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CUSIP No. 04316A-108 |
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SCHEDULE 13D |
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About this Amendment No. 19
This Amendment No. 19 to Schedule 13D (Amendment No. 19) amends the statement on Schedule 13D relating to the
Class A common stock of Artisan Partners Asset Management Inc. (the Company) filed by the Reporting Persons with the Securities and Exchange Commission on March 12, 2014, as amended from time to time (the Schedule
13D). Capitalized terms used in this Amendment No. 19 but not otherwise defined herein have the meanings given to them in the Schedule 13D.
This Amendment No. 19 is being made to update the number of shares subject to the Stockholders Agreement described in the Schedule 13D
and the percentage of the combined voting power attributed to those shares. Except as otherwise set forth herein, this Amendment No. 19 does not modify any of the information previously reported by the Reporting Persons in the Schedule 13D.
Item 2. Identity and Background
(a), (b), (c), (f) The identity and background of the persons filing this Schedule (each a Reporting Person, and collectively, the
Reporting Persons) is as follows:
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Name |
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Business Address |
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Principal Occupation |
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Citizenship |
Eric R. Colson |
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c/o Artisan Partners Asset Management Inc. 875
E. Wisconsin Ave., Ste. 800, Milwaukee, Wisconsin 53202 |
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Chief Executive Officer and a Director on the Board of Directors of the Company |
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United States of America |
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Charles J. Daley, Jr. |
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c/o Artisan Partners Asset Management Inc. 875
E. Wisconsin Avenue, Suite 800, Milwaukee, Wisconsin 53202 |
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Executive Vice President, Chief Financial Officer and Treasurer of the Company |
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United States of America |
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Gregory K. Ramirez |
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c/o Artisan Partners Asset Management Inc. 875
E. Wisconsin Avenue, Suite 800, Milwaukee, Wisconsin 53202 |
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Executive Vice President of the Company |
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United States of America |
(d), (e) During the last five years, no Reporting Person has been convicted in a criminal proceeding
(excluding traffic violations or similar misdemeanors) or has been party to a civil proceeding of a judicial or administrative body of competent jurisdiction resulting in such Reporting Person being subject to a judgment, decree or final order
enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
This filing is being made on behalf of all the Reporting Persons.
Item 5. Interest in Securities of the Issuer
(a) (b)
As of
February 8, 2024, 6,566,828 shares of Class A common stock of the Company and all 2,220,315 shares of Class B common stock of the Company are subject to the Stockholders Agreement. Those shares, in the aggregate, represent
approximately 11.0% of the combined voting power of the Companys outstanding common stock. Each of the Reporting Persons is a member of the three-person Stockholders Committee that has the power to vote the shares subject to the Stockholders
Agreement. As a result, each of the Reporting Persons may be deemed to have acquired beneficial ownership of all shares subject to the Stockholders Agreement. Each of the Reporting Persons disclaims beneficial ownership of all shares subject to the
Stockholders Agreement, except for those shares with respect to which each Reporting Person, respectively, possesses sole dispositive power as noted below. The Stockholders Agreement is described in greater detail in, and filed as an exhibit to, the
Schedule 13D.
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