Post-effective Amendment (investment Company, Rule 485(b)) (485bpos)
14 März 2013 - 9:15PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on March 14, 2013
Securities Act Registration No. 033-52154
Investment Company Act Registration No. 811-07168
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
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Pre-Effective Amendment No.
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Post-Effective Amendment No.
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35
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and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
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Amendment No.
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36
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(Check appropriate box or boxes.)
HENNESSY FUNDS TRUST
(Exact name of Registrant as Specified in Charter)
7250 Redwood Blvd.
Suite 200
Novato, CA 94945
(Address of Principal Executive Office) (Zip Code)
(800) 966-4354
Registrant’s Telephone Number, including Area Code:
Neil J. Hennessy
Hennessy Advisors, Inc.
7250 Redwood Blvd.
Suite 200
Novato, CA 94945
(Name and Address of Agent for Service)
Copy to:
Peter D. Fetzer
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Foley & Lardner LLP
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777 East Wisconsin Avenue
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Milwaukee, WI 53202
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It is proposed that this filing will become effective (check appropriate box)
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immediately upon filing pursuant to paragraph (b)
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on (date) pursuant to paragraph (b)
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60 days after filing pursuant to paragraph (a)(1)
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on (date) pursuant to paragraph (a)(1)
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75 days after filing pursuant to paragraph (a)(2)
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on (date) pursuant to paragraph (a)(2) of Rule 485.
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If appropriate, check the following box:
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This post-effective amendment designates a new effective date for a previously filed post- effective amendment.
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Explanatory Note:
This Post-Effective Amendment (“PEA”) No. 35 to the Hennessy Funds Trust (“HFT”) Registration Statement on Form N-1A hereby incorporates Parts A, B and C from the HFT PEA No. 34 on Form N-1A filed February 28, 2013. This PEA No. 35 is filed for the sole purpose of submitting the XBRL exhibit for the risk/return summary first provided in PEA No. 34 to the HFT Registration Statement.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Amended Registration Statement under Rule 485(b) under the Securities Act of 1933 and has duly caused this Amended Registration Statement to be signed below on its behalf by the undersigned, thereunto duly authorized, in the City of Novato and the State of California on the 14
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day of March, 2013.
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HENNESSY FUNDS TRUST
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(Registrant)
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By:
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Neil J. Hennessy
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Neil J. Hennessy
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Chairman of the Board and
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President
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Pursuant to the requirements of the Securities Act of 1933, this Amended Registration Statement has been signed below by the following persons in the capacities and on the date(s) indicated.
Name
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Title
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Date
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/s/
Neil J. Hennessy
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Chairman of the Board and President
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March 14, 2013
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Neil J. Hennessy
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(Principal Executive Officer) and a Trustee
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Robert T. Doyle*
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Trustee
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J. Dennis DeSousa*
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Trustee
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Gerald P. Richardson*
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Trustee
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/s/
Teresa M. Nilsen
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Executive Vice President and Treasurer
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March 14, 2013
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Teresa M. Nilsen
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(Principal Financial and Accounting Officer)
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*By:
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/s/
Neil J. Hennessy
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Neil J. Hennessy
Attorney-In-Fact
March 14, 2013
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Signature Page
INDEX TO EXHIBITS
Exhibit
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Exhibit No.
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Instance Document
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EX-101.INS
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Schema Document
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EX-101.SCH
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Calculation Linkbase Document
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EX-101.CAL
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Definition Linkbase Document
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EX-101.DEF
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Label Linkbase Document
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EX-101.LAB
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Presentation Linkbase Document
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EX-101.PRE
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