Annual Report of Proxy Voting Record for Management Investment Companies (n-px)
30 August 2013 - 4:56PM
Edgar (US Regulatory)
Capital Appreciation Fund
|
07/01/2012 to 06/30/2013
|
ICA File Number: 811-4519
|
Registrant Name: T. Rowe Price Capital Appreciation Fund
|
Reporting Period: 07/01/2012 - 06/30/2013
|
|
|
FORM N-PX
|
|
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
|
INVESTMENT COMPANY
|
|
Investment Company Act file number 811-4519
|
|
T. Rowe Price Capital Appreciation Fund
|
|
(Exact name of registrant as specified in charter)
|
|
100 East Pratt Street
Baltimore, Maryland 21202
|
|
(Address of principal executive offices)
|
|
Edward C. Bernard
|
100 East Pratt Street
|
Baltimore, Maryland 21202
|
|
(Name and address of agent for service)
|
|
Registrants telephone number, including area code: (410) 345-3577
|
|
Date of fiscal year end: 12/31
|
|
Date of reporting period: 07/01/2012 to 06/30/2013
|
|
SIGNATURES
|
|
Pursuant to the requirements of the Investment Company Act of 1940, the
|
registrant has duly caused this report to be signed on its behalf by the
|
undersigned, thereunto duly authorized.
|
|
(Registrant) T. Rowe Price Capital Appreciation Fund
|
|
By (Signature and Title) /s/
Edward C. Bernard
|
Edward C. Bernard, Chairman of the Board - T. Rowe Price Funds
|
|
Date August 30, 2013
|
Capital Appreciation Fund
|
ACCENTURE PLC
Meeting Date: FEB 06, 2013
Record Date: DEC 11, 2012
Meeting Type: ANNUAL
|
Ticker: ACN
Security ID: G1151C101
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Accept Financial Statements and Statutory Reports
|
Management
|
For
|
For
|
2.1
|
Elect Director William L. Kimsey
|
Management
|
For
|
For
|
2.2
|
Elect Director Robert I. Lipp
|
Management
|
For
|
For
|
2.3
|
Elect Director Pierre Nanterme
|
Management
|
For
|
For
|
2.4
|
Elect Director Gilles C. Pelisson
|
Management
|
For
|
For
|
2.5
|
Elect Director Wulf von Schimmelmann
|
Management
|
For
|
For
|
3
|
Approve Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
4
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
5
|
Amend 2010 Share Incentive Plan
|
Management
|
For
|
For
|
6
|
Authorize the Holding of the 2014 AGM at a Location Outside Ireland
|
Management
|
For
|
For
|
7
|
Authorize Open-Market Purchases of Class A Ordinary Shares
|
Management
|
For
|
For
|
8
|
Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock
|
Management
|
For
|
For
|
9
|
Report on Lobbying Payments and Policy
|
Shareholder
|
Against
|
Against
|
|
ACTUANT CORPORATION
Meeting Date: JAN 15, 2013
Record Date: NOV 15, 2012
Meeting Type: ANNUAL
|
Ticker: ATU
Security ID: 00508X203
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Robert C. Arzbaecher
|
Management
|
For
|
For
|
1.2
|
Elect Director Gurminder S. Bedi
|
Management
|
For
|
For
|
1.3
|
Elect Director Gustav H.P. Boel
|
Management
|
For
|
For
|
1.4
|
Elect Director Thomas J. Fischer
|
Management
|
For
|
For
|
1.5
|
Elect Director William K. Hall
|
Management
|
For
|
For
|
1.6
|
Elect Director R. Alan Hunter, Jr.
|
Management
|
For
|
For
|
1.7
|
Elect Director Robert A. Peterson
|
Management
|
For
|
For
|
1.8
|
Elect Director Holly A. Van Deursen
|
Management
|
For
|
For
|
1.9
|
Elect Director Dennis K. Williams
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Amend Omnibus Stock Plan
|
Management
|
For
|
For
|
4
|
Amend Executive Incentive Bonus Plan
|
Management
|
For
|
For
|
5
|
Ratify Auditors
|
Management
|
For
|
For
|
|
AGILENT TECHNOLOGIES, INC.
Meeting Date: MAR 20, 2013
Record Date: JAN 22, 2013
Meeting Type: ANNUAL
|
Ticker: A
Security ID: 00846U101
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Paul N. Clark
|
Management
|
For
|
Against
|
1.2
|
Elect Director James G. Cullen
|
Management
|
For
|
Against
|
1.3
|
Elect Director Tadataka Yamada
|
Management
|
For
|
Against
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Declassify the Board of Directors
|
Shareholder
|
Against
|
For
|
|
AMDOCS LIMITED
Meeting Date: JUL 31, 2012
Record Date: JUN 15, 2012
Meeting Type: SPECIAL
|
Ticker: DOX
Security ID: G02602103
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Approve Dividends
|
Management
|
For
|
For
|
|
AMERISOURCEBERGEN CORPORATION
Meeting Date: FEB 28, 2013
Record Date: JAN 02, 2013
Meeting Type: ANNUAL
|
Ticker: ABC
Security ID: 03073E105
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Steven H. Collis
|
Management
|
For
|
For
|
1.2
|
Elect Director Douglas R. Conant
|
Management
|
For
|
For
|
1.3
|
Elect Director Richard W. Gochnauer
|
Management
|
For
|
For
|
1.4
|
Elect Director Richard C. Gozon
|
Management
|
For
|
For
|
1.5
|
Elect Director Edward E. Hagenlocker
|
Management
|
For
|
For
|
1.6
|
Elect Director Kathleen W. Hyle
|
Management
|
For
|
For
|
1.7
|
Elect Director Michael J. Long
|
Management
|
For
|
For
|
1.8
|
Elect Director Henry W. McGee
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
|
ANADARKO PETROLEUM CORPORATION
Meeting Date: MAY 14, 2013
Record Date: MAR 19, 2013
Meeting Type: ANNUAL
|
Ticker: APC
Security ID: 032511107
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Kevin P. Chilton
|
Management
|
For
|
For
|
1b
|
Elect Director Luke R. Corbett
|
Management
|
For
|
For
|
1c
|
Elect Director H. Paulett Eberhart
|
Management
|
For
|
For
|
1d
|
Elect Director Peter J. Fluor
|
Management
|
For
|
For
|
1e
|
Elect Director Richard L. George
|
Management
|
For
|
For
|
1f
|
Elect Director Preston M. Geren, III
|
Management
|
For
|
For
|
1g
|
Elect Director Charles W. Goodyear
|
Management
|
For
|
For
|
1h
|
Elect Director John R. Gordon
|
Management
|
For
|
For
|
1i
|
Elect Director Eric D. Mullins
|
Management
|
For
|
For
|
1j
|
Elect Director Paula Rosput Reynolds
|
Management
|
For
|
For
|
1k
|
Elect Director R. A. Walker
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Report on Political Contributions
|
Shareholder
|
Against
|
Against
|
|
APACHE CORPORATION
Meeting Date: MAY 16, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL
|
Ticker: APA
Security ID: 037411105
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Elect Director Eugene C. Fiedorek
|
Management
|
For
|
Against
|
2
|
Elect Director Chansoo Joung
|
Management
|
For
|
Against
|
3
|
Elect Director William C. Montgomery
|
Management
|
For
|
For
|
4
|
Ratify Auditors
|
Management
|
For
|
For
|
5
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
Against
|
6
|
Amend Omnibus Stock Plan
|
Management
|
For
|
For
|
7
|
Declassify the Board of Directors
|
Management
|
For
|
For
|
|
APPLE INC.
Meeting Date: FEB 27, 2013
Record Date: JAN 02, 2013
Meeting Type: ANNUAL
|
Ticker: AAPL
Security ID: 037833100
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director William Campbell
|
Management
|
For
|
For
|
1.2
|
Elect Director Timothy Cook
|
Management
|
For
|
For
|
1.3
|
Elect Director Millard Drexler
|
Management
|
For
|
For
|
1.4
|
Elect Director Al Gore
|
Management
|
For
|
For
|
1.5
|
Elect Director Robert Iger
|
Management
|
For
|
For
|
1.6
|
Elect Director Andrea Jung
|
Management
|
For
|
Withhold
|
1.7
|
Elect Director Arthur Levinson
|
Management
|
For
|
For
|
1.8
|
Elect Director Ronald Sugar
|
Management
|
For
|
For
|
2
|
Amend Articles of Incorporation
|
Management
|
For
|
For
|
3
|
Ratify Auditors
|
Management
|
For
|
For
|
4
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
5
|
Stock Retention/Holding Period
|
Shareholder
|
Against
|
Against
|
6
|
Establish Board Committee on Human Rights
|
Shareholder
|
Against
|
Against
|
|
AUTOZONE, INC.
Meeting Date: DEC 12, 2012
Record Date: OCT 15, 2012
Meeting Type: ANNUAL
|
Ticker: AZO
Security ID: 053332102
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Sue E. Gove
|
Management
|
For
|
For
|
1.2
|
Elect Director Earl G. Graves, Jr.
|
Management
|
For
|
For
|
1.3
|
Elect Director Enderson Guimaraes
|
Management
|
For
|
For
|
1.4
|
Elect Director J. R. Hyde, III
|
Management
|
For
|
For
|
1.5
|
Elect Director W. Andrew McKenna
|
Management
|
For
|
For
|
1.6
|
Elect Director George R. Mrkonic, Jr.
|
Management
|
For
|
For
|
1.7
|
Elect Director Luis P. Nieto
|
Management
|
For
|
For
|
1.8
|
Elect Director William C. Rhodes, III
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
|
AVON PRODUCTS, INC.
