UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
(Amendment No. 4)
(Mark One)
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QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended June 30, 2011
OR
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Commission File Number:
001-13349
BAR HARBOR BANKSHARES
(Exact name of registrant as specified in its charter)
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Maine
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01-0393663
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification Number)
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PO Box 400
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82 Main Street, Bar Harbor, ME
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04609-0400
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(Address of principal executive offices)
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(Zip Code)
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(207) 288-3314
(Registrant's telephone number, including area code)
Inapplicable
(Former name, former address and former fiscal year, if changed since last report)
Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
YES
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NO
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Indicate by check mark whether the Registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the Registrant was required to submit and post such files). YES
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NO
¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act: Large accelerated filer
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Accelerated filer
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Non-accelerated filer (do not check if a smaller reporting company)
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Smaller reporting company
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Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act): YES:
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NO:
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Indicate the number of shares outstanding of each of the issuer's classes of common stock as of the latest practicable date:
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Class of Common Stock
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Number of Shares Outstanding August 1, 2011
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$2.00 Par Value
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3,862,273
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EXPLANATORY NOTE
The sole purpose of this Amendment No. 4 to the Companys Quarterly Report on Form 10-Q for the period ended June 30, 2011 (the 10-Q), is to furnish the Interactive Data File exhibits required by Item 601(b)(101) of Regulation S-K (the XBRL Files). On March 29, 2013, the Company filed Amendment No. 3 to its 10-Q for the sole purpose of furnishing the related XBRL Files. After filing Amendment No. 3, the Company discovered that the XBRL Files for the 10-Q were not included with Amendment No. 3. The Company believes that this error occurred due to an improper naming convention on the XBRL Files as well as an apparent change in the XBRL taxonomies since the XBRL Files were originally created in 2011. No other changes have been made to the 10-Q, and this Amendment No. 4 has not been updated to reflect events occurring subsequent to the filing of the 10-Q.
ITEM 6:
(a)
Exhibits.
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EXHIBIT
NUMBER
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3.1
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Articles of Incorporation, as amended to date
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Incorporated herein by reference to Form 10-K, Part IV, Item 15, Exhibit 3.1, filed with the Commission on March 16, 2009.
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3.2
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Bylaws, as amended to date
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Incorporated herein by reference to Form 8-K, Exhibit 3, filed with the Commission on December 17, 2008.
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4
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Instruments Defining Rights of Security Holders
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4.1
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Certificate of Designations, Fixed Rate Cumulative
Perpetual Preferred Stock, Series A
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Incorporated herein by reference to Form 8-K, Exhibit 3.1, filed with the Commission on January 21, 2009
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4.2
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Form of Specimen Stock Certificate for Series A
Preferred Sock
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Incorporated herein by reference to Form 8-K, Exhibit 4.1, filed with the Commission on January 21, 2009
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4.3
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Debt Securities Purchase Agreement
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Incorporated herein by reference to Form 10-K, Part IV, Item 15, Exhibit 4.5, filed with the Commission on March 16, 2009.
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4.4
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Form of Subordinated Debt Security of Bar Harbor Bank & Trust
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Incorporated herein by reference to Form 10-K, Part IV, Item 15, Exhibit 4.6, filed with the Commission on March 16, 2009.
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10.1
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2011Annual Incentive Plan for Executive Officers
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Incorporated herein by reference to Form 8-K, Exhibit 5.02, filed with the Commission on June 24, 2011.
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11.1
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Statement re computation of per share earnings
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Data required by SFAS No. 128, Earnings Per Share, is provided in Note 3 to the consolidated financial statements in this report on Form 10-Q.
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31.1
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Certification of the Chief Executive Officer under
Rule 13a-14(a)/15d-14(a)
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Filed herewith.
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31.2
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Certification of the Chief Financial Officer under
Rule 13a-14(a)/15d-14(a)
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Filed herewith.
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32.1
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Certification of Chief Executive Officer under
18 U.S.C. Section 1350
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Furnished herewith.
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32.2
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Certification of Chief Financial Officer under
18 U.S.C. Section 1350
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Furnished herewith.
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