UNITED STATES 

SECURITIES AND EXCHANGE COMMISSION 

Washington, D.C. 20549

 

FORM 12b-25

 

NOTIFICATION OF LATE FILING

 

(Check One): ☒ Form 10-K ☐ Form 20-F ☐Form 11-K ☐ Form 10-Q ☐Form 10-D ☐ Form N-SAR ☐ Form N-CSR

 

For Period Ended: December 31, 2019

 

 

☐

Transition Report on Form 10-K

 

☐

Transition Report on Form 20-F

 

☐

Transition Report on Form 11-K

 

☐

Transition Report on Form 10-Q

 

☐

Transition Report on Form N-SAR

 

For the Transition Period Ended: ____________

 

Read Instruction (on back page) Before Preparing Form. Please Print or Type. 

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

 

PART I — REGISTRANT INFORMATION

 

Alphatec Holdings, Inc.

Full Name of Registrant

 

5818 El Camino Real

Address of Principal Executive Office (Street and Number)

 

Carlsbad, California 92008

City, State and Zip Code

 

PART II — RULES 12b-25(b) AND (c) 

 

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

 

☒

(a)

The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;

 

 

 

☒

(b)

The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K or Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and

 

☐

(c)

The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

PART III — NARRATIVE

 

State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

STG_911445.1

 

Alphatec Holdings, Inc. (the “Registrant”) is unable to file, without unreasonable effort and expense, its Annual Report on Form 10-K for the year ended December 31, 2020, because the Registrant required additional time to prepare and finalize its financial statements and disclosures for the year ended December 31, 2019 required to be included in the Annual Report on Form 10-K. It is anticipated that the Annual Report on Form 10-K will be filed on or before March 18, 2020.

 

PART IV — OTHER INFORMATION

 

(1)

Name and telephone number of person to contact in regard to this notification

 

Jeffrey G. Black, CFO

(760)

431-9286

(Name)

(Area Code)

(Telephone Number)

 

(2)

Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s).   ☒ Yes ☐ No

 

 

(3)

Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?    ☒ Yes ☐ No

 

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

 

Please refer to the Registrant’s Form 8-K filed on March 5, 2020 related to its earnings release for the fourth quarter and fiscal year ended December 31, 2019. Detail regarding significant changes in the Registrant’s results of operations for the year ended December 31, 2019 as compared to the year ended December 31, 2018 are provided in the Form 8-K and the press release furnished therewith.

 

Alphatec Holdings, Inc.

(Name of Registrant as Specified in Charter)

 

has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: March 16, 2020

By:

/s/ Jeffrey G. Black

 

 

 

Jeffrey G. Black

 

 

STG_911445.1

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