Meeting Date: MAY 02, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL
|
Ticker: AVP
Security ID: 054303102
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Douglas R. Conant
|
Management
|
For
|
For
|
1.2
|
Elect Director W. Don Cornwell
|
Management
|
For
|
For
|
1.3
|
Elect Director V. Ann Hailey
|
Management
|
For
|
For
|
1.4
|
Elect Director Fred Hassan
|
Management
|
For
|
Withhold
|
1.5
|
Elect Director Maria Elena Lagomasino
|
Management
|
For
|
For
|
1.6
|
Elect Director Sheri S. McCoy
|
Management
|
For
|
For
|
1.7
|
Elect Director Ann S. Moore
|
Management
|
For
|
For
|
1.8
|
Elect Director Charles H. Noski
|
Management
|
For
|
For
|
1.9
|
Elect Director Gary M. Rodkin
|
Management
|
For
|
For
|
1.10
|
Elect Director Paula Stern
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Approve Omnibus Stock Plan
|
Management
|
For
|
For
|
4
|
Approve Executive Incentive Bonus Plan
|
Management
|
For
|
For
|
5
|
Ratify Auditors
|
Management
|
For
|
For
|
6
|
Report on Safer Substitutes for Product Ingredients
|
Shareholder
|
Against
|
Against
|
|
CHEVRON CORPORATION
Meeting Date: MAY 29, 2013
Record Date: APR 03, 2013
Meeting Type: ANNUAL
|
Ticker: CVX
Security ID: 166764100
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Linnet F. Deily
|
Management
|
For
|
For
|
1b
|
Elect Director Robert E. Denham
|
Management
|
For
|
For
|
1c
|
Elect Director Alice P. Gast
|
Management
|
For
|
For
|
1d
|
Elect Director Enrique Hernandez, Jr.
|
Management
|
For
|
For
|
1e
|
Elect Director George L. Kirkland
|
Management
|
For
|
For
|
1f
|
Elect Director Charles W. Moorman, IV
|
Management
|
For
|
For
|
1g
|
Elect Director Kevin W. Sharer
|
Management
|
For
|
For
|
1h
|
Elect Director John G. Stumpf
|
Management
|
For
|
For
|
1i
|
Elect Director Ronald D. Sugar
|
Management
|
For
|
For
|
1j
|
Elect Director Carl Ware
|
Management
|
For
|
For
|
1k
|
Elect Director John S. Watson
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Amend Omnibus Stock Plan
|
Management
|
For
|
For
|
5
|
Report on Management of Hydraulic Fracturing Risks and Opportunities
|
Shareholder
|
Against
|
For
|
6
|
Report on Offshore Oil Wells and Spill Mitigation Measures
|
Shareholder
|
Against
|
Against
|
7
|
Report on Financial Risks of Climate Change
|
Shareholder
|
Against
|
Against
|
8
|
Report on Lobbying Payments and Policy
|
Shareholder
|
Against
|
Against
|
9
|
Prohibit Political Contributions
|
Shareholder
|
Against
|
Against
|
10
|
Provide for Cumulative Voting
|
Shareholder
|
Against
|
Against
|
11
|
Amend Articles/Bylaws/Charter -- Call Special Meetings
|
Shareholder
|
Against
|
Against
|
12
|
Require Director Nominee with Environmental Expertise
|
Shareholder
|
Against
|
Against
|
13
|
Adopt Guidelines for Country Selection
|
Shareholder
|
Against
|
Against
|
|
CISCO SYSTEMS, INC.
Meeting Date: NOV 15, 2012
Record Date: SEP 17, 2012
Meeting Type: ANNUAL
|
Ticker: CSCO
Security ID: 17275R102
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Carol A. Bartz
|
Management
|
For
|
For
|
1b
|
Elect Director Marc Benioff
|
Management
|
For
|
For
|
1c
|
Elect Director M. Michele Burns
|
Management
|
For
|
For
|
1d
|
Elect Director Michael D. Capellas
|
Management
|
For
|
For
|
1e
|
Elect Director Larry R. Carter
|
Management
|
For
|
For
|
1f
|
Elect Director John T. Chambers
|
Management
|
For
|
For
|
1g
|
Elect Director Brian L. Halla
|
Management
|
For
|
For
|
1h
|
Elect Director John L. Hennessy
|
Management
|
For
|
For
|
1i
|
Elect Director Kristina M. Johnson
|
Management
|
For
|
For
|
1j
|
Elect Director Richard M. Kovacevich
|
Management
|
For
|
For
|
1k
|
Elect Director Roderick C. McGeary
|
Management
|
For
|
For
|
1l
|
Elect Director Arun Sarin
|
Management
|
For
|
For
|
1m
|
Elect Director Steven M. West
|
Management
|
For
|
For
|
2
|
Amend Executive Incentive Bonus Plan
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Ratify Auditors
|
Management
|
For
|
For
|
5
|
Require Independent Board Chairman
|
Shareholder
|
Against
|
Against
|
6
|
Report on Eliminating Conflict Minerals from Supply Chain
|
Shareholder
|
Against
|
Against
|
|
CROWN HOLDINGS, INC.
Meeting Date: APR 25, 2013
Record Date: MAR 05, 2013
Meeting Type: ANNUAL
|
Ticker: CCK
Security ID: 228368106
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Jenne K. Britell
|
Management
|
For
|
For
|
1.2
|
Elect Director John W. Conway
|
Management
|
For
|
For
|
1.3
|
Elect Director Arnold W. Donald
|
Management
|
For
|
For
|
1.4
|
Elect Director William G. Little
|
Management
|
For
|
For
|
1.5
|
Elect Director Hans J. Loliger
|
Management
|
For
|
For
|
1.6
|
Elect Director James H. Miller
|
Management
|
For
|
For
|
1.7
|
Elect Director Josef M. Muller
|
Management
|
For
|
For
|
1.8
|
Elect Director Thomas A. Ralph
|
Management
|
For
|
For
|
1.9
|
Elect Director Hugues du Rouret
|
Management
|
For
|
For
|
1.10
|
Elect Director Jim L. Turner
|
Management
|
For
|
For
|
1.11
|
Elect Director William S. Urkiel
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Approve Omnibus Stock Plan
|
Management
|
For
|
For
|
4
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
Against
|
|
DANAHER CORPORATION
Meeting Date: MAY 07, 2013
Record Date: MAR 08, 2013
Meeting Type: ANNUAL
|
Ticker: DHR
Security ID: 235851102
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Donald J. Ehrlich
|
Management
|
For
|
For
|
1.2
|
Elect Director Linda Hefner Filler
|
Management
|
For
|
For
|
1.3
|
Elect Director Teri List-Stoll
|
Management
|
For
|
For
|
1.4
|
Elect Director Walter G. Lohr, Jr.
|
Management
|
For
|
For
|
1.5
|
Elect Director Steven M. Rales
|
Management
|
For
|
For
|
1.6
|
Elect Director John T. Schwieters
|
Management
|
For
|
For
|
1.7
|
Elect Director Alan G. Spoon
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Amend Omnibus Stock Plan
|
Management
|
For
|
For
|
4
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
5
|
Stock Retention/Holding Period
|
Shareholder
|
Against
|
Against
|
6
|
Report on Political Contributions
|
Shareholder
|
Against
|
Against
|
|
DELL INC.
Meeting Date: JUL 13, 2012
Record Date: MAY 18, 2012
Meeting Type: ANNUAL
|
Ticker: DELL
Security ID: 24702R101
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Elect Director James W. Breyer
|
Management
|
For
|
For
|
2
|
Elect Director Donald J. Carty
|
Management
|
For
|
For
|
3
|
Elect Director Janet F. Clark
|
Management
|
For
|
For
|
4
|
Elect Director Laura Conigliaro
|
Management
|
For
|
For
|
5
|
Elect Director Michael S. Dell
|
Management
|
For
|
For
|
6
|
Elect Director Kenneth M. Duberstein
|
Management
|
For
|
For
|
7
|
Elect Director William H. Gray, III
|
Management
|
For
|
For
|
8
|
Elect Director Gerard J. Kleisterlee
|
Management
|
For
|
For
|
9
|
Elect Director Klaus S. Luft
|
Management
|
For
|
For
|
10
|
Elect Director Alex J. Mandl
|
Management
|
For
|
For
|
11
|
Elect Director Shantanu Narayen
|
Management
|
For
|
For
|
12
|
Elect Director H. Ross Perot, Jr.
|
Management
|
For
|
For
|
13
|
Ratify Auditors
|
Management
|
For
|
For
|
14
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
15
|
Approve Omnibus Stock Plan
|
Management
|
For
|
For
|
|
DELPHI AUTOMOTIVE PLC
Meeting Date: APR 25, 2013
Record Date: FEB 26, 2013
Meeting Type: ANNUAL
|
Ticker: DLPH
Security ID: G27823106
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Reelect Gary L. Cowger as a Director
|
Management
|
For
|
For
|
1.2
|
Reelect Nicholas M. Donofrio as a Director
|
Management
|
For
|
For
|
1.3
|
Reelect Mark P. Frissora as a Director
|
Management
|
For
|
For
|
1.4
|
Reelect Rajiv L. Gupta as a Director
|
Management
|
For
|
For
|
1.5
|
Reelect John A. Krol as a Director
|
Management
|
For
|
For
|
1.6
|
Reelect J. Randall MacDonald as a Director
|
Management
|
For
|
For
|
1.7
|
Reelect Sean O. Mahoney as a Director
|
Management
|
For
|
For
|
1.8
|
Reelect Rodney O'Neal as a Director
|
Management
|
For
|
For
|
1.9
|
Reelect Thomas W. Sidlik as a Director
|
Management
|
For
|
For
|
1.10
|
Reelect Bernd Wiedemann as a Director
|
Management
|
For
|
For
|
1.11
|
Reelect Lawrence A. Zimmerman as a Director
|
Management
|
For
|
For
|
2
|
Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
|
DENTSPLY INTERNATIONAL INC.
Meeting Date: MAY 22, 2013
Record Date: MAR 25, 2013
Meeting Type: ANNUAL
|
Ticker: XRAY
Security ID: 249030107
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Paula H. Cholmondeley
|
Management
|
For
|
For
|
1b
|
Elect Director Michael J. Coleman
|
Management
|
For
|
For
|
1c
|
Elect Director John C. Miles, II
|
Management
|
For
|
For
|
1d
|
Elect Director John L. Miclot
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Declassify the Board of Directors
|
Management
|
For
|
For
|
5
|
Report on Political Contributions
|
Shareholder
|
Against
|
Against
|
|
DOLLAR GENERAL CORPORATION
Meeting Date: MAY 29, 2013
Record Date: MAR 21, 2013
Meeting Type: ANNUAL
|
Ticker: DG
Security ID: 256677105
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Raj Agrawal
|
Management
|
For
|
For
|
1.2
|
Elect Director Warren F. Bryant
|
Management
|
For
|
For
|
1.3
|
Elect Director Michael M. Calbert
|
Management
|
For
|
For
|
1.4
|
Elect Director Sandra B. Cochran
|
Management
|
For
|
For
|
1.5
|
Elect Director Richard W. Dreiling
|
Management
|
For
|
For
|
1.6
|
Elect Director Patricia D. Fili-Krushel
|
Management
|
For
|
For
|
1.7
|
Elect Director Adrian Jones
|
Management
|
For
|
For
|
1.8
|
Elect Director William C. Rhodes, III
|
Management
|
For
|
For
|
1.9
|
Elect Director David B. Rickard
|
Management
|
For
|
For
|
2
|
Adopt Majority Voting for the Election of Directors
|
Management
|
For
|
For
|
3
|
Ratify Auditors
|
Management
|
For
|
For
|
|
DOLLAR TREE, INC.
