Current Report Filing (8-k)
08 September 2014 - 10:04PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT
TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): September 8, 2014
CATALENT, INC.
(Exact
name of registrant as specified in its charter)
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Delaware |
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001-36587 |
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20-8737688 |
(State or other jurisdiction
of Incorporation) |
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(Commission
File Number) |
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(IRS Employer
Identification Number) |
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14 Schoolhouse Road
Somerset, New Jersey |
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08873 |
(Address of registrants principal executive office) |
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(Zip code) |
(732) 537-6200
(Registrants telephone number, including area code)
Not Applicable
(Former
name or former address, if changed since last report)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 203.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
ITEM 8.01 Other Events.
On September 8, 2014, Catalent, Inc. (Catalent) announced that Morgan Stanley and J.P. Morgan, as representatives of the
underwriters of Catalents initial public offering, had exercised their option to purchase an additional 6,375,000 shares of Catalents common stock. The full text of the press release is furnished herewith as Exhibit 99.1, and is
incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
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Exhibit
No. |
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Description |
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99.1 |
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Press Release, dated September 8, 2014 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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Catalent, Inc.
(Registrant) |
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Dated: September 8, 2014 |
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By: |
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/s/ Matthew M. Walsh |
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Name: |
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Matthew M. Walsh |
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Title: |
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Executive Vice President & Chief Financial Officer |
EXHIBIT INDEX
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Exhibit
No. |
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Description |
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99.1 |
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Press Release, dated September 8, 2014 |
Exhibit 99.1
CATALENT, INC. ANNOUNCES UNDERWRITERS EXERCISE OF OPTION TO PURCHASE ADDITIONAL SHARES IN CONNECTION WITH INITIAL PUBLIC OFFERING; INCREASES GROSS
PROCEEDS RAISED TO OVER $1 BILLION
Investor Contact:
Bertner Advisors, LLC
Monique Kosse, 860-940-0352
Monique.Kosse@BertnerAdvisors.com
SOMERSET, N.J. (September 8,
2014) Catalent, Inc. (Catalent), the leading global provider of advanced delivery technologies and development solutions for drugs, biologics and consumer health products, today announced that Morgan Stanley and J.P. Morgan, as
representatives of the underwriters of Catalents initial public offering of its common stock, have exercised their option to purchase an additional 6,375,000 shares of Catalents common stock from Catalent at the initial public offering
price of $20.50 per share less the underwriting discount. The closing of the sale of additional shares is expected to occur on September 9, 2014.
Catalent expects to receive net proceeds of approximately $124.2 million after deducting underwriting discounts from the sale of the additional 6,375,000
shares, and intends to use such proceeds for debt reduction and general corporate purposes.
Morgan Stanley, J.P. Morgan, BofA Merrill Lynch, Goldman,
Sachs & Co., Jefferies and Deutsche Bank Securities acted as joint bookrunning managers for the offering. Blackstone Capital Markets, Piper Jaffray, Raymond James, Wells Fargo Securities, William Blair and Evercore acted as co-managers for
the offering.
A registration statement relating to shares of the common stock of Catalent has been filed with, and declared effective by, the U.S.
Securities and Exchange Commission (SEC). The registration statement is available on the SECs website at www.sec.gov under the registrants name.
This press release does not constitute an offer to sell or a solicitation of an offer to buy the securities described above, nor shall there be any sale of
such shares of common stock in any state or jurisdiction in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction.
The offering of the shares of common stock was made only by means of a prospectus, copies of which may be obtained from Morgan Stanley & Co. LLC,
Attention: Prospectus Department., 180 Varick Street, 2nd Floor, New York, NY 10014; or from J.P. Morgan, Attention: Prospectus Department c/o Broadridge Financial Solutions, 1155 Long Island Avenue, Edgewood, NY, 11717 or via telephone: +1
(866) 803-9204.
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