false 0001744494 0001744494 2024-12-31 2024-12-31 0001744494 adn:CommonStockParValue0.0001PerShareMember 2024-12-31 2024-12-31 0001744494 adn:WarrantsToPurchaseOneShareOfCommonStockEachAtExercisePriceOf345.00Member 2024-12-31 2024-12-31 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): December 31, 2024

 

 

 

Advent Technologies Holdings, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-38742   83-0982969

(State or other jurisdiction

of incorporation)

   (Commission File Number)  

(IRS Employer

Identification No.)

 

5637 La Ribera St.

Suite A

Livermore, CA 94550

(Address of principal executive offices) (Zip Code)

 

Registrant’s telephone number, including area code: (925) 455-9400

 

 

 

Check the appropriate box below if the Form 8−K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a−12 under the Exchange Act (17 CFR 240.14a−12)
☐ Pre−commencement communications pursuant to Rule 14d−2(b) under the Exchange Act (17 CFR  240.14d−2(b))
☐ Pre−commencement communications pursuant to Rule 13e−4(c) under the Exchange Act (17 CFR 240.13e− 4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol   Name of each exchange on which registered
Common stock, par value $0.0001 per share   ADN   The Nasdaq Stock Market LLC
Warrants to purchase one share of common stock, each at an exercise price of $345.00   ADNWW   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

   

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

Advent Technologies Holdings, Inc. (the “Company”) held its annual meeting of stockholders on December 31, 2024. For more information about the proposals set forth below, please see the Company’s definitive Proxy Statement filed with the Securities and Exchange Commission on December 10, 2024. As of November 27, 2024, the record date of the annual meeting, there were 2,636,508 shares of common stock were issued and outstanding and 1,387,291 shares of common stock were present in person or by proxy at the annual meeting. The final voting results on each of the matters submitted to a vote of stockholders were as follows:

 

Proposal No. 1: To elect Robert Schwartz as a Class I director of the Board of Directors. The nominee listed below has been elected to serve on the Board of Directors of the Company as a Class I director with a term expiring at the 2027 annual meeting of the Company’s stockholders or until his successor is duly elected and qualified in accordance with our second amended and restated certificate of incorporation and amended and restated bylaws, or his earlier death, resignation or removal. The voting results were as follows:

 

Director Nominee   Votes For   Votes Withheld   Broker Non-Votes
Robert Schwartz   320,810   336,605   729,876

 

Proposal No. 2: To ratify the appointment of M&K CPAS, PLLC as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024. Approval of the proposal required the affirmative vote of a majority of all votes cast at the meeting. Abstentions had no effect on the result of the vote. The proposal was approved by a vote of stockholders as follows:

 

Votes For   Votes Against   Abstentions   Broker Non-Votes
942,513   440,522   4,256   N/A

 

Proposal 3: To approve the consideration of and action with respect to such other business and matters as may properly come before this meeting or any adjournments hereof. Approval of the proposal required the affirmative vote of a majority of all votes cast at the meeting. Abstentions had no effect on the result of the vote. The proposal was not approved by a vote of stockholders, with the vote tallies providing as follows:

 

Votes For   Votes Against   Abstentions   Broker Non-Votes
256,801   375,255   25,359   729,876

 

 1 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: January 2, 2025

 

  Advent Technologies Holdings, Inc.
     
  By: /s/ Gary Herman
  Name: Gary Herman
  Title: Chief Executive Officer

 

 2 

 

 

 

v3.24.4
Cover
Dec. 31, 2024
Document Type 8-K
Amendment Flag false
Document Period End Date Dec. 31, 2024
Entity File Number 001-38742
Entity Registrant Name Advent Technologies Holdings, Inc.
Entity Central Index Key 0001744494
Entity Tax Identification Number 83-0982969
Entity Incorporation, State or Country Code DE
Entity Address, Address Line One 5637 La Ribera St.
Entity Address, Address Line Two Suite A
Entity Address, City or Town Livermore
Entity Address, State or Province CA
Entity Address, Postal Zip Code 94550
City Area Code (925)
Local Phone Number 455-9400
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Entity Emerging Growth Company false
Common stock, par value $0.0001 per share  
Title of 12(b) Security Common stock, par value $0.0001 per share
Trading Symbol ADN
Security Exchange Name NASDAQ
Warrants to purchase one share of common stock, each at an exercise price of $345.00  
Title of 12(b) Security Warrants to purchase one share of common stock, each at an exercise price of $345.00
Trading Symbol ADNWW
Security Exchange Name NASDAQ
Advent Technologies (NASDAQ:ADNWW)
Historical Stock Chart
Von Jan 2025 bis Feb 2025 Click Here for more Advent Technologies Charts.
Advent Technologies (NASDAQ:ADNWW)
Historical Stock Chart
Von Feb 2024 bis Feb 2025 Click Here for more Advent Technologies Charts.