Meeting Date: JUN 20, 2013
Record Date: APR 12, 2013
Meeting Type: ANNUAL
|
Ticker: DLTR
Security ID: 256746108
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Arnold S. Barron
|
Management
|
For
|
For
|
1.2
|
Elect Director Macon F. Brock, Jr.
|
Management
|
For
|
For
|
1.3
|
Elect Director Mary Anne Citrino
|
Management
|
For
|
For
|
1.4
|
Elect Director H. Ray Compton
|
Management
|
For
|
For
|
1.5
|
Elect Director Conrad M. Hall
|
Management
|
For
|
For
|
1.6
|
Elect Director Lemuel E. Lewis
|
Management
|
For
|
For
|
1.7
|
Elect Director J. Douglas Perry
|
Management
|
For
|
For
|
1.8
|
Elect Director Bob Sasser
|
Management
|
For
|
For
|
1.9
|
Elect Director Thomas A. Saunders, III
|
Management
|
For
|
For
|
1.10
|
Elect Director Thomas E. Whiddon
|
Management
|
For
|
For
|
1.11
|
Elect Director Carl P. Zeithaml
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Approve Deferred Compensation Plan
|
Management
|
For
|
For
|
4
|
Ratify Auditors
|
Management
|
For
|
For
|
5
|
Increase Authorized Common Stock
|
Management
|
For
|
For
|
|
EDISON INTERNATIONAL
Meeting Date: APR 25, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL
|
Ticker: EIX
Security ID: 281020107
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Jagjeet S. Bindra
|
Management
|
For
|
For
|
1.2
|
Elect Director Vanessa C.L. Chang
|
Management
|
For
|
For
|
1.3
|
Elect Director France A. Cordova
|
Management
|
For
|
For
|
1.4
|
Elect Director Theodore F. Craver, Jr.
|
Management
|
For
|
For
|
1.5
|
Elect Director Bradford M. Freeman
|
Management
|
For
|
For
|
1.6
|
Elect Director Luis G. Nogales
|
Management
|
For
|
For
|
1.7
|
Elect Director Ronald L. Olson
|
Management
|
For
|
For
|
1.8
|
Elect Director Richard T. Schlosberg, III
|
Management
|
For
|
For
|
1.9
|
Elect Director Thomas C. Sutton
|
Management
|
For
|
For
|
1.10
|
Elect Director Peter J. Taylor
|
Management
|
For
|
For
|
1.11
|
Elect Director Brett White
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Require Independent Board Chairman
|
Shareholder
|
Against
|
Against
|
|
EXXON MOBIL CORPORATION
Meeting Date: MAY 29, 2013
Record Date: APR 04, 2013
Meeting Type: ANNUAL
|
Ticker: XOM
Security ID: 30231G102
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director M.J. Boskin
|
Management
|
For
|
For
|
1.2
|
Elect Director P. Brabeck-Letmathe
|
Management
|
For
|
For
|
1.3
|
Elect Director U.M. Burns
|
Management
|
For
|
For
|
1.4
|
Elect Director L.R. Faulkner
|
Management
|
For
|
For
|
1.5
|
Elect Director J.S. Fishman
|
Management
|
For
|
For
|
1.6
|
Elect Director H.H. Fore
|
Management
|
For
|
For
|
1.7
|
Elect Director K.C. Frazier
|
Management
|
For
|
For
|
1.8
|
Elect Director W.W. George
|
Management
|
For
|
For
|
1.9
|
Elect Director S.J. Palmisano
|
Management
|
For
|
For
|
1.10
|
Elect Director S.S. Reinemund
|
Management
|
For
|
For
|
1.11
|
Elect Director R.W. Tillerson
|
Management
|
For
|
For
|
1.12
|
Elect Director W.C. Weldon
|
Management
|
For
|
For
|
1.13
|
Elect Director E.E. Whitacre, Jr.
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Require Independent Board Chairman
|
Shareholder
|
Against
|
For
|
5
|
Require a Majority Vote for the Election of Directors
|
Shareholder
|
Against
|
For
|
6
|
Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually
|
Shareholder
|
Against
|
Against
|
7
|
Report on Lobbying Payments and Policy
|
Shareholder
|
Against
|
Against
|
8
|
Study Feasibility of Prohibiting Political Contributions
|
Shareholder
|
Against
|
Against
|
9
|
Adopt Sexual Orientation Anti-bias Policy
|
Shareholder
|
Against
|
For
|
10
|
Report on Management of Hydraulic Fracturing Risks and Opportunities
|
Shareholder
|
Against
|
For
|
11
|
Adopt Quantitative GHG Goals for Products and Operations
|
Shareholder
|
Against
|
Against
|
|
FISERV, INC.
Meeting Date: MAY 22, 2013
Record Date: MAR 26, 2013
Meeting Type: ANNUAL
|
Ticker: FISV
Security ID: 337738108
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Christopher M. Flink
|
Management
|
For
|
For
|
1.2
|
Elect Director Dennis F. Lynch
|
Management
|
For
|
For
|
1.3
|
Elect Director Kim M. Robak
|
Management
|
For
|
For
|
1.4
|
Elect Director Doyle R. Simons
|
Management
|
For
|
For
|
1.5
|
Elect Director Thomas C. Wertheimer
|
Management
|
For
|
For
|
2
|
Amend Omnibus Stock Plan
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Ratify Auditors
|
Management
|
For
|
For
|
5
|
Stock Retention/Holding Period
|
Shareholder
|
Against
|
Against
|
|
GENERAL MILLS, INC.
Meeting Date: SEP 24, 2012
Record Date: JUL 26, 2012
Meeting Type: ANNUAL
|
Ticker: GIS
Security ID: 370334104
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Elect Director Bradbury H. Anderson
|
Management
|
For
|
Against
|
2
|
Elect Director R. Kerry Clark
|
Management
|
For
|
Against
|
3
|
Elect Director Paul Danos
|
Management
|
For
|
Against
|
4
|
Elect Director William T. Esrey
|
Management
|
For
|
Against
|
5
|
Elect Director Raymond V. Gilmartin
|
Management
|
For
|
Against
|
6
|
Elect Director Judith Richards Hope
|
Management
|
For
|
Against
|
7
|
Elect Director Heidi G. Miller
|
Management
|
For
|
Against
|
8
|
Elect Director Hilda Ochoa-Brillembourg
|
Management
|
For
|
Against
|
9
|
Elect Director Steve Odland
|
Management
|
For
|
Against
|
10
|
Elect Director Kendall J. Powell
|
Management
|
For
|
Against
|
11
|
Elect Director Michael D. Rose
|
Management
|
For
|
Against
|
12
|
Elect Director Robert L. Ryan
|
Management
|
For
|
Against
|
13
|
Elect Director Dorothy A. Terrell
|
Management
|
For
|
Against
|
14
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
15
|
Ratify Auditors
|
Management
|
For
|
For
|
|
GENERAL MOTORS COMPANY
Meeting Date: JUN 06, 2013
Record Date: APR 08, 2013
Meeting Type: ANNUAL
|
Ticker: GM
Security ID: 37045V100
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Daniel F. Akerson
|
Management
|
For
|
For
|
1b
|
Elect Director David Bonderman
|
Management
|
For
|
Against
|
1c
|
Elect Director Erroll B. Davis, Jr.
|
Management
|
For
|
For
|
1d
|
Elect Director Stephen J. Girsky
|
Management
|
For
|
For
|
1e
|
Elect Director E. Neville Isdell
|
Management
|
For
|
For
|
1f
|
Elect Director Robert D. Krebs
|
Management
|
For
|
For
|
1g
|
Elect Director Kathryn V. Marinello
|
Management
|
For
|
For
|
1h
|
Elect Director Michael G. Mullen
|
Management
|
For
|
For
|
1i
|
Elect Director James J. Mulva
|
Management
|
For
|
For
|
1j
|
Elect Director Patricia F. Russo
|
Management
|
For
|
For
|
1k
|
Elect Director Thomas M. Schoewe
|
Management
|
For
|
For
|
1l
|
Elect Director Theodore M. Solso
|
Management
|
For
|
For
|
1m
|
Elect Director Carol M. Stephenson
|
Management
|
For
|
For
|
1n
|
Elect Director Cynthia A. Telles
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Require Independent Board Chairman
|
Shareholder
|
Against
|
Against
|
5
|
Stock Retention/Holding Period
|
Shareholder
|
Against
|
Against
|
|
GOOGLE INC.
Meeting Date: JUN 06, 2013
Record Date: APR 08, 2013
Meeting Type: ANNUAL
|
Ticker: GOOG
Security ID: 38259P508
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Larry Page
|
Management
|
For
|
For
|
1.2
|
Elect Director Sergey Brin
|
Management
|
For
|
For
|
1.3
|
Elect Director Eric E. Schmidt
|
Management
|
For
|
For
|
1.4
|
Elect Director L. John Doerr
|
Management
|
For
|
For
|
1.5
|
Elect Director Diane B. Greene
|
Management
|
For
|
For
|
1.6
|
Elect Director John L. Hennessy
|
Management
|
For
|
For
|
1.7
|
Elect Director Ann Mather
|
Management
|
For
|
For
|
1.8
|
Elect Director Paul S. Otellini
|
Management
|
For
|
For
|
1.9
|
Elect Director K. Ram Shriram
|
Management
|
For
|
For
|
1.10
|
Elect Director Shirley M. Tilghman
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Report on Reducing Lead Battery Health Hazards
|
Shareholder
|
Against
|
Against
|
4
|
Approve Recapitalization Plan for all Stock to Have One-vote per Share
|
Shareholder
|
Against
|
For
|
5
|
Stock Retention/Holding Period
|
Shareholder
|
Against
|
Against
|
6
|
Adopt Policy on Succession Planning
|
Shareholder
|
Against
|
Against
|
|
H. J. HEINZ FINANCE CO
Meeting Date: SEP 19, 2012
Record Date: AUG 13, 2012
Meeting Type: ANNUAL
|
Ticker:
Security ID: 42307T306
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Leonard A. Cullo, Jr.
|
Management
|
For
|
For
|
1.2
|
Elect Director Edward J. McMenamin
|
Management
|
For
|
For
|
1.3
|
Elect Director Arthur B. Winkleblack
|
Management
|
For
|
For
|
2
|
Elect Independent Director Andrew L. Stidd
|
Management
|
For
|
For
|
|
HENRY SCHEIN, INC.
