Texas Capital ETF & Funds Management to Ring the Nasdaq Closing Bell
08 April 2024 - 3:00PM
WHAT:Texas Capital ETF & Funds Management
executives will join together at the Nasdaq MarketSite in New York
City on April 8, 2024, to celebrate the launch of the Texas Capital
Texas Small Cap Equity Index ETF (NASDAQ: TXSS) (the “Fund”).
Daniel Hoverman, head of Corporate & Investment Banking at
Texas Capital, and Ed Rosenberg, head of ETF & Funds
Management, will ring the Closing Bell following remarks for the
occasion.
The TXSS ETF tracks the performance of the Texas Capital Texas
Small Cap Equity Index, a sector GDP weighted and
market-capitalization weighted diversified index designed primarily
to reflect the performance of stocks in small-capitalization
companies headquartered in Texas. Key business sectors in the small
cap equity index include industrials, energy, consumer
discretionary, health care and real estate.
Additional details on the Fund can be found here.
WHERE:Nasdaq MarketSite4 Times SquareNew York,
NY 10036
WEBCAST:A live stream of the Nasdaq Closing
Bell will be available for viewing online at: Bell Ringing Ceremony
| MarketSite | Nasdaq
WHEN:Monday, April 8, 2024 – 3:45 p.m. to 4:00
p.m. ET
About Texas Capital Texas Capital Bancshares,
Inc. (NASDAQ: TCBI), a member of the Russell 2000® Index and
the S&P MidCap 400®, the parent company of Texas Capital Bank
d/b/a Texas Capital, is a full-service financial services firm that
delivers customized solutions to businesses, entrepreneurs and
individual customers. Founded in 1998, the institution is
headquartered in Dallas with offices in Austin, Houston, San
Antonio and Fort Worth, building a network of clients across the
country. With the ability to service clients through their entire
lifecycles, Texas Capital established commercial banking, consumer
banking, investment banking and wealth management capabilities. All
services are subject to applicable laws, regulations, and service
terms. Member FDIC. For more information, please
visit www.texascapital.com.
About NasdaqNasdaq (Nasdaq: NDAQ) is a global
technology company serving the capital markets and other
industries. Our diverse offering of data, analytics, software and
services enables clients to optimize and execute their business
vision with confidence. To learn more about the company, technology
solutions and career opportunities, visit us
at www.nasdaq.com.
DisclosuresInvestors should carefully
consider the investment objectives, risks and charges of the Fund
before investing. The prospectus contains this information and
other information about the Fund, and it should be read carefully
before investing. Investors can obtain a copy of the prospectus by
calling 844.TCB.ETFS (844.822.3837).
Texas Risk. Texas’ economy relies to a
significant extent on certain key industries, such as the oil and
gas industry (including drilling, production and refining),
chemicals production, technology and telecommunications equipment
manufacturing and international trade. Each of these industries has
from time to time suffered from economic downturns, and adverse
conditions in one or more of these industries could impair the
ability of issuers of Texas municipal securities to pay principal
or interest on their obligations.Investment and Market
Risk. As with all investments, an investment in the
Fund is subject to investment risk. Investors in the Fund could
lose money, including the possible loss of the entire principal
amount of an investment, over short or prolonged periods of
time. Geographic Concentration Risk. Because
the Fund and the Texas Capital Texas Equity Index (the “Index”)
will invest only in issuers headquartered in Texas, the Fund's
performance is expected to be closely tied to various factors such
as social, financial, economic and political conditions within that
region. Events that negatively affect that region may cause the
value of the Fund’s shares to decrease, in some cases
significantly. As a result, the Fund may be more volatile than more
geographically diverse funds.Index Tracking
Risk. There is no guarantee that the Fund will
achieve a high degree of correlation to the Index and therefore
achieve its investment objective. The Fund may have difficulty
achieving its investment objective due to fees, expenses (including
rebalancing expenses) and other transaction costs related to the
normal operation of the Fund. These costs that may be incurred by
the Fund are not incurred by the Index, which may make it more
difficult for the Fund to track the Index. New Adviser
Risk. Texas Capital Bank Private Wealth Advisors (the
“Adviser”) has not previously served as an adviser to a registered
mutual fund or ETF. As a result, there is no long-term track record
against which an investor may judge the Adviser and it is possible
the Adviser may not achieve the Fund’s intended investment
objective. New Fund Risk. The Fund is
new and may be at greater risk than larger funds of wider bid-ask
spreads for its shares, trading at a greater premium or discount to
net asset value, liquidation and/or a stop to trading. Any
resulting liquidation of the Fund could cause the Fund to incur
elevated transaction costs for the Fund and negative tax
consequences for its shareholders. Passive Investment
Risk. The Fund is not actively managed, and the
Adviser will not sell a security due to current or projected under
performance of a security, industry, or sector, unless that
security is removed from the Index by the Index provider, who is
unaffiliated with the Adviser. The Fund invests in securities
included in the Index regardless of the Adviser’s independent
analysis of the investment decision.
Shares are not individually redeemable and are issued
and redeemed at their net asset value only in large, specified
blocks of shares called creation units. Shares otherwise can be
bought and sold only through exchange trading at market price (not
NAV). Shares may trade at a premium or discount to their net asset
value in the secondary market. Brokerage commissions will reduce
returns.
Texas Capital Bank Wealth Management Services, Inc. d/b/a Texas
Capital Bank Private Wealth Advisors (“PWA”), a wholly owned
subsidiary of Texas Capital Bank and a Registered Investment
Advisor with the U.S. Securities and Exchange Commission (“SEC”),
serves as investment adviser to the Texas Capital Texas Equity
Index ETF and is paid a fee for its services. Shares of the Texas
Capital Texas Equity Index ETF are not deposits or obligations of,
or guaranteed or endorsed by, Texas Capital Bank or its affiliates.
The Texas Capital Texas Equity Index ETF is not insured by the FDIC
or any other government agency. The Texas Capital Texas Equity
Index ETF is distributed by Northern Lights Distributors, LLC,
member FINRA/SIPC, which is not affiliated with Texas Capital Bank
Private Wealth Advisors.
Not a Deposit. Not FDIC Insured. Not Guaranteed by the Bank. May
Lose Value. Not Insured by any Federal Government Agency.
INVESTOR CONTACT
Jocelyn Kukulka, 469.399.8544
investor.relations@texascapitalbank.com
MEDIA CONTACT
Julia Monter, 469.399.8425
Julia.monter@texascapitalbank.com
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