Statement of Changes in Beneficial Ownership (4)
20 Mai 2021 - 9:47PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Marquez Antonio F |
2. Issuer Name and Ticker or Trading Symbol
EAGLE BANCORP INC
[
EGBN
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Sr. EVP |
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(Last)
(First)
(Middle)
6205 MAZWOOD ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/18/2021 |
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(Street)
ROCKVILLE, MD 20852
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 5/18/2021 | | S | | 2000 | D | $55.3751 (1) | 34130 (2) | D | |
| Common Stock | 5/18/2021 | | G(3) | | 250 | D | $0 | 33880 | D | |
| Common Stock | 5/18/2021 | | G(3) | | 250 | A | $0 | 1250 | I | Alexander Troy Marquez Irrevocable Trust |
| Common Stock | 5/18/2021 | | G(4) | | 250 | D | $0 | 33630 | D | |
| Common Stock | 5/18/2021 | | G(4) | | 250 | A | $0 | 1250 | I | Nicole Charlotte Marquez Irrevocable Trust |
| Common Stock | 5/19/2021 | | G(5) | | 300 | D | $0 | 33330 | D | |
| Common Stock | 5/19/2021 | | G(5) | | 150 | D | $0 | 33180 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $55.3501 to $55.4 per share. The Reporting Person undertakes to provide to Eagle Bancorp, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| (2) | This amount excludes 2,000 shares of the Company's Common Stock, par value $0.01 ("Common Stock") that are held by the Alexander Troy Marquez Irrevocable Trust (1,000 shares) and the Nicole Charlotte Marquez Irrevocable Trust (1,000 shares), which, due to an administrative error, were inadvertently reported as being held by the Reporting Person on the Form 4 filed by the Reporting Person on February 18, 2021. |
| (3) | Represents a bona fide gift by the Reporting Person to the Alexander Troy Marquez Irrevocable Trust of shares of the Company's Common Stock. Reporting Person and his spouse are trustees of the Alexander Troy Marquez Irrevocable Trust with the power to vote (or direct the vote) and dispose (or direct the disposition) of all such securities. |
| (4) | Represents a bona fide gift by the Reporting Person to the Nicole Charlotte Marquez Irrevocable Trust of shares of the Company's Common Stock. Reporting Person and his spouse are trustees of the Nicole Charlotte Marquez Irrevocable Trust with the power to vote (or direct the vote) and dispose (or direct the disposition) of all such securities. |
| (5) | Represents a charitable donation by the Reporting Person of shares of the Company's Common Stock. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Marquez Antonio F
6205 MAZWOOD ROAD
ROCKVILLE, MD 20852 |
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| Sr. EVP |
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Signatures
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| Antonio F. Marquez | | 5/20/2021 |
| **Signature of Reporting Person | Date |
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