Meeting Date: MAY 14, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL
|
Ticker: HSIC
Security ID: 806407102
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Stanley M. Bergman
|
Management
|
For
|
For
|
1.2
|
Elect Director Gerald A. Benjamin
|
Management
|
For
|
For
|
1.3
|
Elect Director James P. Breslawski
|
Management
|
For
|
For
|
1.4
|
Elect Director Mark E. Mlotek
|
Management
|
For
|
For
|
1.5
|
Elect Director Steven Paladino
|
Management
|
For
|
For
|
1.6
|
Elect Director Barry J. Alperin
|
Management
|
For
|
For
|
1.7
|
Elect Director Paul Brons
|
Management
|
For
|
For
|
1.8
|
Elect Director Donald J. Kabat
|
Management
|
For
|
For
|
1.9
|
Elect Director Philip A. Laskawy
|
Management
|
For
|
For
|
1.10
|
Elect Director Karyn Mashima
|
Management
|
For
|
For
|
1.11
|
Elect Director Norman S. Matthews
|
Management
|
For
|
For
|
1.12
|
Elect Director Carol Raphael
|
Management
|
For
|
For
|
1.13
|
Elect Director Bradley T. Sheares
|
Management
|
For
|
For
|
1.14
|
Elect Director Louis W. Sullivan
|
Management
|
For
|
For
|
2
|
Amend Executive Incentive Bonus Plan
|
Management
|
For
|
For
|
3
|
Amend Omnibus Stock Plan
|
Management
|
For
|
For
|
4
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
5
|
Ratify Auditors
|
Management
|
For
|
For
|
|
HONEYWELL INTERNATIONAL INC.
Meeting Date: APR 22, 2013
Record Date: FEB 22, 2013
Meeting Type: ANNUAL
|
Ticker: HON
Security ID: 438516106
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1A
|
Elect Director Gordon M. Bethune
|
Management
|
For
|
For
|
1B
|
Elect Director Kevin Burke
|
Management
|
For
|
For
|
1C
|
Elect Director Jaime Chico Pardo
|
Management
|
For
|
For
|
1D
|
Elect Director David M. Cote
|
Management
|
For
|
For
|
1E
|
Elect Director D. Scott Davis
|
Management
|
For
|
For
|
1F
|
Elect Director Linnet F. Deily
|
Management
|
For
|
For
|
1G
|
Elect Director Judd Gregg
|
Management
|
For
|
For
|
1H
|
Elect Director Clive Hollick
|
Management
|
For
|
For
|
1I
|
Elect Director Grace D. Lieblein
|
Management
|
For
|
For
|
1J
|
Elect Director George Paz
|
Management
|
For
|
For
|
1K
|
Elect Director Bradley T. Sheares
|
Management
|
For
|
For
|
1L
|
Elect Director Robin L. Washington
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Require Independent Board Chairman
|
Shareholder
|
Against
|
For
|
5
|
Provide Right to Act by Written Consent
|
Shareholder
|
Against
|
Against
|
6
|
Pro-rata Vesting of Equity Awards
|
Shareholder
|
Against
|
For
|
|
INTERNATIONAL BUSINESS MACHINES CORPORATION
Meeting Date: APR 30, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL
|
Ticker: IBM
Security ID: 459200101
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Alain J.P. Belda
|
Management
|
For
|
Against
|
1.2
|
Elect Director William R. Brody
|
Management
|
For
|
For
|
1.3
|
Elect Director Kenneth I. Chenault
|
Management
|
For
|
For
|
1.4
|
Elect Director Michael L. Eskew
|
Management
|
For
|
For
|
1.5
|
Elect Director David N. Farr
|
Management
|
For
|
For
|
1.6
|
Elect Director Shirley Ann Jackson
|
Management
|
For
|
For
|
1.7
|
Elect Director Andrew N. Liveris
|
Management
|
For
|
For
|
1.8
|
Elect Director W. James McNerney, Jr.
|
Management
|
For
|
For
|
1.9
|
Elect Director James W. Owens
|
Management
|
For
|
For
|
1.10
|
Elect Director Virginia M. Rometty
|
Management
|
For
|
For
|
1.11
|
Elect Director Joan E. Spero
|
Management
|
For
|
For
|
1.12
|
Elect Director Sidney Taurel
|
Management
|
For
|
For
|
1.13
|
Elect Director Lorenzo H. Zambrano
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Report on Lobbying Payments and Policy
|
Shareholder
|
Against
|
Against
|
5
|
Provide Right to Act by Written Consent
|
Shareholder
|
Against
|
Against
|
6
|
Require Independent Board Chairman
|
Shareholder
|
Against
|
Against
|
7
|
Stock Retention/Holding Period
|
Shareholder
|
Against
|
Against
|
|
INVESCO LTD.
Meeting Date: MAY 16, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL
|
Ticker: IVZ
Security ID: G491BT108
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Joseph R. Canion
|
Management
|
For
|
For
|
1.2
|
Elect Director Edward P. Lawrence
|
Management
|
For
|
For
|
1.3
|
Elect Director Phoebe A. Wood
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Amend Executive Incentive Bonus Plan
|
Management
|
For
|
For
|
4
|
Ratify Auditors
|
Management
|
For
|
For
|
|
JOHNSON CONTROLS, INC.
Meeting Date: JAN 23, 2013
Record Date: NOV 15, 2012
Meeting Type: ANNUAL
|
Ticker: JCI
Security ID: 478366107
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director David P. Abney
|
Management
|
For
|
For
|
1.2
|
Elect Director Julie L. Bushman
|
Management
|
For
|
For
|
1.3
|
Elect Director Eugenio Clariond Reyes-Retana
|
Management
|
For
|
For
|
1.4
|
Elect Director Jeffrey A. Joerres
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Declassify the Board of Directors
|
Management
|
For
|
For
|
4
|
Approve Omnibus Stock Plan
|
Management
|
For
|
For
|
5
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
6
|
Require Independent Board Chairman
|
Shareholder
|
Against
|
Against
|
7
|
Provide Right to Act by Written Consent
|
Shareholder
|
Against
|
Against
|
|
JPMORGAN CHASE & CO.
Meeting Date: MAY 21, 2013
Record Date: MAR 22, 2013
Meeting Type: ANNUAL
|
Ticker: JPM
Security ID: 46625H100
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director James A. Bell
|
Management
|
For
|
For
|
1b
|
Elect Director Crandall C.Bowles
|
Management
|
For
|
For
|
1c
|
Elect Director Stephen B. Burke
|
Management
|
For
|
For
|
1d
|
Elect Director David M. Cote
|
Management
|
For
|
Against
|
1e
|
Elect Director James S. Crown
|
Management
|
For
|
For
|
1f
|
Elect Director James Dimon
|
Management
|
For
|
For
|
1g
|
Elect Director Timothy P. Flynn
|
Management
|
For
|
For
|
1h
|
Elect Director Ellen V. Futter
|
Management
|
For
|
Against
|
1i
|
Elect Director Laban P. Jackson, Jr.
|
Management
|
For
|
For
|
1j
|
Elect Director Lee R. Raymond
|
Management
|
For
|
For
|
1k
|
Elect Director William C. Weldon
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Provide Right to Act by Written Consent
|
Management
|
For
|
For
|
5
|
Amend Executive Incentive Bonus Plan
|
Management
|
For
|
For
|
6
|
Require Independent Board Chairman
|
Shareholder
|
Against
|
Against
|
7
|
Stock Retention/Holding Period
|
Shareholder
|
Against
|
Against
|
8
|
Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity
|
Shareholder
|
Against
|
For
|
9
|
Report on Lobbying Payments and Policy
|
Shareholder
|
Against
|
Against
|
|
KELLOGG COMPANY
Meeting Date: APR 26, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL
|
Ticker: K
Security ID: 487836108
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Gordon Gund
|
Management
|
For
|
For
|
1.2
|
Elect Director Mary Laschinger
|
Management
|
For
|
For
|
1.3
|
Elect Director Ann McLaughlin Korologos
|
Management
|
For
|
For
|
1.4
|
Elect Director Cynthia Milligan
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Approve Omnibus Stock Plan
|
Management
|
For
|
Against
|
4
|
Ratify Auditors
|
Management
|
For
|
For
|
5
|
Declassify the Board of Directors
|
Shareholder
|
Against
|
For
|
|
KOHL'S CORPORATION
Meeting Date: MAY 16, 2013
Record Date: MAR 13, 2013
Meeting Type: ANNUAL
|
Ticker: KSS
Security ID: 500255104
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Peter Boneparth
|
Management
|
For
|
For
|
1b
|
Elect Director Steven A. Burd
|
Management
|
For
|
For
|
1c
|
Elect Director Dale E. Jones
|
Management
|
For
|
For
|
1d
|
Elect Director Kevin Mansell
|
Management
|
For
|
For
|
1e
|
Elect Director John E. Schlifske
|
Management
|
For
|
For
|
1f
|
Elect Director Frank V. Sica
|
Management
|
For
|
For
|
1g
|
Elect Director Peter M. Sommerhauser
|
Management
|
For
|
For
|
1h
|
Elect Director Stephanie A. Streeter
|
Management
|
For
|
For
|
1i
|
Elect Director Nina G. Vaca
|
Management
|
For
|
For
|
1j
|
Elect Director Stephen E. Watson
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Adopt Policy on Animal Cruelty
|
Shareholder
|
Against
|
Against
|
5
|
Require Independent Board Chairman
|
Shareholder
|
Against
|
For
|
|
LABORATORY CORPORATION OF AMERICA HOLDINGS
Meeting Date: MAY 08, 2013
Record Date: MAR 11, 2013
Meeting Type: ANNUAL
|
Ticker: LH
Security ID: 50540R409
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Kerrii B. Anderson
|
Management
|
For
|
For
|
1b
|
Elect Director Jean-Luc Belingard
|
Management
|
For
|
For
|
1c
|
Elect Director David P. King
|
Management
|
For
|
For
|
1d
|
Elect Director Wendy E. Lane
|
Management
|
For
|
For
|
1e
|
Elect Director Robert E. Mittelstaedt, Jr.
|
Management
|
For
|
For
|
1f
|
Elect Director Peter M. Neupert
|
Management
|
For
|
For
|
1g
|
Elect Director Arthur H. Rubenstein
|
Management
|
For
|
For
|
1h
|
Elect Director Adam H. Schechter
|
Management
|
For
|
For
|
1i
|
Elect Director M. Keith Weikel
|
Management
|
For
|
For
|
1j
|
Elect Director R. Sanders Williams
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify Auditors
|
Management
|
For
|
For
|
|
LEAR CORPORATION
Meeting Date: MAY 16, 2013
Record Date: MAR 21, 2013
Meeting Type: ANNUAL
|
Ticker: LEA
Security ID: 521865204
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Thomas P. Capo
|
Management
|
For
|
For
|
1.2
|
Elect Director Jonathan F. Foster
|
Management
|
For
|
For
|
1.3
|
Elect Director Kathleen A. Ligocki
|
Management
|
For
|
For
|
1.4
|
Elect Director Conrad L. Mallett, Jr.
|
Management
|
For
|
For
|
1.5
|
Elect Director Donald L. Runkle
|
Management
|
For
|
For
|
1.6
|
Elect Director Matthew J. Simoncini
|
Management
|
For
|
For
|
1.7
|
Elect Director Gregory C. Smith
|
Management
|
For
|
For
|
1.8
|
Elect Director Henry D. G. Wallace
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
|
LOWE'S COMPANIES, INC.
