Statement of Changes in Beneficial Ownership (4)
04 Juni 2013 - 10:21PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Jilot Dennis L.
|
2. Issuer Name
and
Ticker or Trading Symbol
STR HOLDINGS, INC.
[
STRI
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
1699 KING STREET
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/3/2013
|
(Street)
ENFIELD, CT 06082
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock, Par Value $0.01 Per Share
|
6/3/2013
|
|
A
|
|
14901
|
A
|
$3.02
|
30132
|
D
|
|
Common Stock, Par Value $0.01 Per Share
(1)
|
|
|
|
|
|
|
|
392816
|
I
|
Dennis Jilot GRAT 2
|
Common Stock, Par Value $0.01 Per Share
(2)
|
|
|
|
|
|
|
|
1067500
|
I
|
Jilot Family Trust
|
Common Stock, Par Value $0.01 Per Share
(3)
|
|
|
|
|
|
|
|
392816
|
I
|
Linda Jilot GRAT 2
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(
1)
|
Held by Dennis L. Jilot, as Trustee of The Dennis L. Jilot GRAT No. 2 Trust Agreement dated April 16, 2012.
|
(
2)
|
Held by The Dennis L. and Linda L. Jilot Family Trust, of which Mr. Jilot is a co-trustee and beneficiary.
|
(
3)
|
Held by Linda L. Jilot, as Trustee of The Linda L. Jilot GRAT No. 2 Trust Agreement dated April 16, 2012. The reporting person's spouse is trustee of the trust. The reporting person disclaims ownership of such securities, and this report should not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purposes.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Jilot Dennis L.
1699 KING STREET
ENFIELD, CT 06082
|
X
|
|
|
|
Signatures
|
/s/ Joseph C. Radziewicz, Attorney-in-fact
|
|
6/4/2013
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
STR (CE) (USOTC:STRI)
Historical Stock Chart
Von Jun 2024 bis Jul 2024
STR (CE) (USOTC:STRI)
Historical Stock Chart
Von Jul 2023 bis Jul 2024
Echtzeit-Nachrichten über STR Holdings Inc (CE) (OTCMarkets): 0 Nachrichtenartikel
Weitere Str Holdings, Inc. News-Artikel