Initial Statement of Beneficial Ownership (3)
19 Juni 2017 - 10:06PM
Edgar (US Regulatory)
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Jamal Yusuf
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2. Date of Event Requiring Statement (MM/DD/YYYY)
6/15/2017
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3. Issuer Name
and
Ticker or Trading Symbol
ANALOG DEVICES INC [ADI]
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(Last)
(First)
(Middle)
PO BOX 9106, ONE TECHNOLOGY WAY
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
SVP, Ind, Hlthcr, Cons, IoT /
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(Street)
NORWOOD, MA 02062
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Comm Stock - $.16-2/3 value
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502
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Non-Qualified Stock Option (right to buy)
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1/4/2012
(1)
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1/4/2021
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Comm Stock - $.16-2/3 value
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376.0
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$37.52
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D
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Non-Qualified Stock Option (right to buy)
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3/15/2013
(2)
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3/15/2022
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Comm Stock - $.16-2/3 value
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1472.0
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$39.79
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D
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Non-Qualified Stock Option (right to buy)
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3/12/2014
(3)
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3/12/2023
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Comm Stock - $.16-2/3 value
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2478.0
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$46.48
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D
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Non-Qualified Stock Option (right to buy)
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3/12/2015
(4)
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3/12/2024
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Comm Stock - $.16-2/3 value
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4408.0
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$51.73
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D
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Non-Qualified Stock Option (right to buy)
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3/11/2016
(5)
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3/11/2025
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Comm Stock - $.16-2/3 value
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5848.0
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$57.29
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D
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Non-Qualified Stock Option (right to buy)
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3/9/2017
(6)
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3/9/2026
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Comm Stock - $.16-2/3 value
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5729.0
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$54.93
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D
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Non-Qualified Stock Option (right to buy)
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3/8/2018
(7)
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3/8/2027
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Comm Stock - $.16-2/3 value
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5865.0
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$83.48
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D
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Restricted Stock Unit (RSU)
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10/15/2017
(8)
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(8)
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Comm Stock - $.16-2/3 value
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1151.0
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$0.0
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D
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Restricted Stock Unit (RSU)
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3/11/2018
(9)
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(9)
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Comm Stock - $.16-2/3 value
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1410.0
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$0.0
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D
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Restricted Stock Unit (RSU)
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3/9/2019
(10)
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(10)
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Comm Stock - $.16-2/3 value
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1476.0
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$0.0
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D
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Restricted Stock Unit (RSU)
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10/17/2019
(11)
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(11)
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Comm Stock - $.16-2/3 value
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3588.0
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$0.0
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D
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Restricted Stock Unit (RSU)
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3/8/2020
(12)
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(12)
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Comm Stock - $.16-2/3 value
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1284.0
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$0.0
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D
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Explanation of Responses:
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(1)
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This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 4, 2011.
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(2)
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This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 15, 2012.
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(3)
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This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2013.
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(4)
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This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2014.
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(5)
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This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.
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(6)
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This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.
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(7)
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This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 8, 2017.
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(8)
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The Restricted Stock Units granted to the reporting person on October 15, 2014 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.
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(9)
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The Restricted Stock Units granted to the reporting person on March 11, 2015 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.
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(10)
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The Restricted Stock Units granted to the reporting person on March 9, 2016 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.
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(11)
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The Restricted Stock Units granted to the reporting person on October 17, 2016 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.
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(12)
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The Restricted Stock Units granted to the reporting person on March 8, 2017 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Jamal Yusuf
PO BOX 9106
ONE TECHNOLOGY WAY
NORWOOD, MA 02062
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SVP, Ind, Hlthcr, Cons, IoT
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Signatures
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/s/ Yusuf Jamal
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6/19/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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