Initial Statement of Beneficial Ownership (3)
26 Februar 2019 - 10:14PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Sondel Michael
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2. Date of Event Requiring Statement (MM/DD/YYYY)
2/22/2019
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3. Issuer Name
and
Ticker or Trading Symbol
ANALOG DEVICES INC [ADI]
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(Last)
(First)
(Middle)
ONE TECHNOLOGY WAY
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
CAO (principal acct. officer) /
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(Street)
NORWOOD, MA 02062
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Comm Stock - $.16-2/3 value
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2546
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Non-Qualified Stock Option (right to buy)
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1/4/2012
(1)
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1/4/2021
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Comm Stock - $.16-2/3 value
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3010.0
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$37.52
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D
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Non-Qualified Stock Option (right to buy)
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3/15/2013
(2)
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3/15/2022
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Comm Stock - $.16-2/3 value
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2210.0
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$39.79
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D
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Non-Qualified Stock Option (right to buy)
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3/12/2014
(3)
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3/12/2023
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Comm Stock - $.16-2/3 value
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2740.0
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$46.48
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D
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Non-Qualified Stock Option (right to buy)
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3/12/2015
(4)
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3/12/2024
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Comm Stock - $.16-2/3 value
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2750.0
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$51.73
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D
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Non-Qualified Stock Option (right to buy)
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3/11/2016
(5)
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3/11/2025
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Comm Stock - $.16-2/3 value
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2920.0
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$57.29
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D
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Non-Qualified Stock Option (right to buy)
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3/9/2017
(6)
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3/9/2026
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Comm Stock - $.16-2/3 value
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1910.0
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$54.93
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D
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Non-Qualified Stock Option (right to buy)
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3/8/2018
(7)
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3/8/2027
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Comm Stock - $.16-2/3 value
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2200.0
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$83.48
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D
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Non-Qualified Stock Option (right to buy)
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3/29/2019
(8)
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3/29/2028
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Comm Stock - $.16-2/3 value
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1992.0
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$91.13
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D
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Restricted Stock Unit (RSU)
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3/9/2019
(9)
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(9)
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Comm Stock - $.16-2/3 value
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492.0
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$0.0
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D
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Restricted Stock Unit (RSU)
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3/8/2020
(10)
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(10)
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Comm Stock - $.16-2/3 value
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482.0
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$0.0
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D
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Restricted Stock Unit (RSU)
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3/29/2019
(11)
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(11)
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Comm Stock - $.16-2/3 value
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1108.0
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$0.0
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D
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Explanation of Responses:
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(1)
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This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 4, 2011.
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(2)
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This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 15, 2012.
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(3)
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This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2013.
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(4)
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This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2014.
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(5)
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This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.
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(6)
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This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.
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(7)
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This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 8, 2017.
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(8)
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This option vests in equal installments on the first, second, third and fourth anniversaries of the original grant date, which was March 29, 2018.
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(9)
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The Restricted Stock Units granted to the Reporting Person on March 9, 2016 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.
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(10)
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The Restricted Stock Units granted to the Reporting Person on March 8, 2017 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.
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(11)
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The Restricted Stock Units granted to the Reporting Person on March 29, 2018 (the "Original Grant Date") vest in equal installments on the first, second, third and fourth anniversaries of the Original Grant Date. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Sondel Michael
ONE TECHNOLOGY WAY
NORWOOD, MA 02062
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CAO (principal acct. officer)
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Signatures
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/s/ Michael P. Sondel
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2/26/2019
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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