- Post-Effective Amendment to Registration Statement (POS AM)
30 März 2009 - 11:19PM
Edgar (US Regulatory)
As filed
with the Securities and Exchange Commission on March 30, 2009
Registration
No. 333-09349
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
POST-EFFECTIVE
AMENDMENT NO. 7 TO FORM SB-2/A
ON
FORM
S-1
REGISTRATION
STATEMENT
UNDER
THE SECURITIES
ACT
OF 1933
AVAX
TECHNOLOGIES, INC.
(Exact
name of registrant as specified in its charter)
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(State
or other jurisdiction
of
incorporation or organization)
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(I.R.S.
Employer
Identification
No.)
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2000
Hamilton Street, Suite 204
Philadelphia,
PA 19130
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(Address
of Principal Executive Offices)
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(Zip
Code)
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Francois
R. Martelet, M.D.
President
and Chief Executive Officer
2000
Hamilton Street, Suite 204
Philadelphia,
PA 19130
(215)
241-9760
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Copies
to:
Faith
L. Charles, Esq.
Mintz,
Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
Chrysler
Center
666
Third Avenue
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(Name,
address, including zip code, and telephone number, including area code, of
agent for service)
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New
York, NY 10017
(212)
935-3000
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Not
Applicable
(Approximate
date of commencement of proposed sale to the
public)
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DEREGISTRATION
OF UNSOLD SECURITIES
On August
1, 1996, Avax Technologies, Inc. (the “Company”) filed a Registration Statement
on Form SB-2 (File No. 333-09349), as amended (the “Registration Statement”), to
register (i) 1,209,234 shares of the Company's common stock, par
value $.004 per share (the "Common Stock"); (ii) 5,096,785 shares of Common
Stock issuable upon conversion of currently outstanding shares of Series B
Convertible Preferred Stock, par value $.01 per share, of the Company ("Series B
Preferred Stock"); and (iii) 49,229 shares of Common Stock issuable upon (a) the
conversion of shares of Series B Preferred Stock of the Company and (b) the
exercise of warrants issued to the designees of the placement agent for certain
bridge financing transactions. This offering has been terminated because the
Company intends to deregister its Common Stock under the Securities Exchange Act
of 1934, as amended. Consequently, in accordance with an undertaking
made by the Company in the Registration Statement to remove from registration,
by means of a post-effective amendment, any of the securities that remain unsold
at the termination of the offering, the Company hereby removes from registration
the securities of the Company that are registered but unsold under the
Registration Statement.
SIGNATURES
Pursuant
to the requirements of the Securities Act of 1933, the registrant certifies that
it has reasonable grounds to believe that it meets all the requirements for
filing on Form S-1 and has duly caused this Post-Effective Amendment No. 7
to its Registration Statement to be signed on its behalf by the undersigned,
thereunto duly authorized, in the City of Philadelphia, State of Pennsylvania on
March 30, 2009.
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AVAX TECHNOLOGIES,
INC.
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/s/ Francois R. Martelet,
M.D.
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Francois
R. Martelet,
M.D.
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President
and Chief Executive Officer
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Pursuant
to the requirements of the Securities Act of 1933, this Post-Effective Amendment
No. 7 to Form SB-2/A on Form S-1 to the Registration Statement has been
signed by the following persons in the capacities and on the dates
indicated.
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/s/
Francois
R. Martelet, M.D.
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President,
Chief Executive Officer and Director
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March
30, 2009
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Francois
R. Martelet, M.D.
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(Principal
Executive Officer, Principal Financial Officer and Principal Accounting
Officer)
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/s/
John K.A.
Prendergast, Ph.D.
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Chairman
of the Board and Director
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March
30, 2009
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John
K.A. Prendergast, Ph.D.
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/s/
Andrew
Dahl
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Director
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March
30, 2009
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Andrew
Dahl
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/s/
Carl
Spana, Ph.D.
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Director
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March
30, 2009
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Carl
Spana, Ph.D.
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/s/
Edson D.
de Castro
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Director
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March
30, 2009
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Edson
D. de Castro
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