|
FORM 8.5
(EPT/NON-RI)
|
|
PUBLIC OPENING POSITION
DISCLOSURE/DEALING DISCLOSURE BY AN
|
|
EXEMPT PRINCIPAL TRADER
WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
|
|
(OR WHERE RI STATUS IS NOT
APPLICABLE)
|
|
Rule 8.5 of the Takeover Code
(the "Code")
|
|
1.
|
KEY
INFORMATION
|
|
(a)
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Name of exempt principal trader:
|
BARCLAYS CAPITAL SECURITIES LTD
|
|
(b)
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Name of offeror/offeree in relation to whose
relevant securities this form relates:
|
ANGLO AMERICAN PLC
|
|
(c)
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Name of the party to the offer with which exempt
principal trader is connected
|
BHP GROUP LTD
|
|
(d)
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Date position held/dealing undertaken:
|
24 May 2024
|
|
(e)
|
In
addition to the company in 1(b) above, is the exempt principal
trader making disclosures in respect of any other party to
the offer?
|
YES:
BHP GROUP LTD
|
|
2.
|
POSITIONS OF THE EXEMPT PRINCIPAL TRADER
|
|
(a)
|
Interests and short positions in the relevant securities of
the offeror or offeree
|
|
|
to
which the disclosure relates following the dealing (if
any)
|
|
Class of relevant security:
|
USD
0.54945 ordinary
|
|
|
Interests
|
Short
Positions
|
|
Number
|
(%)
|
Number
|
(%)
|
|
(1)
Relevant securities owned and/or controlled:
|
10,244,979
|
0.84%
|
17,872,131
|
1.46%
|
|
(2)
Cash-settled derivatives:
|
18,273,209
|
1.49%
|
5,903,918
|
0.48%
|
|
(3)
Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00%
|
0
|
0.00%
|
|
TOTAL:
|
28,518,188
|
2.33%
|
23,776,049
|
1.94%
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Rights to subscribe for new securities (including directors
and other executive options)
|
|
Class of relevant security in relation to
which subscription right exists
|
|
|
Details, including nature of the rights
concerned and relevant percentages:
|
|
|
3.
|
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
|
|
(a)
|
Purchase and sales
|
|
|
|
|
|
|
|
Class of relevant
security
|
Purchase/sale
|
Total number of
securities
|
Highest price per unit
paid/received
|
Lowest price per unit
paid/received
|
|
USD 0.54945
ordinary
|
Purchase
|
1027329
|
26.5150
GBP
|
26.1313
GBP
|
|
USD 0.54945
ordinary
|
Purchase
|
600
|
30.8666
EUR
|
30.8666
EUR
|
|
USD 0.54945
ordinary
|
Sale
|
510514
|
26.5150
GBP
|
26.1313
GBP
|
|
ADR
|
Sale
|
7949
|
16.7693
USD
|
16.7362
USD
|
|
ADR
|
Purchase
|
7949
|
16.7693
USD
|
16.7362
USD
|
|
|
|
|
|
|
|
|
|
|
(b)
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Cash-settled derivative transactions
|
|
Class of
relevant
security
|
Product
description
|
Nature of
dealing
|
Number of
reference
securities
|
Price per
unit
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
62
|
26.3250
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
179
|
617.6099
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
181
|
26.1848
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
301
|
26.4059
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
308
|
619.2300
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
511
|
26.3463
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
548
|
619.1846
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
643
|
26.2606
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
657
|
26.2565
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
719
|
26.3015
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
733
|
26.4522
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
900
|
26.4695
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,018
|
26.2282
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,061
|
26.1936
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
1,303
|
26.2528
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,319
|
26.3461
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,409
|
26.2980
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
2,002
|
617.3847
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
3,324
|
26.1500
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
3,701
|
26.4253
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
4,155
|
26.3637
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
4,207
|
26.3110
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
5,008
|
26.2593
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
6,964
|
26.2846
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
8,054
|
618.8345
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
8,226
|
26.2793
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
10,801
|
26.2681
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
11,745
|
26.1501
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
17,198
|
617.2075
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
19,350
|
26.2946
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
21,079
|
617.4709
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
26,821
|
617.1328
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
26,904
|
26.2987
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
27,566
|
26.2881
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
29,921
|
615.7300
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
33,232
|
26.2915
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
34,039
|
26.3025
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
36,070
|
616.7788
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
62,729
|
26.1967
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
75,215
|
26.3172
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
80,085
|
26.3261
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
86,570
|
26.2608
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
94,584
|
26.1549
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
290,531
|
26.1500
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
27
|
618.5936
