Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
09 Dezember 2022 - 10:11PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO
RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of December 2022
Commission File Number 001-38765
PUHUI WEALTH INVESTMENT MANAGEMENT CO., LTD.
(Translation of registrant’s name into English)
Room 603, 6th Floor, Dingxin
Building
27 Guangqumen Nei Street, Dongcheng District
Beijing, People’s Republic of China, 100062
(Address of principal executive offices)
Indicate by check mark whether the registrant
files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting
the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐.
Indicate by check mark if the registrant is submitting
the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐.
INFORMATION CONTAINED IN THIS FORM 6-K REPORT
As previously announced on November 21, 2022, on November 15, 2022,
Puhui Wealth Investment Management Co., Ltd. (the “Company” or “Puhui”) held its extraordinary general meeting
of shareholders, at which the Company’s shareholders approved a share consolidation (the “Share Consolidation”), pursuant
to which every six (6) issued and unissued existing ordinary shares
of US$0.001 par value each will be consolidated into one ordinary share of a par value of US$0.006 each and
every six (6) issued and unissued preferred shares of US$0.001 par value each will be consolidated into one preferred share of a
par value of US$0.006 each. All fractional shares will be rounded up to
the next whole number.
The Share Consolidation will become effective on December 13, 2022
and will be reflected with The Nasdaq Stock Market LLC (“Nasdaq”) and in the marketplace at the open of business on December
14, 2022, whereupon the ordinary shares begin trading on a share consolidation-adjusted basis. In connection with the Share Consolidation,
the Company’s ordinary shares continue to trade on Nasdaq Capital Market under the symbol “PHCF”
but trade under a new CUSIP Number, G7306H 119.
The Share Consolidation was reflected in the second amended and restated
memorandum and articles of association of the Company (the “Second Amended and Restated M&A”) which was filed with the
General Registry of Cayman Islands on November 23, 2022. A copy of the Second Amended and Restated M&A is attached hereto as Exhibit
3.1 and incorporated herein by reference.
On December 9, 2022, the Company issued a press release announcing
the foregoing matters. A copy of the press release is filed as Exhibit 99.1 to this Report on Form 6-K and is incorporated herein by reference.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto
duly authorized.
|
Puhui Wealth Investment Management Co., Ltd. |
|
(Registrant) |
|
|
Date: December 9, 2022 |
By: |
/s/ Zhe Ji |
|
|
Zhe Ji |
|
|
Chief Executive Officer and
Chairman of the Board |
EXHIBIT INDEX
3
Puhui Wealth Investment ... (NASDAQ:PHCF)
Historical Stock Chart
Von Dez 2024 bis Jan 2025
Puhui Wealth Investment ... (NASDAQ:PHCF)
Historical Stock Chart
Von Jan 2024 bis Jan 2025