Meeting Date: MAY 31, 2013
Record Date: MAR 28, 2013
Meeting Type: ANNUAL
|
Ticker: LOW
Security ID: 548661107
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Raul Alvarez
|
Management
|
For
|
Withhold
|
1.2
|
Elect Director David W. Bernauer
|
Management
|
For
|
Withhold
|
1.3
|
Elect Director Leonard L. Berry
|
Management
|
For
|
Withhold
|
1.4
|
Elect Director Peter C. Browning
|
Management
|
For
|
Withhold
|
1.5
|
Elect Director Richard W. Dreiling
|
Management
|
For
|
For
|
1.6
|
Elect Director Dawn E. Hudson
|
Management
|
For
|
Withhold
|
1.7
|
Elect Director Robert L. Johnson
|
Management
|
For
|
Withhold
|
1.8
|
Elect Director Marshall O. Larsen
|
Management
|
For
|
Withhold
|
1.9
|
Elect Director Richard K. Lochridge
|
Management
|
For
|
Withhold
|
1.10
|
Elect Director Robert A. Niblock
|
Management
|
For
|
Withhold
|
1.11
|
Elect Director Eric C. Wisemen
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Stock Retention/Holding Period
|
Shareholder
|
Against
|
Against
|
|
MARSH & MCLENNAN COMPANIES, INC.
Meeting Date: MAY 16, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL
|
Ticker: MMC
Security ID: 571748102
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Zachary W. Carter
|
Management
|
For
|
For
|
1b
|
Elect Director Oscar Fanjul
|
Management
|
For
|
For
|
1c
|
Elect Director Daniel S. Glaser
|
Management
|
For
|
For
|
1d
|
Elect Director H. Edward Hanway
|
Management
|
For
|
For
|
1e
|
Elect Director Lord Lang
|
Management
|
For
|
For
|
1f
|
Elect Director Elaine La Roche
|
Management
|
For
|
For
|
1g
|
Elect Director Steven A. Mills
|
Management
|
For
|
For
|
1h
|
Elect Director Bruce P. Nolop
|
Management
|
For
|
For
|
1i
|
Elect Director Marc D. Oken
|
Management
|
For
|
For
|
1j
|
Elect Director Morton O. Schapiro
|
Management
|
For
|
For
|
1k
|
Elect Director Adele Simmons
|
Management
|
For
|
For
|
1l
|
Elect Director Lloyd M. Yates
|
Management
|
For
|
For
|
1m
|
Elect Director R. David Yost
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify Auditors
|
Management
|
For
|
For
|
|
MCGRAW HILL FINANCIAL INC.
Meeting Date: MAY 01, 2013
Record Date: MAR 11, 2013
Meeting Type: ANNUAL
|
Ticker: MHP
Security ID: 580645109
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Pedro Aspe
|
Management
|
For
|
For
|
1.2
|
Elect Director Winfried Bischoff
|
Management
|
For
|
For
|
1.3
|
Elect Director William D. Green
|
Management
|
For
|
For
|
1.4
|
Elect Director Charles E. Haldeman, Jr.
|
Management
|
For
|
For
|
1.5
|
Elect Director Linda Koch Lorimer
|
Management
|
For
|
For
|
1.6
|
Elect Director Harold McGraw, III
|
Management
|
For
|
For
|
1.7
|
Elect Director Robert P. McGraw
|
Management
|
For
|
For
|
1.8
|
Elect Director Hilda Ochoa-Brillembourg
|
Management
|
For
|
For
|
1.9
|
Elect Director Michael Rake
|
Management
|
For
|
For
|
1.10
|
Elect Director Edward B. Rust, Jr.
|
Management
|
For
|
For
|
1.11
|
Elect Director Kurt L. Schmoke
|
Management
|
For
|
For
|
1.12
|
Elect Director Sidney Taurel
|
Management
|
For
|
For
|
1.13
|
Elect Director Richard E. Thornburgh
|
Management
|
For
|
For
|
2
|
Change Company Name
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Ratify Auditors
|
Management
|
For
|
For
|
5
|
Provide Right to Act by Written Consent
|
Shareholder
|
Against
|
Against
|
|
MCKESSON CORPORATION
Meeting Date: JUL 25, 2012
Record Date: MAY 31, 2012
Meeting Type: ANNUAL
|
Ticker: MCK
Security ID: 58155Q103
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Elect Director Andy D. Bryant
|
Management
|
For
|
For
|
2
|
Elect Director Wayne A. Budd
|
Management
|
For
|
For
|
3
|
Elect Director John H. Hammergren
|
Management
|
For
|
For
|
4
|
Elect Director Alton F. Irby, III
|
Management
|
For
|
For
|
5
|
Elect Director M. Christine Jacobs
|
Management
|
For
|
For
|
6
|
Elect Director Marie L. Knowles
|
Management
|
For
|
For
|
7
|
Elect Director David M. Lawrence
|
Management
|
For
|
For
|
8
|
Elect Director Edward A. Mueller
|
Management
|
For
|
For
|
9
|
Elect Director Jane E. Shaw
|
Management
|
For
|
For
|
10
|
Ratify Auditors
|
Management
|
For
|
For
|
11
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
12
|
Provide Right to Act by Written Consent
|
Shareholder
|
Against
|
Against
|
13
|
Require Independent Board Chairman
|
Shareholder
|
Against
|
For
|
14
|
Stock Retention
|
Shareholder
|
Against
|
Against
|
15
|
Pro-rata Vesting of Equity Awards
|
Shareholder
|
Against
|
For
|
|
MGM RESORTS INTERNATIONAL 10.375% NOTES DUE MAY 15, 2014
Meeting Date: DEC 07, 2012
Record Date:
Meeting Type: CONSENT AND TENDER
|
Ticker: N/A
Security ID: 552953BH3
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Tender and Consent prior to the Early Tender Date in order to receive the Total Consideration of 1,134.82 per 1,000 USD P/A, which includes the Early Tender Premium of 30.00 USD per 1,000 USD P/A held.
|
Management
|
N/A
|
YES
|
|
MGM RESORTS INTERNATIONAL 13.00% NOTES DUE NOVEMBER 15, 2013
Meeting Date: DEC 07, 2012
Record Date:
Meeting Type: CONSENT AND TENDER
|
Ticker: N/A
Security ID: 552953BE0
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Tender and Consent prior to the Early Tender Date in order to receive the Total Consideration of 1,110.84 per 1,000 USD P/A, which includes the Early Tender Premium of 30.00 USD per 1,000 USD P/A held.
|
Management
|
N/A
|
YES
|
|
MGM RESORTS INTERNATIONAL 9.00% NOTES DUE MARCH 15, 2020
Meeting Date: DEC 07, 2012
Record Date:
Meeting Type: CONSENT AND TENDER
|
Ticker: N/A
Security ID: 55303QAD2
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Tender and Consent prior to the Early Tender Date in order to receive the Total Consideration of 1,146.76 per 1,000 USD P/A, which includes the Early Tender Premium of 30.00 USD per 1,000 USD P/A held.
|
Management
|
N/A
|
YES
|
|
MICROSOFT CORPORATION
Meeting Date: NOV 28, 2012
Record Date: SEP 14, 2012
Meeting Type: ANNUAL
|
Ticker: MSFT
Security ID: 594918104
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Elect Director Steven A. Ballmer
|
Management
|
For
|
For
|
2
|
Elect Director Dina Dublon
|
Management
|
For
|
For
|
3
|
Elect Director William H. Gates, III
|
Management
|
For
|
For
|
4
|
Elect Director Maria M. Klawe
|
Management
|
For
|
For
|
5
|
Elect Director Stephen J. Luczo
|
Management
|
For
|
For
|
6
|
Elect Director David F. Marquardt
|
Management
|
For
|
For
|
7
|
Elect Director Charles H. Noski
|
Management
|
For
|
For
|
8
|
Elect Director Helmut Panke
|
Management
|
For
|
For
|
9
|
Elect Director John W. Thompson
|
Management
|
For
|
For
|
10
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
11
|
Approve Qualified Employee Stock Purchase Plan
|
Management
|
For
|
For
|
12
|
Ratify Auditors
|
Management
|
For
|
For
|
13
|
Provide for Cumulative Voting
|
Shareholder
|
Against
|
Against
|
|
NESTLE SA
Meeting Date: APR 11, 2013
Record Date:
Meeting Type: ANNUAL
|
Ticker: NESN
Security ID: H57312649
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Accept Financial Statements and Statutory Reports
|
Management
|
For
|
For
|
1.2
|
Approve Remuneration Report
|
Management
|
For
|
For
|
2
|
Approve Discharge of Board and Senior Management
|
Management
|
For
|
For
|
3
|
Approve Allocation of Income and Dividends of CHF 2.05 per Share
|
Management
|
For
|
For
|
4.1.1
|
Reelect Peter Brabeck-Letmathe as Director
|
Management
|
For
|
For
|
4.1.2
|
Reelect Steven Hoch as Director
|
Management
|
For
|
For
|
4.1.3
|
Reelect Titia de Lange as Director
|
Management
|
For
|
For
|
4.1.4
|
Reelect Jean-Pierre Roth as Director
|
Management
|
For
|
For
|
4.2
|
Elect Eva Cheng as Director
|
Management
|
For
|
For
|
4.3
|
Ratify KPMG AG as Auditors
|
Management
|
For
|
For
|
|
NEXEN INC.
Meeting Date: SEP 20, 2012
Record Date: AUG 16, 2012
Meeting Type: SPECIAL
|
Ticker: NXY
Security ID: 65334H102
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Approve Acquisition by CNOOC Canada Holding Ltd., an Indirect Wholly-Owned Subsidiary of CNOOC Limited
|
Management
|
For
|
For
|
|
NORTHERN TRUST CORPORATION
Meeting Date: APR 16, 2013
Record Date: FEB 18, 2013
Meeting Type: ANNUAL
|
Ticker: NTRS
Security ID: 665859104
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Linda Walker Bynoe
|
Management
|
For
|
For
|
1.2
|
Elect Director Nicholas D. Chabraja
|
Management
|
For
|
Withhold
|
1.3
|
Elect Director Susan Crown
|
Management
|
For
|
For
|
1.4
|
Elect Director Dipak C. Jain
|
Management
|
For
|
For
|
1.5
|
Elect Director Robert W. Lane
|
Management
|
For
|
For
|
1.6
|
Elect Director Edward J. Mooney
|
Management
|
For
|
For
|
1.7
|
Elect Director Jose Luis Prado
|
Management
|
For
|
For
|
1.8
|
Elect Director John W. Rowe
|
Management
|
For
|
For
|
1.9
|
Elect Director Martin P. Slark
|
Management
|
For
|
For
|
1.10
|
Elect Director David H. B. Smith, Jr.
|
Management
|
For
|
For
|
1.11
|
Elect Director Charles A. Tribbett, III
|
Management
|
For
|
For
|
1.12
|
Elect Director Frederick H. Waddell
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify Auditors
|
Management
|
For
|
For
|
4
|
Report on Political Contributions and Lobbying Expenditures
|
Shareholder
|
Against
|
Against
|
|
NRG ENERGY, INC.
