Current Report Filing (8-k)
01 Juli 2021 - 11:23PM
Edgar (US Regulatory)
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2021-07-01
2021-07-01
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
July 1, 2021
AssetMark Financial Holdings, Inc.
(Exact name of registrant as specified in its
charter)
Delaware
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001-38980
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30-0774039
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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1655 Grant Street,
10th Floor
Concord, California
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94520
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including
area code: (925) 521-2200
Not
Applicable
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.
below):
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☐
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Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, $0.001 par value
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AMK
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The New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act.
Item 8.01 Other Events.
Completion of Acquisition
On July 1, 2021, AssetMark Financial Holdings,
Inc. issued a press release announcing the completion of its previously announced acquisition of Voyant, Inc. and its subsidiairies. A
copy of the press release is attached hereto as Exhibit 99.1 and incorporated herein by reference.
Item 9.01
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Financial Statements and Exhibits.
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Item 9.01(d) - Exhibits
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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AssetMark Financial Holdings, Inc.
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Date: July 1, 2021
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/s/ Natalie Wolfsen
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Natalie Wolfsen
Chief Executive Officer
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