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
30
|
26.2573
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
179
|
617.6099
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
269
|
615.9844
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
519
|
26.2322
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,686
|
26.2792
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
2,002
|
617.1378
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
11,233
|
616.6264
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
11,431
|
618.3743
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
36,070
|
616.6092
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
144,750
|
616.9700
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
55
|
26.2700
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
60
|
26.2850
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
71
|
26.2761
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
76
|
26.4625
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
106
|
26.1483
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
107
|
618.1100
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
191
|
618.0500
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
308
|
619.2300
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
324
|
26.1500
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
446
|
26.4815
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
451
|
26.3657
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
491
|
26.3882
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
548
|
619.1846
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
618
|
26.4416
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
1,054
|
26.2126
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
1,110
|
26.4602
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
1,232
|
26.2764
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
1,597
|
26.4950
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
1,874
|
26.3693
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
2,119
|
26.2245
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
4,742
|
26.4279
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
4,879
|
26.3087
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
4,914
|
26.4893
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
5,344
|
26.3845
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
5,797
|
26.3973
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
6,168
|
26.3610
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
6,673
|
26.3974
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
6,941
|
617.4423
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
8,054
|
618.8345
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
9,659
|
26.3731
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
17,198
|
617.2075
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
19,265
|
26.3197
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
20,401
|
26.2380
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
21,079
|
617.4709
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
26,609
|
26.4255
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
26,821
|
617.1328
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
28,434
|
26.3577
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
29,921
|
615.7300
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
74,440
|
26.3957
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
179,436
|
26.2373
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
27
|
618.5936
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
107
|
618.3572
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
191
|
618.1705
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
269
|
615.9844
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
600
|
30.8700
EUR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
6,941
|
617.6121
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
9,500
|
26.2881
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
11,233
|
616.6264
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
11,431
|
618.5598
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
18,150
|
26.3434
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
144,750
|
617.1551
ZAR
|
|
|
|
|
|
|
|
|
|
|
(c)
|
Stock-settled derivative transactions (including
options)
|
|
(i)
|
Writing, selling, purchasing or varying
|
|
Class
of
relevant
security
|
Product
description
|
Writing,
purchasing,
selling,
varying etc
|
Number
of
securities
to which
option
relates
|
Exercise
price
per unit
|
Type
|
Expiry
date
|
Option
money
paid/
received
per unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii)
|
Exercising
|
|
|
|
|
|
|
|
Class of relevant
security
|
Product
description
|
Exercising/ exercised
against
|
Number of
securities
|
Exercise price per
unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(d)
|
Other dealings (including subscribing for new
securities)
|
|
Class of relevant
security
|
Nature of
Dealings
|
Details
|
Price per unit (if
applicable)
|
|
|
|
|
|
|
4.
|
OTHER INFORMATION
|
|
(a)
|
Indemnity and other dealings arrangements
|
|
Details of any indemnity or option arrangement, or any
agreement or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into
by
the exempt principal trader making the disclosure and any
party
to the offer or any person acting in concert with a party to
the offer:
|
|
NONE
|
|
(b)
|
Agreements, arrangements or understandings relating to options
or derivatives
|
|
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any
other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights of future acquisition or
disposal of any relevant securities to which
any derivative is referenced:
|
|
NONE
|
|
(c)
|
Attachments
|
|
Is
a Supplemental Form 8 (Open Positions) attached?
|
NO
|
|
Date of disclosure:
|
28-May-24
|
|
Contact name:
|
Large Holdings Regulatory
Operations
|
|
Telephone number:
|
020 3134
7213
|