Meeting Date: NOV 09, 2012
Record Date: OCT 05, 2012
Meeting Type: SPECIAL
|
Ticker: NRG
Security ID: 629377508
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Issue Shares in Connection with Acquisition
|
Management
|
For
|
For
|
2
|
Fix Number of Directors at Sixteen
|
Management
|
For
|
For
|
3
|
Adjourn Meeting
|
Management
|
For
|
For
|
|
NRG ENERGY, INC.
Meeting Date: APR 25, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL
|
Ticker: NRG
Security ID: 629377508
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Kirbyjon H. Caldwell
|
Management
|
For
|
For
|
1.2
|
Elect Director David Crane
|
Management
|
For
|
For
|
1.3
|
Elect Director Kathleen A. McGinty
|
Management
|
For
|
For
|
1.4
|
Elect Director Evan J. Silverstein
|
Management
|
For
|
For
|
1.5
|
Elect Director Thomas H. Weidemeyer
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify Auditors
|
Management
|
For
|
For
|
|
OMNICOM GROUP INC.
Meeting Date: MAY 21, 2013
Record Date: APR 02, 2013
Meeting Type: ANNUAL
|
Ticker: OMC
Security ID: 681919106
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director John D. Wren
|
Management
|
For
|
For
|
1.2
|
Elect Director Bruce Crawford
|
Management
|
For
|
For
|
1.3
|
Elect Director Alan R. Batkin
|
Management
|
For
|
For
|
1.4
|
Elect Director Mary C. Choksi
|
Management
|
For
|
For
|
1.5
|
Elect Director Robert Charles Clark
|
Management
|
For
|
For
|
1.6
|
Elect Director Leonard S. Coleman, Jr.
|
Management
|
For
|
For
|
1.7
|
Elect Director Errol M. Cook
|
Management
|
For
|
For
|
1.8
|
Elect Director Susan S. Denison
|
Management
|
For
|
For
|
1.9
|
Elect Director Michael A. Henning
|
Management
|
For
|
For
|
1.10
|
Elect Director John R. Murphy
|
Management
|
For
|
For
|
1.11
|
Elect Director John R. Purcell
|
Management
|
For
|
For
|
1.12
|
Elect Director Linda Johnson Rice
|
Management
|
For
|
For
|
1.13
|
Elect Director Gary L. Roubos
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Approve Omnibus Stock Plan
|
Management
|
For
|
For
|
4
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
5
|
Prepare Employment Diversity Report
|
Shareholder
|
Against
|
Against
|
6
|
Stock Retention
|
Shareholder
|
Against
|
Against
|
|
ORACLE CORPORATION
Meeting Date: NOV 07, 2012
Record Date: SEP 10, 2012
Meeting Type: ANNUAL
|
Ticker: ORCL
Security ID: 68389X105
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Jeffrey S. Berg
|
Management
|
For
|
For
|
1.2
|
Elect Director H. Raymond Bingham
|
Management
|
For
|
For
|
1.3
|
Elect Director Michael J. Boskin
|
Management
|
For
|
For
|
1.4
|
Elect Director Safra A. Catz
|
Management
|
For
|
For
|
1.5
|
Elect Director Bruce R. Chizen
|
Management
|
For
|
For
|
1.6
|
Elect Director George H. Conrades
|
Management
|
For
|
For
|
1.7
|
Elect Director Lawrence J. Ellison
|
Management
|
For
|
For
|
1.8
|
Elect Director Hector Garcia-Molina
|
Management
|
For
|
For
|
1.9
|
Elect Director Jeffrey O. Henley
|
Management
|
For
|
For
|
1.10
|
Elect Director Mark V. Hurd
|
Management
|
For
|
For
|
1.11
|
Elect Director Donald L. Lucas
|
Management
|
For
|
For
|
1.12
|
Elect Director Naomi O. Seligman
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
Against
|
3
|
Amend Non-Employee Director Stock Option Plan
|
Management
|
For
|
For
|
4
|
Ratify Auditors
|
Management
|
For
|
For
|
5
|
Adopt Multiple Performance Metrics Under Executive Incentive Plans
|
Shareholder
|
Against
|
Against
|
6
|
Require Independent Board Chairman
|
Shareholder
|
Against
|
Against
|
7
|
Adopt Retention Ratio for Executives/Directors
|
Shareholder
|
Against
|
Against
|
8
|
Pro-rata Vesting of Equity Awards
|
Shareholder
|
Against
|
For
|
|
PALL CORPORATION
Meeting Date: DEC 12, 2012
Record Date: OCT 23, 2012
Meeting Type: ANNUAL
|
Ticker: PLL
Security ID: 696429307
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Amy E. Alving
|
Management
|
For
|
For
|
1.2
|
Elect Director Robert B. Coutts
|
Management
|
For
|
For
|
1.3
|
Elect Director Mark E. Goldstein
|
Management
|
For
|
For
|
1.4
|
Elect Director Cheryl W. Grise
|
Management
|
For
|
For
|
1.5
|
Elect Director Ronald L. Hoffman
|
Management
|
For
|
For
|
1.6
|
Elect Director Lawrence D. Kingsley
|
Management
|
For
|
For
|
1.7
|
Elect Director Dennis N. Longstreet
|
Management
|
For
|
For
|
1.8
|
Elect Director B. Craig Owens
|
Management
|
For
|
For
|
1.9
|
Elect Director Katharine L. Plourde
|
Management
|
For
|
For
|
1.10
|
Elect Director Edward Travaglianti
|
Management
|
For
|
For
|
1.11
|
Elect Director Bret W. Wise
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Amend Bylaws
|
Management
|
For
|
For
|
4
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
|
PEPSICO, INC.
Meeting Date: MAY 01, 2013
Record Date: MAR 07, 2013
Meeting Type: ANNUAL
|
Ticker: PEP
Security ID: 713448108
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Shona L. Brown
|
Management
|
For
|
For
|
1.2
|
Elect Director George W. Buckley
|
Management
|
For
|
For
|
1.3
|
Elect Director Ian M. Cook
|
Management
|
For
|
For
|
1.4
|
Elect Director Dina Dublon
|
Management
|
For
|
For
|
1.5
|
Elect Director Victor J. Dzau
|
Management
|
For
|
For
|
1.6
|
Elect Director Ray L. Hunt
|
Management
|
For
|
For
|
1.7
|
Elect Director Alberto Ibarguen
|
Management
|
For
|
For
|
1.8
|
Elect Director Indra K. Nooyi
|
Management
|
For
|
For
|
1.9
|
Elect Director Sharon Percy Rockefeller
|
Management
|
For
|
For
|
1.10
|
Elect Director James J. Schiro
|
Management
|
For
|
For
|
1.11
|
Elect Director Lloyd G. Trotter
|
Management
|
For
|
For
|
1.12
|
Elect Director Daniel Vasella
|
Management
|
For
|
For
|
1.13
|
Elect Director Alberto Weisser
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
|
PFIZER INC.
Meeting Date: APR 25, 2013
Record Date: FEB 27, 2013
Meeting Type: ANNUAL
|
Ticker: PFE
Security ID: 717081103
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Dennis A. Ausiello
|
Management
|
For
|
For
|
1.2
|
Elect Director M. Anthony Burns
|
Management
|
For
|
For
|
1.3
|
Elect Director W. Don Cornwell
|
Management
|
For
|
Against
|
1.4
|
Elect Director Frances D. Fergusson
|
Management
|
For
|
For
|
1.5
|
Elect Director William H. Gray, III
|
Management
|
For
|
For
|
1.6
|
Elect Director Helen H. Hobbs
|
Management
|
For
|
For
|
1.7
|
Elect Director Constance J. Horner
|
Management
|
For
|
For
|
1.8
|
Elect Director James M. Kilts
|
Management
|
For
|
For
|
1.9
|
Elect Director George A. Lorch
|
Management
|
For
|
For
|
1.10
|
Elect Director Suzanne Nora Johnson
|
Management
|
For
|
For
|
1.11
|
Elect Director Ian C. Read
|
Management
|
For
|
For
|
1.12
|
Elect Director Stephen W. Sanger
|
Management
|
For
|
For
|
1.13
|
Elect Director Marc Tessier-Lavigne
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Stock Retention/Holding Period
|
Shareholder
|
Against
|
Against
|
5
|
Provide Right to Act by Written Consent
|
Shareholder
|
Against
|
Against
|
|
PG&E CORPORATION
Meeting Date: MAY 06, 2013
Record Date: MAR 07, 2013
Meeting Type: ANNUAL
|
Ticker: PCG
Security ID: 69331C108
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director David R. Andrews
|
Management
|
For
|
For
|
1.2
|
Elect Director Lewis Chew
|
Management
|
For
|
For
|
1.3
|
Elect Director C. Lee Cox
|
Management
|
For
|
For
|
1.4
|
Elect Director Anthony F. Earley, Jr.
|
Management
|
For
|
For
|
1.5
|
Elect Director Fred J. Fowler
|
Management
|
For
|
For
|
1.6
|
Elect Director Maryellen C. Herringer
|
Management
|
For
|
For
|
1.7
|
Elect Director Roger H. Kimmel
|
Management
|
For
|
For
|
1.8
|
Elect Director Richard A. Meserve
|
Management
|
For
|
For
|
1.9
|
Elect Director Forrest E. Miller
|
Management
|
For
|
For
|
1.10
|
Elect Director Rosendo G. Parra
|
Management
|
For
|
For
|
1.11
|
Elect Director Barbara L. Rambo
|
Management
|
For
|
For
|
1.12
|
Elect Director Barry Lawson Williams
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Require Independent Board Chairman
|
Shareholder
|
Against
|
Against
|
|
PHILIP MORRIS INTERNATIONAL INC.
