AtlasClear Holdings, Inc. (“AtlasClear Holdings”) (NYSE: ATCH)
is excited to announce the hiring of Jeff Sime as the new Chief
Executive Officer of its wholly-owned subsidiary, Wilson-Davis
& Co., Inc. (“Wilson-Davis”), effective December 16, 2024. This
significant hiring highlights AtlasClear Holdings’ commitment to
identifying and acquiring experienced leadership as they work
towards the goal of revolutionizing the financial sector for the
small institution space.
Mr. Sime brings expertise in capital markets, with a strong
focus on correspondent clearing space. His appointment marks a
crucial moment as AtlasClear Holdings continues to advance the
innovative clearing and settlement platform with a focus on the
future.
Mr. Sime expressed his enthusiasm for the appointment: “I am
thrilled to join AtlasClear Holdings to lead Wilson-Davis and work
alongside a team that is focused on providing solutions that are
forward thinking in the evolving global financial marketplace.
AtlasClear Holdings’ dedication to building the future of clearing
and settlement of traditional and digital assets is in perfect
harmony with my aspirations for the future of finance.”
Before joining AtlasClear Holdings to lead Wilson-Davis, Mr.
Sime led Embed Clearing and was successful in helping facilitate
the approximately $236 million sale of the company in 2022. This
was quite an achievement given Embed had been operating for a
little over a year, its footprint was small and was just beginning
to add to its client base. Mr. Sime indicated that he sees a
potentially larger, long-term opportunity with AtlasClear Holdings
and Wilson-Davis given its footprint and 56-year history. “I
believe we have a unique platform and licensing set with
Wilson-Davis that may allow us to provide institutional clearing
solutions to an underserved segment of the market which is the
small financial institution space. The larger providers in the
market have continued to turn away from directly servicing this
segment of the market, leaving smaller broker-dealers limited
options to manage their clients’ portfolios. We believe we can be
the solution,” said Mr. Sime.
Prior to his position with Embed, Mr. Sime has enjoyed a
successful career spanning almost three decades in the financial
industry. Prior to Embed, Mr. Sime was the President of COR
Clearing and was an integral part of its being purchased by Axos
Financial in 2018.
“We are thrilled to welcome Jeff to the team to lead
Wilson-Davis into the future. Our goal at AtlasClear Holdings is to
build a highly efficient, technology forward Clearing and
Settlement solution for our clients. We believe Jeff’s experienced
leadership going forward will be instrumental in helping to capture
the opportunity in front of us and enhance shareholder value
long-term. His track record speaks for itself,” said Craig
Ridenhour, President, AtlasClear Holdings.
About AtlasClear Holdings, Inc.
AtlasClear Holdings plans to build a cutting-edge technology
enabled financial services firm that would create a more efficient
platform for trading, clearing, settlement and banking of evolving
and innovative financial products with a focus on the small and
middle market financial services firms. The strategic goal of
AtlasClear Holdings is to have a fully vertically integrated suite
of cloud-based products including account opening, trade execution,
risk management, regulatory reporting and settlement. The team that
leads AtlasClear Holdings consists of respected financial services
industry veterans that have founded and led other companies in the
industry including Penson Clearing, Southwest Securities, NexTrade,
Symbiont, and Anderen Bank.
About the Financial Technology
The nature of the combined entity is expected to be supported by
robust, proven, financial technologies with a full suite that will
enable the flow of business and success of the enterprise. The
combined entity is expected to have a full exchange platform for a
spectrum of financial products. In addition, the combined entity is
expected to have a full prime brokerage and, following the
completion of the proposed acquisition of Commercial Bancorp of
Wyoming (“Commercial Bancorp”), a prime banking platform with
complete front-end delivery. The enterprise is anticipated to offer
a fixed income risk management platform which can be expanded to a
diverse application on financial products.
About Wilson-Davis & Co., Inc.
Wilson-Davis is a full-service correspondent securities
broker-dealer. The company is registered with the Securities and
Exchange Commission (“SEC”), the Financial Industry Regulatory
Authority and the Securities Investor Protection Organization. In
addition, Wilson-Davis is a member of DTCC as well as the National
Securities Clearing Corporation. Headquartered in Salt Lake City,
Utah and Dallas, Texas. Wilson-Davis has been servicing the
investment community since 1968, with satellite offices in
California, Arizona, Colorado, New York, New Jersey and
Florida.
