:

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 12b-25

 

NOTIFICATION OF LATE FILING

  OMB APPROVAL
   

OMB Number: 3235-0058

Expires: April 30, 2009

Estimated average burden hours per response . . . 2.50

   
   

SEC FILE NUMBER

001-11914

   
   

CUSIP NUMBER

885218107

 

(Check One)    

 

¨   Form 10-K     ¨   Form 20-F     ¨   Form 11-K     x   Form 10-Q

¨   Form 10-D     ¨   Form N-SAR     ¨   Form N-CSR

  For Period Ended: September 30, 2008
  ¨   Transition Report on Form 10-K
  ¨   Transition Report on Form 20-F
  ¨   Transition Report on Form 11-K
  ¨   Transition Report on Form 10-Q
  ¨   Transition Report on Form N-SAR
  For the Transition Period Ended:                                                                  

 

 

Read Instruction (on back page) Before Preparing Form. Please Print or Type.

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:             

 

 

PART I — REGISTRANT INFORMATION

 

Thornburg Mortgage, Inc.
Full Name of Registrant
 
Former Name if Applicable
150 Washington Avenue, Suite 302
Address of Principal Executive Office (Street and Number)
Santa Fe, New Mexico 85701
City, State and Zip Code

 

 

PART II — RULES 12b-25(b) AND (c)

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

 

x    

  (a)   The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
  (b)   The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
  (c)   The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

PART III — NARRATIVE

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

The Registrant requires additional time to complete the financial reporting for the securities that we issued in connection with the March 31, 2008 financing transaction that was disclosed on the Registrant’s Current Reports on Form 8-K and 8-K/A filed on April 2, 2008 and April 4, 2008, and in the Form 10-Q for the quarters ended March 31, 2008 and June 30, 2008 (the “Financing”). In addition, the Registrant has faced shortages in its finance and accounting staff to assist with the complicated accounting and financial reporting related to the Financing and other financial analysis and reporting required as a result of the continued turmoil in the mortgage industry affecting the Registrant’s business. Due to the reasons described above, the Registrant could not timely file its Quarterly Report on Form 10-Q for the quarter ended September 30, 2008, on or prior to November 10, 2008, which is the prescribed filing deadline for its Form 10-Q, without unreasonable effort or expense. The Registrant currently expects to file its Quarterly Report on Form 10-Q no later than the fifth calendar day following the prescribed due date.

 

 

 

PART IV — OTHER INFORMATION

 

(1) Name and telephone number of person to contact in regard to this notification

 

Clarence G. Simmons, III      (505)    989-1900
(Name)      (Area Code)    (Telephone Number)

 

(2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).     ¨   Yes     ¨   No

 

 

 

(3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?     ¨   Yes     ¨   No

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

The Registrant currently anticipates that it will report a significant change in its results of operations for the quarter ended September 30, 2008 from the same quarter in the previous fiscal year as the accounting related to the Financing will be reflected in the current period and was not in the corresponding period for the last fiscal year. There also continues to be significant volatility in the mortgage industry which also impacts the Registrant’s results of operations.

 

 

 

 

 

Thornburg Mortgage, Inc.
(Name of Registrant as Specified in Charter)

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date 

   November 10, 2008    By     /s/ Larry A. Goldstone
        

Larry A. Goldstone

President and Chief Executive Officer

INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative’s authority to sign on behalf of the registrant shall be filed with the form.

 

    ATTENTION     
       

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).

 

 

Thornburg (NYSE:TMA)
Historical Stock Chart
Von Mai 2024 bis Jun 2024 Click Here for more Thornburg Charts.
Thornburg (NYSE:TMA)
Historical Stock Chart
Von Jun 2023 bis Jun 2024 Click Here for more Thornburg Charts.