Statement of Changes in Beneficial Ownership (4)
06 Juli 2021 - 12:12PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
SASSOWER PHILIP S |
2. Issuer Name and Ticker or Trading Symbol
iSign Solutions Inc.
[
ISIGN
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Executive Officer |
|
(Last)
(First)
(Middle)
2033 GATWEAY PLACE, SUITE 659 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/28/2021 |
|
(Street)
SAN JOSE, CA 95110
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| Common Stock | 2/2/2016 | | A | | 1644 | A | $4.00 | 1644 | D | |
| Common Stock | 2/2/2016 | | A | | 2233 | A | $4.00 | 3877 | I | See footnote (4) |
| Common Stock | 5/19/2016 | | A | | 93717 | A | $7.42 | 97594 | D | |
| Common Stock | 5/19/2016 | | A | | 228556 | A | $1.74 | 326150 | I | See footnote (4) |
| Common Stock | 12/18/2018 | | A | | 38163 | A | $7.35 | 364313 | D | |
| Common Stock | 6/28/2021 | | A | | 560000 | A | $0.50 | 924313 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Option | $0.0649 | 5/19/2016 | | J (5) | | | 999200 | (2) | 1/28/2018 | Common Stock | 999200 | (1) | 800 | D | |
| Stock Option | $81.13 | 11/14/2017 | | J (6) | | | 800 | (2) | 1/28/2018 | Common Stock | 800 | (1) | 0 | D | |
| Stock Option | $0.78 | 8/9/2018 | | A | | 108000 | | (2) | 8/7/2025 | Common Stock | 108000 | (1) | 108000 | D | |
| Stock Option | $0.50 | 8/11/2020 | | A | | 60000 | | (2) | 8/10/2027 | Common Stock | 60000 | (1) | 168000 | D | |
| Warrant | $0.50 | 2/6/2019 | | A | | 390000 | | 2/6/2019 | 2/5/2020 | Common Stock | 390000 | (3) | 558000 | I | See footnote (4) |
| Explanation of Responses: |
| (1) | Stock Option Grant. |
| (2) | Stock options vest quarterly over three years, commencing on the date of grant. |
| (3) | Warrants issued for long-term deferral of service fees. Warrants can only be exercised on a noncash basis through reduction of long-term deferred service fees. |
| (4) | Via SG Phoenix LLC. |
| (5) | Represents a 1 for 1,250 reverse stock split. |
| (6) | Voluntary surrender of options. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
SASSOWER PHILIP S
2033 GATWEAY PLACE, SUITE 659
SAN JOSE, CA 95110 |
|
| Chief Executive Officer |
|
Signatures
|
| /s/ Philip S. Sassower | | 7/5/2021 |
| **Signature of Reporting Person | Date |
iSign Solutions (CE) (USOTC:ISGN)
Historical Stock Chart
Von Mai 2024 bis Jun 2024
iSign Solutions (CE) (USOTC:ISGN)
Historical Stock Chart
Von Jun 2023 bis Jun 2024
Echtzeit-Nachrichten über iSign Solutions Inc (CE) (OTCMarkets): 0 Nachrichtenartikel
Weitere Isign Solutions Inc. News-Artikel