Meeting Date: MAY 08, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL
|
Ticker: PM
Security ID: 718172109
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Harold Brown
|
Management
|
For
|
For
|
1.2
|
Elect Director Mathis Cabiallavetta
|
Management
|
For
|
For
|
1.3
|
Elect Director Andre Calantzopoulos
|
Management
|
For
|
For
|
1.4
|
Elect Director Louis C. Camilleri
|
Management
|
For
|
For
|
1.5
|
Elect Director J. Dudley Fishburn
|
Management
|
For
|
For
|
1.6
|
Elect Director Jennifer Li
|
Management
|
For
|
For
|
1.7
|
Elect Director Graham Mackay
|
Management
|
For
|
For
|
1.8
|
Elect Director Sergio Marchionne
|
Management
|
For
|
For
|
1.9
|
Elect Director Kalpana Morparia
|
Management
|
For
|
For
|
1.10
|
Elect DirectorLucio A. Noto
|
Management
|
For
|
For
|
1.11
|
Elect Director Robert B. Polet
|
Management
|
For
|
For
|
1.12
|
Elect Director Carlos Slim Helu
|
Management
|
For
|
For
|
1.13
|
Elect Director Stephen M. Wolf
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
|
POTASH CORPORATION OF SASKATCHEWAN INC.
Meeting Date: MAY 16, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL/SPECIAL
|
Ticker: POT
Security ID: 73755L107
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Christopher M. Burley
|
Management
|
For
|
For
|
1.2
|
Elect Director Donald G. Chynoweth
|
Management
|
For
|
For
|
1.3
|
Elect Director Daniel Clauw
|
Management
|
For
|
For
|
1.4
|
Elect Director William J. Doyle
|
Management
|
For
|
For
|
1.5
|
Elect Director John W. Estey
|
Management
|
For
|
For
|
1.6
|
Elect Director Gerald W. Grandey
|
Management
|
For
|
For
|
1.7
|
Elect Director C. Steven Hoffman
|
Management
|
For
|
For
|
1.8
|
Elect Director Dallas J. Howe
|
Management
|
For
|
For
|
1.9
|
Elect Director Alice D. Laberge
|
Management
|
For
|
For
|
1.10
|
Elect Director Keith G. Martell
|
Management
|
For
|
For
|
1.11
|
Elect Director Jeffrey J. McCaig
|
Management
|
For
|
For
|
1.12
|
Elect Director Mary Mogford
|
Management
|
For
|
For
|
1.13
|
Elect Director Elena Viyella de Paliza
|
Management
|
For
|
For
|
2
|
Ratify Deloitte & Touche LLP as Auditors
|
Management
|
For
|
For
|
3
|
Approve 2013 Performance Option Plan
|
Management
|
For
|
For
|
4
|
Advisory Vote on Executive Compensation Approach
|
Management
|
For
|
For
|
|
RANGE RESOURCES CORPORATION
Meeting Date: MAY 22, 2013
Record Date: MAR 26, 2013
Meeting Type: ANNUAL
|
Ticker: RRC
Security ID: 75281A109
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Anthony V. Dub
|
Management
|
For
|
For
|
1b
|
Elect Director V. Richard Eales
|
Management
|
For
|
For
|
1c
|
Elect Director Allen Finkelson
|
Management
|
For
|
For
|
1d
|
Elect Director James M. Funk
|
Management
|
For
|
For
|
1e
|
Elect Director Jonathan S. Linker
|
Management
|
For
|
For
|
1f
|
Elect Director Mary Ralph Lowe
|
Management
|
For
|
For
|
1g
|
Elect Director Kevin S. McCarthy
|
Management
|
For
|
For
|
1h
|
Elect Director John H. Pinkerton
|
Management
|
For
|
For
|
1i
|
Elect Director Jeffrey L. Ventura
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify Auditors
|
Management
|
For
|
For
|
4
|
Report on Methane Emissions
|
Shareholder
|
Against
|
Against
|
|
SPRINT NEXTEL CORP 11.5% NOTES DUE NOVEMBER 15, 2021
Meeting Date: NOV 14, 2012
Record Date:
Meeting Type: CONSENT
|
Ticker: N/A
Security ID: 852061AM2
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Holders will receive the Consent Payment of 1.00 USD per 1,000.00 USD P/A.
|
Management
|
N/A
|
YES
|
|
SPRINT NEXTEL CORP 9.00% NOTES DUE NOVEMBER 15, 2018
Meeting Date: NOV 14, 2012
Record Date:
Meeting Type: CONSENT
|
Ticker: N/A
Security ID: 852061AK6
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Holders will receive the Consent Payment of 1.00 USD per 1,000.00 USD P/A.
|
Management
|
N/A
|
YES
|
|
STATE STREET CORPORATION
Meeting Date: MAY 15, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL
|
Ticker: STT
Security ID: 857477103
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Kennett F. Burnes
|
Management
|
For
|
For
|
1b
|
Elect Director Peter Coym
|
Management
|
For
|
For
|
1c
|
Elect Director Patrick de Saint-Aignan
|
Management
|
For
|
For
|
1d
|
Elect Director Amelia C. Fawcett
|
Management
|
For
|
For
|
1e
|
Elect Director Linda A. Hill
|
Management
|
For
|
For
|
1f
|
Elect Director Joseph L. Hooley
|
Management
|
For
|
For
|
1g
|
Elect Director Robert S. Kaplan
|
Management
|
For
|
For
|
1h
|
Elect Director Richard P. Sergel
|
Management
|
For
|
For
|
1i
|
Elect Director Ronald L. Skates
|
Management
|
For
|
For
|
1j
|
Elect Director Gregory L. Summe
|
Management
|
For
|
For
|
1k
|
Elect Director Thomas J. Wilson
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify Auditors
|
Management
|
For
|
For
|
|
TD AMERITRADE HOLDING CORPORATION
Meeting Date: FEB 13, 2013
Record Date: DEC 17, 2012
Meeting Type: ANNUAL
|
Ticker: AMTD
Security ID: 87236Y108
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Marshall A. Cohen
|
Management
|
For
|
Withhold
|
1.2
|
Elect Director Kerry A. Peacock
|
Management
|
For
|
For
|
1.3
|
Elect Director J. Peter Ricketts
|
Management
|
For
|
For
|
1.4
|
Elect Director Allan R. Tessler
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify Auditors
|
Management
|
For
|
For
|
|
TE CONNECTIVITY LTD.
Meeting Date: JUL 25, 2012
Record Date: JUL 05, 2012
Meeting Type: SPECIAL
|
Ticker: TEL
Security ID: H84989104
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Approve Reallocation of Legal Reserves to Free Reserves
|
Management
|
For
|
For
|
2
|
Adjourn Meeting
|
Management
|
For
|
For
|
|
TE CONNECTIVITY LTD.
Meeting Date: MAR 06, 2013
Record Date: FEB 14, 2013
Meeting Type: ANNUAL
|
Ticker: TEL
Security ID: H84989104
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Pierre R. Brondeau
|
Management
|
For
|
For
|
1.2
|
Elect Director Juergen W. Gromer
|
Management
|
For
|
For
|
1.3
|
Elect Director William A. Jeffrey
|
Management
|
For
|
For
|
1.4
|
Elect Director Thomas J. Lynch
|
Management
|
For
|
For
|
1.5
|
Elect Director Yong Nam
|
Management
|
For
|
For
|
1.6
|
Elect Director Daniel J. Phelan
|
Management
|
For
|
For
|
1.7
|
Elect Director Frederic M. Poses
|
Management
|
For
|
For
|
1.8
|
Elect Director Lawrence S. Smith
|
Management
|
For
|
For
|
1.9
|
Elect Director Paula A. Sneed
|
Management
|
For
|
For
|
1.10
|
Elect Director David P. Steiner
|
Management
|
For
|
For
|
1.11
|
Elect Director John C. Van Scoter
|
Management
|
For
|
For
|
2.1
|
Accept Annual Report for Fiscal 2011/2012
|
Management
|
For
|
For
|
2.2
|
Accept Statutory Financial Statements for Fiscal 2012/2013
|
Management
|
For
|
For
|
2.3
|
Accept Consolidated Financial Statements for Fiscal 2012/2013
|
Management
|
For
|
For
|
3
|
Approve Discharge of Board and Senior Management
|
Management
|
For
|
For
|
4.1
|
Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2012/2013
|
Management
|
For
|
For
|
4.2
|
Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2012/2013
|
Management
|
For
|
For
|
4.3
|
Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2012/2013
|
Management
|
For
|
For
|
5
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
6
|
Approve Ordinary Cash Dividend
|
Management
|
For
|
For
|
7
|
Renew Authorized Capital
|
Management
|
For
|
For
|
8
|
Approve Reduction in Share Capital
|
Management
|
For
|
For
|
9
|
Adjourn Meeting
|
Management
|
For
|
For
|
|
TEXAS INSTRUMENTS INCORPORATED
Meeting Date: APR 18, 2013
Record Date: FEB 19, 2013
Meeting Type: ANNUAL
|
Ticker: TXN
Security ID: 882508104
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Ralph W. Babb, JR.
|
Management
|
For
|
For
|
1b
|
Elect Director Mark A. Blinn
|
Management
|
For
|
For
|
1c
|
Elect Director Daniel A. Carp
|
Management
|
For
|
For
|
1d
|
Elect Director Carrie S. Cox
|
Management
|
For
|
For
|
1e
|
Elect Director Pamela H. Patsley
|
Management
|
For
|
For
|
1f
|
Elect Director Robert E. Sanchez
|
Management
|
For
|
For
|
1g
|
Elect Director Wayne R. Sanders
|
Management
|
For
|
For
|
1h
|
Elect Director Ruth J. Simmons
|
Management
|
For
|
For
|
1i
|
Elect Director Richard K. Templeton
|
Management
|
For
|
For
|
1j
|
Elect Director Christine Todd Whitman
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify Auditors
|
Management
|
For
|
For
|
|
THE PROCTER & GAMBLE COMPANY
Meeting Date: OCT 09, 2012
Record Date: AUG 10, 2012
Meeting Type: ANNUAL
|
Ticker: PG
Security ID: 742718109
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Angela F. Braly
|
Management
|
For
|
Against
|
1.2
|
Elect Director Kenneth I. Chenault
|
Management
|
For
|
Against
|
1.3
|
Elect Director Scott D. Cook
|
Management
|
For
|
Against
|
1.4
|
Elect Director Susan Desmond-Hellmann
|
Management
|
For
|
Against
|
1.5
|
Elect Director Robert A. McDonald
|
Management
|
For
|
Against
|
1.6
|
Elect Director W. James McNerney, Jr.
