TIDMTT. TIDM0NLA
RNS Number : 9496W
Bank of America Merrill Lynch
13 November 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose TUI Travel PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 12/11/2014
------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Purchase 401,404 4.166 GBP 4.087 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Sale 487,680 4.179 GBP 4.085 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 52 4.133 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 13 4.133 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 22,892 4.139 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 241 4.109 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 3,757 4.109 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 100 4.095 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 6,880 4.12 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 330 4.1 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,130 4.1 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,690 4.1 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 781 4.101 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 84,870 4.122 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 84,940 4.122 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 315 4.1 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,552 4.1 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,070 4.1 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 581 4.136 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 296,302 4.136 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 296,302 4.136 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 75,000 4.118 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 867 4.138 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,204 4.139 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 6,812 4.14 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
--------------------------- -------------------- ------------ -------------------
N/A N/A N/A N/A
--------------------------- -------------------- ------------ -------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 13/11/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- --------------------------------
(b) Name of offeror/offeree in relation to whose TUI AG
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- --------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
----------------------------------------------------------------------------------------- --------------------------------
(d) Date dealing undertaken: 12/11/2014
----------------------------------------------------------------------------------------- --------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- --------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Purchase 50,331 12.84 EUR 12.58 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Sale 83,099 12.82 EUR 12.565 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing
a
long/short position
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 3,667 12.73 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 490 12.617 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 3,100 12.617 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 16,202 12.783 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 361 12.748 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 782 12.618 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,290 12.616 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 562 12.616 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 816 12.616 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,359 12.616 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 594 12.616 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 858 12.616 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 377 12.618 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 55 12.618 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,462 12.785 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 334 12.636 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 820 12.596 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 456 12.668 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 820 12.668 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 4 12.636 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 10,353 12.641 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 683 12.668 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 586 12.664 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 2,570 12.664 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 687 12.711 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,462 12.636 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,190 12.696 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 95 12.806 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 95 12.724 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 325 12.724 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 3,424 12.607 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 2,325 12.614 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,068 12.614 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 687 12.644 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 3,513 12.628 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 2,391 12.693 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 653 12.754 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 8,221 12.697 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
------------------------------- -------------------------- --------------- ---------------------
N/A N/A N/A N/A
------------------------------- -------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
------------------------------- ------------------------------- ---------- ---------------------------------
N/A N/A N/A N/A
------------------------------- ------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 13/11/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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