About Commercial Bancorp of Wyoming
Commercial Bancorp is a bank holding company operating through
its wholly-owned subsidiary, Farmers State Bank (“FSB”) and has
been servicing the local community in Pine Bluffs, WY since 1915.
It has focused the majority of its services on private and
corporate banking. A member of the Federal Reserve, FSB is expected
to be a strategic asset for AtlasClear Holdings’ long-term business
model.
Cautionary Statements Regarding Forward-Looking Statements
This communication contains forward-looking statements within
the meaning of the Private Securities Litigation Reform Act of
1995, as amended, that reflect AtlasClear Holdings’ current views
with respect to, among other things, the future operations and
financial performance of AtlasClear Holdings. Forward-looking
statements in this communication may be identified by the use of
words such as "anticipate," "assume," "believe," "continue,"
"could," "estimate," "expect," "foreseeable," "future," "intend,"
"may," "outlook," "plan," "potential," "proposed," "predict,"
"project," "seek," "should," "target," "trends," "will," "would"
and similar terms and phrases. Forward-looking statements contained
in this communication include, but are not limited to, statements
as to (i) AtlasClear Holdings’ expectations as to operational
results, (ii) AtlasClear Holdings’ expectations regarding the
benefits of the appointment of Wilson-Davis’ new Chief Executive
Officer, (iii) AtlasClear’s anticipated growth strategy, including
expected acquisitions, and (iv) the financial technology of
AtlasClear Holdings.
The forward-looking statements contained in this communication
are based on the current expectations of AtlasClear Holdings and
its management and are subject to risks and uncertainties. No
assurance can be given that future developments affecting
AtlasClear Holdings will be those that are anticipated. Actual
results may differ materially from current expectations due to
changes in global, regional or local economic, business,
competitive, market, regulatory and other factors, many of which
are beyond the control of AtlasClear Holdings. Should one or more
of these risks or uncertainties materialize, or should any of the
assumptions prove incorrect, actual results may vary in material
respects from those projected in these forward-looking statements.
Factors that could cause actual results to differ may emerge from
time to time, and it is not possible to predict all of them.
Such factors include, but are not limited to: AtlasClear’s
inability to successfully integrate, and/or realize the anticipated
benefits of, the acquisition of Wilson-Davis and the technology
acquired from Pacsquare Technologies LLC (the "Transaction");
failure to recognize the anticipated benefits of the Transaction,
which may be affected by, among other things, competition, the
ability of AtlasClear Holdings to maintain relationships with
customers and suppliers and strategic alliance third parties, and
to retain its management and key employees; AtlasClear Holdings’
inability to integrate, and to realize the benefits of, the
Transaction and other potential acquisitions; changes in general
economic or political conditions; changes in the markets that
AtlasClear Holdings targets; slowdowns in securities or
cryptocurrency trading or shifting demand for trading, clearing and
settling financial products; any change in laws applicable to
AtlasClear Holdings or any regulatory or judicial interpretation
thereof; factors that may cause a delay in timely filing the
transition report described herein; the risk that additional or
different information may become known prior to the expected filing
of the transition report, and other factors, risks and
uncertainties, including those that were included under the heading
"Risk Factors" in AtlasClear Holdings’ Transition Report on Form
10-KT filed with the Securities and Exchange Commission on October
16, 2024 and its subsequent filings with the SEC. AtlasClear
Holdings cautions that the foregoing list of factors is not
exhaustive. Any forward-looking statement made in this
communication speaks only as of the date hereof. Plans, intentions
or expectations disclosed in forward-looking statements may not be
achieved and no one should place undue reliance on such
forward-looking statements. AtlasClear Holdings does not undertake
any obligation to update, revise or review any forward-looking
statement, whether as a result of new information, future
developments or otherwise, except as may be required by any
applicable securities laws.
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Media AtlasClearPR@atlasclear.com
Investors AtlasClearIR@atlasclear.com
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