TIDMIRSH TIDMSMS
RNS Number : 3872W
Morgan Stanley & Co. Int'l plc
11 December 2023
AMMENT(2(a), 2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant Smart Metering Systems plc
securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------
(c) Name of the party to the offer with which exempt Sienna Bidco Limited (a company wholly-owned by funds
principal trader is connected: advised by KKR)
----------------------------------------------------------
(d) Date dealing undertaken: 07 December 2023
----------------------------------------------------------
(e) In addition to the company in 1(b) above, is the N/A
exempt principal trader making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
----------------------------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
1p ordinary SALES 2,383,848 9.7000 GBP 9.5300 GBP
----------------- ------------------------ ----------------------- -----------------------
1p ordinary PURCHASES 3,762,020 9.7046 GBP 9.5450 GBP
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
1p ordinary CFD increasing a long 16,672 9.5471 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a long 2,811 9.5650 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a long 4,232 9.5650 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a long 15,838 9.5671 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a long 718 9.5974 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a long 174 9.6000 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a long 20,363 9.6028 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 4,690 9.5548 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 33,314 9.5548 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 9,557 9.5796 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a long 4,010 9.5807 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 5,241 9.5931 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 13,689 9.5965 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 28,770 9.5966 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 131 9.6000 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a long 15,769 9.6000 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 394 9.6038 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 4,232 9.6156 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a long 26 9.5680 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a long 244 9.5680 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a long 76,271 9.5742 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a long 100,500 9.5817 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a long 4,804 9.5974 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 3,113 9.5700 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 25,128 9.5700 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 15,495 9.5719 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 6,264 9.5719 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 12,528 9.5796 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 6,226 9.5796 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 50,256 9.5796 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 30,990 9.5796 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 571,933 9.5800 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 519 9.6000 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 34,703 9.6565 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 40,876 9.6565 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 76,433 9.6565 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 2,936 9.6565 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 5,390 9.6565 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 1,016 9.6620 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 6,508 9.6620 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 14,333 9.6620 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 550 9.6620 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 7,664 9.6620 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 366 9.6945 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 677 9.6945 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 4,337 9.6945 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 5,110 9.6945 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 9,556 9.6945 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 732 9.7045 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 1,349 9.7045 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 19,105 9.7045 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 10,220 9.7045 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 8,679 9.7045 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a long position 123,177 9.5548 GBP
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a long position 776 9.5779 GBP
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a long position 4,269 9.5796 GBP
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a long position 32,312 9.5796 GBP
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a long position 7,011 9.5796 GBP
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a long position 7,252 9.5796 GBP
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a long position 3,854 9.5835 GBP
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a long position 76,271 9.5849 GBP
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a long position 100,500 9.5947 GBP
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a long position 3 9.6000 GBP
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a long position 2,932 9.6275 GBP
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a short 20,464 9.5471 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a short 2,763 9.5471 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a short 15,737 9.5471 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a short 3,944 9.5471 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a short 34,659 9.5471 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a short 14,850 9.5671 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a short 33,028 9.5671 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a short 3,824 9.5671 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a short 19,438 9.5671 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a short 2,615 9.5671 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a short 27,431 9.5867 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a short 63 9.5900 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a short 4,916 9.6028 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a short 42,465 9.6028 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a short 19,092 9.6028 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a short 24,992 9.6028 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a short 3,362 9.6028 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a short 519 9.6250 GBP
position
-------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
N/A N/A N/A N/A N/A
-------------------- ----------------------- --------------------- -----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- -------- -------------------------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 11 December 2023
Contact name: Craig Horsley
-----------------
Telephone number: +44 141 245-7736
-----------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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END
FERGPGCPPUPWGQG
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