Initial Statement of Beneficial Ownership (3)
29 Mai 2013 - 4:38PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
BENDER MARCIA T
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2. Date of Event Requiring Statement (MM/DD/YYYY)
5/21/2013
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3. Issuer Name
and
Ticker or Trading Symbol
BAR HARBOR BANKSHARES [bhb]
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(Last)
(First)
(Middle)
PO BOX 400, 82 MAIN STREET
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
Senior Vice President /
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(Street)
BAR HARBOR, ME 04609
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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42
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Options (Right to buy)
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(1)
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4/20/2014
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Common Stock
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2000
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$26.25
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D
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Stock Options (Right to buy)
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(2)
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1/23/2022
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Common Stock
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4000
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$30.29
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D
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Explanation of Responses:
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(
1)
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2004 Grant of Incentive Stock Options to acquire 2,000 shares of Bar Harbor Bankshares common stock under the Bar Harbor Bankshares (and subsidiaries) Stock Option Plan of 2001. These options are fully exercisable and expire on 04/20/2014.
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(
2)
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Grant of Incentive Stock Options to acquire 4,000 shares of Bar Harbor Bankshares common stock under the Bar Harbor Bankshares(and subsidiaries) Stock Option Plan of 2009. Options become exercisable with respect to 800 shares on 01/24/2013 and in 4 annual increments of 800 shares beginning 01/24/2014. These options expire 01/23/2022.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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BENDER MARCIA T
PO BOX 400
82 MAIN STREET
BAR HARBOR, ME 04609
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Senior Vice President
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Signatures
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Marcia T. Bender
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5/29/2013
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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