UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): September 8, 2014

 

 

CATALENT, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-36587   20-8737688

(State or other jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification Number)

 

14 Schoolhouse Road

Somerset, New Jersey

  08873
(Address of registrant’s principal executive office)   (Zip code)

(732) 537-6200

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 203.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


ITEM 8.01 Other Events.

On September 8, 2014, Catalent, Inc. (“Catalent”) announced that Morgan Stanley and J.P. Morgan, as representatives of the underwriters of Catalent’s initial public offering, had exercised their option to purchase an additional 6,375,000 shares of Catalent’s common stock. The full text of the press release is furnished herewith as Exhibit 99.1, and is incorporated herein by reference.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

 

Exhibit

No.

  

Description

99.1    Press Release, dated September 8, 2014


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

   

Catalent, Inc.

(Registrant)

Dated: September 8, 2014     By:  

/s/ Matthew M. Walsh

    Name:   Matthew M. Walsh
    Title:   Executive Vice President & Chief Financial Officer


EXHIBIT INDEX

 

Exhibit

No.

  

Description

99.1    Press Release, dated September 8, 2014


Exhibit 99.1

CATALENT, INC. ANNOUNCES UNDERWRITERS’ EXERCISE OF OPTION TO PURCHASE ADDITIONAL SHARES IN CONNECTION WITH INITIAL PUBLIC OFFERING; INCREASES GROSS PROCEEDS RAISED TO OVER $1 BILLION

Investor Contact:

Bertner Advisors, LLC

Monique Kosse, 860-940-0352

Monique.Kosse@BertnerAdvisors.com

SOMERSET, N.J. (September 8, 2014) — Catalent, Inc. (“Catalent”), the leading global provider of advanced delivery technologies and development solutions for drugs, biologics and consumer health products, today announced that Morgan Stanley and J.P. Morgan, as representatives of the underwriters of Catalent’s initial public offering of its common stock, have exercised their option to purchase an additional 6,375,000 shares of Catalent’s common stock from Catalent at the initial public offering price of $20.50 per share less the underwriting discount. The closing of the sale of additional shares is expected to occur on September 9, 2014.

Catalent expects to receive net proceeds of approximately $124.2 million after deducting underwriting discounts from the sale of the additional 6,375,000 shares, and intends to use such proceeds for debt reduction and general corporate purposes.

Morgan Stanley, J.P. Morgan, BofA Merrill Lynch, Goldman, Sachs & Co., Jefferies and Deutsche Bank Securities acted as joint bookrunning managers for the offering. Blackstone Capital Markets, Piper Jaffray, Raymond James, Wells Fargo Securities, William Blair and Evercore acted as co-managers for the offering.

A registration statement relating to shares of the common stock of Catalent has been filed with, and declared effective by, the U.S. Securities and Exchange Commission (“SEC”). The registration statement is available on the SEC’s website at www.sec.gov under the registrant’s name.

This press release does not constitute an offer to sell or a solicitation of an offer to buy the securities described above, nor shall there be any sale of such shares of common stock in any state or jurisdiction in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction.

The offering of the shares of common stock was made only by means of a prospectus, copies of which may be obtained from Morgan Stanley & Co. LLC, Attention: Prospectus Department., 180 Varick Street, 2nd Floor, New York, NY 10014; or from J.P. Morgan, Attention: Prospectus Department c/o Broadridge Financial Solutions, 1155 Long Island Avenue, Edgewood, NY, 11717 or via telephone: +1 (866) 803-9204.

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