UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K/A

 

CURRENT REPORT PURSUANT

TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (date of earliest event reported): April 19, 2024

 

374WATER INC.

(Exact Name of Registrant as Specified in Charter)

 

Delaware

 

001-41420

 

88-0271109

(State of Incorporation)

 

(Commission File No.)

 

(I.R.S. Employer Identification No.)

 

701 W Main Street, Suite 410 Durham, NC 27701

(Address of Principal Executive Offices) (Zip Code)

 

(440) 609-9677

(Registrant’s Telephone Number, Including Area Code)

 

N/A

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

 

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

 

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

 

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading Symbol(s)

 

Name of each exchange on which registered

Common Stock, par value $0.001

 

SCWO

 

The Nasdaq Capital Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

Explanatory Note

 

This Current Report on Form 8-K/A (this “Amendment”) is being filed by 374Water Inc. (the “Company”) to amend the Current Report on Form 8-K dated April 19, 2024 filed with the Securities and Exchange Commission on April 24, 2024 (the “Initial Form 8-K”), solely to supplement the Company’s disclosure under Item 5.02 of the Initial Form 8-K to report that Jeffrey Quick, the then interim Chief Executive Officer of the Company, would cease serving in that capacity as of April 22, 2024, and provide certain other information under Item 5.02. This Amendment does not otherwise modify or update any other disclosures in the Initial Form 8-K.

 

Item 5.02  Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

In connection with the appointment of Christian Gannon, age 52, as President and Chief Executive Officer of the Company effective April 22, 2024, Jeffrey Quick will cease to be the interim Chief Executive Officer of the Company on that date.

 

With respect to Mr. Gannon’s appointment, there is no arrangement pursuant to which he was selected an officer of the Company, no family relationships between him and any director or other executive officer of the Company, and no transactions involving him or a member of his immediate family that would require disclosure under Item 404(a) of Regulation S-K.

 

 
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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: August 12, 2024

374WATER INC.

 

 

 

 

By:

/s/ Christian Gannon

 

 

Name:

Christian Gannon

 

 

Title:

Chief Executive Officer

 

 

 
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Cover
Apr. 19, 2024
Cover [Abstract]  
Entity Registrant Name 374WATER INC.
Entity Central Index Key 0000933972
Document Type 8-K/A
Amendment Flag true
Entity Emerging Growth Company false
Document Period End Date Apr. 19, 2024
Entity Incorporation State Country Code DE
Entity File Number 001-41420
Entity Tax Identification Number 88-0271109
Entity Address Address Line 1 701 W Main Street
Entity Address Address Line 2 Suite 410
Entity Address City Or Town Durham
Entity Address State Or Province NC
Entity Address Postal Zip Code 27701
City Area Code 440
Local Phone Number 609-9677
Written Communications false
Soliciting Material false
Pre Commencement Tender Offer false
Pre Commencement Issuer Tender Offer false
Security 12b Title Common Stock, par value $0.001
Trading Symbol SCWO
Security Exchange Name NASDAQ
Amendment Description This Current Report on Form 8-K/A (this “Amendment”) is being filed by 374Water Inc. (the “Company”) to amend the Current Report on Form 8-K dated April 19, 2024 filed with the Securities and Exchange Commission on April 24, 2024 (the “Initial Form 8-K”), solely to supplement the Company’s disclosure under Item 5.02 of the Initial Form 8-K to report that Jeffrey Quick, the then interim Chief Executive Officer of the Company, would cease serving in that capacity as of April 22, 2024, and provide certain other information under Item 5.02. This Amendment does not otherwise modify or update any other disclosures in the Initial Form 8-K.
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