Initial Statement of Beneficial Ownership (3)
11 September 2015 - 1:31AM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Ding Yunlin
|
2. Date of Event Requiring Statement (MM/DD/YYYY)
7/8/2015
|
3. Issuer Name
and
Ticker or Trading Symbol
Deyu Agriculture Corp. [DEYU]
|
(Last)
(First)
(Middle)
UNIT 1010, BLOCK B, HUIZHI BUILDING, NO. 9 XUEQING ROAD, HAIDIAN DISTRICT
|
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
___
X
___ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
CEO, President /
|
(Street)
BEIJING, F4 100085
(City)
(State)
(Zip)
|
5. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4)
|
2. Amount of Securities Beneficially Owned
(Instr. 4)
|
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
|
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Common Stock
|
4197852
|
I
(1)
|
See footnote
(1)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4)
|
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
|
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Stock Option (right to buy)
|
(2)
|
11/5/2020
|
Common Stock
|
15000
|
$4.40
|
D
|
|
Stock Option (right to buy)
|
(2)
|
3/8/2022
|
Common Stock
|
40000
|
$1.45
|
D
|
|
Explanation of Responses:
|
(
1)
|
Expert Venture Limited directly owns 6,996,420 shares of common stock of Deyu Agriculture Corp. ("Deyu"). By virtue of Mr. Ding's 60% ownership in Expert Venture Limited, Mr. Ding indirectly owns and may be deemed the beneficial owner of 4,197,852 shares of common stock of Deyu that is directly owned by Expert Venture Limited. Such shares were purchased from Hong Wang.
|
(
2)
|
Mr. Ding was granted options to purchase (i) 15,000 shares of common stock in Deyu in 2010, 33.3% of which vested and became exercisable in December 2012, 33.3% of which vested and became exercisable in November 2013 and 33.3% of which vested and became exercisable in November 2014, and (ii) 40,000 shares of common stock, half of which vested and became exercisable in September 2012, and half of which vested and became exercisable in March 2013.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Ding Yunlin
UNIT 1010, BLOCK B, HUIZHI BUILDING
NO. 9 XUEQING ROAD, HAIDIAN DISTRICT
BEIJING, F4 100085
|
|
X
|
CEO, President
|
|
Signatures
|
/s/ Yunlin Ding
|
|
9/10/2015
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Luca (GM) (USOTC:LUCC)
Historical Stock Chart
Von Mai 2024 bis Jun 2024
Luca (GM) (USOTC:LUCC)
Historical Stock Chart
Von Jun 2023 bis Jun 2024
Echtzeit-Nachrichten über Luca Inc (GM) (OTCMarkets): 0 Nachrichtenartikel
Weitere Deyu Agriculture Corp. News-Artikel