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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

October 11, 2024

Date of Report (Date of earliest event reported)

 

DALRADA FINANCIAL CORPORATION

(Exact name of registrant as specified in its charter)

 

wyoming 000-12641 38-3713274
(State or other jurisdiction of (Commission File (IRS Employer Identification No.)
incorporation) Number)  
     
     
600 La Terraza Blvd., Escondido, California 92025
(Address of principal executive offices) (Zip Code)

 

(858) 283-1253

Registrant's telephone number, including area code

 

N/A

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbol(s) Name of each exchange on which registered
N/A N/A N/A

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

   

 

 

ITEM 4.01 Changes in Registrants Certifying Accountant.

 

(a)                On October 11, 2024, Assurance Dimensions (“AD”) resigned as Dalrada Financial Corporation’s (the “Company”) independent registered public accounting firm.

 

AD chose to cease their service as the Company’s accountants after substantial deliberation. AD was engaged to audit the Company’s consolidated financial statements of the Company for the fiscal year ended June 30, 2024, review the March 31, 2024 quarter as well as the subsequent quarters going forward. AD completed its review of the quarter ending March 31, 2024. During the fiscal year ended June 30, 2024 and during the pertinent prior and subsequent interim periods, there were no disagreements with AD on any accounting principles or practices, financial statement disclosure or auditing scope or procedure’s that, if not resolved to AD’s satisfaction, would have caused AD to make reference to the subject matter of the disagreement in connection with its audit report.

 
The Company has requested that AD furnish it with a letter addressed to the Securities and Exchange Commission stating whether or not it agrees with the above statements. A copy of such letter, dated October 15, 2024 is filed herewith as Exhibit 16 to this Current Report on Form 8-K.

 

ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS

 

The following exhibit is attached as part of this report:
 

Exhibit No.Description
  
16.1

Letter from Assurance Dimensions
104Cover Page Interactive Data File (formatted in iXBRL, and included in exhibit 101)

 

 

 

 

 

Signature

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: October 15, 2024 DALRADA FINANCIAL CORPORATION
   
  By: /s/ Brian Bonar
    Brian Bonar
Officer, Director

 

 

 

 

 2 

 

Exhibit 16.1

 

 

 

 

October 15, 2024

 

Office of the Chief Accountant

Securities and Exchange Commission

100 F Street NE

Washington, DC 20549

 

We have read the statements under item 4.01 in the Form 8-K dated October 15, 2024 of Dalrada Financial Corporation. to be filed with the Securities and Exchange Commission and we concur with such statements made regarding our firm. We have no basis to agree or disagree with other statements contained herein.

 

https:||www.sec.gov|Archives|edgar|data|1473490|000149315219018421|ex16-1_002.jpg

 

Assurance Dimensions

Coral Springs, Florida

 

 

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Oct. 11, 2024
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Entity Tax Identification Number 38-3713274
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Entity Address, Address Line One 600 La Terraza Blvd.
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