date: November 8,
2022 |
By: |
/s/ James A. Briggs |
| |
|
James A. Briggs |
| |
|
Chief Financial
Officer |
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