|
Management
|
For
|
Against
|
1.7
|
Elect Director Johnathan A. Rodgers
|
Management
|
For
|
Against
|
1.8
|
Elect Director Margaret C. Whitman
|
Management
|
For
|
Against
|
1.9
|
Elect Director Mary Agnes Wilderotter
|
Management
|
For
|
Against
|
1.10
|
Elect Director Patricia A. Woertz
|
Management
|
For
|
Against
|
1.11
|
Elect Director Ernesto Zedillo
|
Management
|
For
|
Against
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote
|
Shareholder
|
Against
|
Against
|
5
|
Report on Adopting Extended Producer Responsibility Policy
|
Shareholder
|
Against
|
Against
|
6
|
Reduce Supermajority Vote Requirement
|
Shareholder
|
Against
|
For
|
|
THE WALT DISNEY COMPANY
Meeting Date: MAR 06, 2013
Record Date: JAN 07, 2013
Meeting Type: ANNUAL
|
Ticker: DIS
Security ID: 254687106
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.a
|
Elect Director Susan E. Arnold
|
Management
|
For
|
For
|
1.b
|
Elect Director John S. Chen
|
Management
|
For
|
For
|
1.c
|
Elect Director Judith L. Estrin
|
Management
|
For
|
For
|
1.d
|
Elect Director Robert A. Iger
|
Management
|
For
|
For
|
1.e
|
Elect Director Fred H. Langhammer
|
Management
|
For
|
For
|
1.f
|
Elect Director Aylwin B. Lewis
|
Management
|
For
|
For
|
1.g
|
Elect Director Monica C. Lozano
|
Management
|
For
|
For
|
1.h
|
Elect Director Robert W. Matschullat
|
Management
|
For
|
For
|
1.i
|
Elect Director Sheryl K. Sandberg
|
Management
|
For
|
For
|
1.j
|
Elect Director Orin C. Smith
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Amend Executive Incentive Bonus Plan
|
Management
|
For
|
For
|
4
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
Against
|
5
|
Adopt Proxy Access Right
|
Shareholder
|
Against
|
For
|
6
|
Require Independent Board Chairman
|
Shareholder
|
Against
|
Against
|
|
THE WILLIAMS COMPANIES, INC.
Meeting Date: MAY 16, 2013
Record Date: MAR 25, 2013
Meeting Type: ANNUAL
|
Ticker: WMB
Security ID: 969457100
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Alan S. Armstrong
|
Management
|
For
|
For
|
1.2
|
Elect Director Joseph R. Cleveland
|
Management
|
For
|
For
|
1.3
|
Elect Director Kathleen B. Cooper
|
Management
|
For
|
For
|
1.4
|
Elect Director John A. Hagg
|
Management
|
For
|
For
|
1.5
|
Elect Director Juanita H. Hinshaw
|
Management
|
For
|
For
|
1.6
|
Elect Director Ralph Izzo
|
Management
|
For
|
For
|
1.7
|
Elect Director Frank T. MacInnis
|
Management
|
For
|
For
|
1.8
|
Elect Director Steven W. Nance
|
Management
|
For
|
For
|
1.9
|
Elect Director Murray D. Smith
|
Management
|
For
|
For
|
1.10
|
Elect Director Janice D. Stoney
|
Management
|
For
|
For
|
1.11
|
Elect Director Laura A. Sugg
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
|
THERMO FISHER SCIENTIFIC INC.
Meeting Date: MAY 22, 2013
Record Date: APR 01, 2013
Meeting Type: ANNUAL
|
Ticker: TMO
Security ID: 883556102
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director C. Martin Harris
|
Management
|
For
|
For
|
1b
|
Elect Director Judy C. Lewent
|
Management
|
For
|
For
|
1c
|
Elect Director Jim P. Manzi
|
Management
|
For
|
For
|
1d
|
Elect Director Lars R. Sorensen
|
Management
|
For
|
For
|
1e
|
Elect Director Elaine S. Ullian
|
Management
|
For
|
For
|
1f
|
Elect Director Marc N. Casper
|
Management
|
For
|
For
|
1g
|
Elect Director Nelson J. Chai
|
Management
|
For
|
For
|
1h
|
Elect Director Tyler Jacks
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Approve Omnibus Stock Plan
|
Management
|
For
|
For
|
4
|
Approve Executive Incentive Bonus Plan
|
Management
|
For
|
For
|
5
|
Ratify Auditors
|
Management
|
For
|
For
|
|
TRW AUTOMOTIVE HOLDINGS CORP.
Meeting Date: MAY 14, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL
|
Ticker: TRW
Security ID: 87264S106
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Jody G. Miller
|
Management
|
For
|
For
|
1.2
|
Elect Director John C. Plant
|
Management
|
For
|
For
|
1.3
|
Elect Director Neil P. Simpkins
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
|
U.S. BANCORP
Meeting Date: APR 16, 2013
Record Date: FEB 20, 2013
Meeting Type: ANNUAL
|
Ticker: USB
Security ID: 902973304
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Douglas M. Baker, Jr.
|
Management
|
For
|
For
|
1b
|
Elect Director Y. Marc Belton
|
Management
|
For
|
For
|
1c
|
Elect Director Victoria Buyniski Gluckman
|
Management
|
For
|
For
|
1d
|
Elect Director Arthur D. Collins, Jr.
|
Management
|
For
|
For
|
1e
|
Elect Director Richard K. Davis
|
Management
|
For
|
For
|
1f
|
Elect Director Roland A. Hernandez
|
Management
|
For
|
Against
|
1g
|
Elect Director Doreen Woo Ho
|
Management
|
For
|
For
|
1h
|
Elect Director Joel W. Johnson
|
Management
|
For
|
For
|
1i
|
Elect Director Olivia F. Kirtley
|
Management
|
For
|
For
|
1j
|
Elect Director Jerry W. Levin
|
Management
|
For
|
For
|
1k
|
Elect Director David B. O'Maley
|
Management
|
For
|
For
|
1l
|
Elect Director O'dell M. Owens
|
Management
|
For
|
For
|
1m
|
Elect Director Craig D. Schnuck
|
Management
|
For
|
For
|
1n
|
Elect Director Patrick T. Stokes
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Require Independent Board Chairman
|
Shareholder
|
Against
|
Against
|
|
UNITED TECHNOLOGIES CORPORATION
Meeting Date: APR 29, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL
|
Ticker: UTX
Security ID: 913017109
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Louis R. Chenevert
|
Management
|
For
|
For
|
1b
|
Elect Director John V. Faraci
|
Management
|
For
|
For
|
1c
|
Elect Director Jean-Pierre Garnier
|
Management
|
For
|
For
|
1d
|
Elect Director Jamie S. Gorelick
|
Management
|
For
|
For
|
1e
|
Elect Director Edward A. Kangas
|
Management
|
For
|
For
|
1f
|
Elect Director Ellen J. Kullman
|
Management
|
For
|
For
|
1g
|
Elect Director Marshall O. Larsen
|
Management
|
For
|
For
|
1h
|
Elect Director Harold McGraw, III
|
Management
|
For
|
For
|
1i
|
Elect Director Richard B. Myers
|
Management
|
For
|
For
|
1j
|
Elect Director H. Patrick Swygert
|
Management
|
For
|
For
|
1k
|
Elect Director Andre Villeneuve
|
Management
|
For
|
For
|
1l
|
Elect Director Christine Todd Whitman
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
|
UNITEDHEALTH GROUP INCORPORATED
Meeting Date: JUN 03, 2013
Record Date: APR 05, 2013
Meeting Type: ANNUAL
|
Ticker: UNH
Security ID: 91324P102
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director William C. Ballard, Jr.
|
Management
|
For
|
For
|
1b
|
Elect Director Edson Bueno
|
Management
|
For
|
For
|
1c
|
Elect Director Richard T. Burke
|
Management
|
For
|
For
|
1d
|
Elect Director Robert J. Darretta
|
Management
|
For
|
For
|
1e
|
Elect Director Stephen J. Hemsley
|
Management
|
For
|
For
|
1f
|
Elect Director Michele J. Hooper
|
Management
|
For
|
For
|
1g
|
Elect Director Rodger A. Lawson
|
Management
|
For
|
For
|
1h
|
Elect Director Douglas W. Leatherdale
|
Management
|
For
|
For
|
1i
|
Elect Director Glenn M. Renwick
|
Management
|
For
|
For
|
1j
|
Elect Director Kenneth I. Shine
|
Management
|
For
|
For
|
1k
|
Elect Director Gail R. Wilensky
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify Auditors
|
Management
|
For
|
For
|
4
|
Report on Lobbying Payments and Policy
|
Shareholder
|
Against
|
Against
|
|
XCEL ENERGY INC.
Meeting Date: MAY 22, 2013
Record Date: MAR 26, 2013
Meeting Type: ANNUAL
|
Ticker: XEL
Security ID: 98389B100
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Gail Koziara Boudreaux
|
Management
|
For
|
For
|
1b
|
Elect Director Fredric W. Corrigan
|
Management
|
For
|
For
|
1c
|
Elect Director Richard K. Davis
|
Management
|
For
|
For
|
1d
|
Elect Director Benjamin G.S. Fowke, III
|
Management
|
For
|
For
|
1e
|
Elect Director Albert F. Moreno
|
Management
|
For
|
For
|
1f
|
Elect Director Richard T. O'Brien
|
Management
|
For
|
For
|
1g
|
Elect Director Christopher J. Policinski
|
Management
|
For
|
For
|
1h
|
Elect Director A. Patricia Sampson
|
Management
|
For
|
For
|
1i
|
Elect Director James J. Sheppard
|
Management
|
For
|
For
|
1j
|
Elect Director David A. Westerlund
|
Management
|
For
|
For
|
1k
|
Elect Director Kim Williams
|
Management
|
For
|
For
|
1l
|
Elect Director Timothy V. Wolf
|
Management
|
For
|
For
|
2
|
Ratify Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Require Independent Board Chairman
|
Shareholder
|
Against
|
Against
|
|
XL GROUP PLC
Meeting Date: APR 26, 2013
Record Date: MAR 06, 2013
Meeting Type: ANNUAL
|
Ticker: XL
Security ID: G98290102
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Elect Joseph Mauriello as Director
|
Management
|
For
|
For
|
2
|
Elect Eugene M. McQuade as Director
|
Management
|
For
|
For
|
3
|
Elect Clayton S. Rose as Director
|
Management
|
For
|
For
|
4
|
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
5
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
END NPX REPORT
Coca Cola HBC (PK) (USOTC:CCHBF)
Historical Stock Chart
Von Jun 2024 bis Jul 2024
Coca Cola HBC (PK) (USOTC:CCHBF)
Historical Stock Chart
Von Jul 2023 bis Jul 2024
Echtzeit-Nachrichten über Coca Cola HBC Ltd (PK) (OTCMarkets): 0 Nachrichtenartikel
Weitere T. Rowe Price Capital Appreciation Fund News-Artikel