Amended Statement of Beneficial Ownership (sc 13d/a)
18 April 2022 - 10:18PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)
| AMARANTUS BIOSCIENCE HOLDINGS, INC. |
| (Name of Issuer) |
| |
| Common stock, $0.001 par value |
| (Title of Class of Securities) |
| |
| 02300U205 |
| (CUSIP Number) |
|
Mikhail Gurevich
Dominion Capital LLC
256 W. 38th Street,
15th Floor
New York, NY 10018
(203) 293-8313
With a copy to:
David E. Danovitch, Esq.
Sullivan & Worcester LLP
1633 Broadway – 32nd
Floor
New York, NY 10019
(212) 660-3000 |
| (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
| April 18, 2022 |
| (Date of Event which Requires Filing of this Statement) |
If the filing person has previously filed
a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because
of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ☐.
Note: Schedules filed in paper format shall
include a signed original and five copies of the schedule, including all exhibits. See 240.13d-7(b) for other parties to whom copies
are to be sent.
*The remainder of this cover page shall
be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder
of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of
1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
SCHEDULE 13D
| 1 |
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|
Dominion Capital LLC
452571126 |
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
|
(a) ☒
(b) ☐ |
| 3 |
SEC USE ONLY |
| |
| 4 |
SOURCE OF FUNDS (See Instructions) |
|
OO |
| 5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) |
| ☐ |
| 6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
Connecticut |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
7 |
SOLE VOTING POWER |
|
| |
|
| 8 |
SHARED VOTING POWER |
|
| 14,176,424* |
|
| 9 |
SOLE DISPOSITIVE POWER |
|
| |
|
| 10 |
SHARED DISPOSITIVE POWER |
|
| 14,176,424* |
|
| 11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
| 14,176,424* |
| 12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) |
| ☐ |
| 13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
| 4.99%* |
| 14 |
TYPE OF REPORTING PERSON (See Instructions) |
| OO |
| |
|
|
|
|
* Includes 14,176,424 shares of Common
Stock issuable upon the conversion of convertible notes that are subject to a 4.99% blocking provision, meaning that they can be
exercised only to the extent that such conversion would not cause the holder’s and its affiliates’ beneficial ownership
of shares of Common Stock to exceed 4.99%. Excludes 721,257,420 shares of Common Stock issuable upon the conversion of convertible
notes, none of which can be converted within 60 days of the date hereof, and are, therefore, not deemed to be beneficially owned
by the Reporting Person. See Items 5(a) and 5(b).
SCHEDULE 13D
| 1 |
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
| Mikhail Gurevich |
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
|
(a) ☒
(b) ☐ |
| 3 |
SEC USE ONLY |
| |
| 4 |
SOURCE OF FUNDS (See Instructions) |
| OO |
| 5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) |
| ☐ |
| 6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
| United States Citizen |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
7 |
SOLE VOTING POWER |
|
| |
|
| 8 |
SHARED VOTING POWER |
|
| 14,176,424* |
|
| 9 |
SOLE DISPOSITIVE POWER |
|
| |
|
| 10 |
SHARED DISPOSITIVE POWER |
|
| 14,176,424* |
|
| 11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
| 14,176,424* |
| 12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) |
| ☐ |
| 13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
| 4.99%* |
| 14 |
TYPE OF REPORTING PERSON (See Instructions) |
| HC, IN |
| |
|
|
|
|
* Includes 14,176,424 shares of Common
Stock issuable upon the conversion of convertible notes that are subject to a 4.99% blocking provision, meaning that they can be
exercised only to the extent that such conversion would not cause the holder’s and its affiliates’ beneficial ownership
of shares of Common Stock to exceed 4.99%. Excludes 721,257,420 shares of Common Stock issuable upon the conversion of convertible
notes, none of which can be converted within 60 days of the date hereof, and are, therefore, not deemed to be beneficially owned
by the Reporting Person. See Items 5(a) and 5(b).
This Amendment No. 1 (“Amendment
No. 1”) is being filed by Dominion Capital LLC, a Connecticut limited liability company (the “Investment Entity”),
and Mikhail Gurevich (together with the Investment Entity, the “Reporting Persons”) with respect to the common stock,
par value $0.001 (the “Common Stock”) of Amarantus Biosciences Holdings, Inc., a Nevada corporation (the “Issuer”).
This Amendment No. 1 amends and supplements the Schedule 13D filed with the Securities and Exchange Commission (the “SEC”)
on October 5, 2020 (the “October 2020 Schedule 13D”). Except as specifically provided herein, this Amendment No. 1
does not modify any of the information previously reported in the October 2020 Schedule 13D. Information in response to each item
shall be deemed to be incorporated by reference in all other items. Capitalized terms used but not defined in this Amendment No.
1 shall have the meanings ascribed to such terms in the October 2020 Schedule 13D.
| |
Item 4. |
Purpose of Transaction |
“Item 4. Purpose of Transaction”
is hereby supplemented as follows:
The Reporting Persons, Anson Investments
Master Fund LP and Lorient Ventures Ltd (collectively, the “Group”) have tentatively reached a satisfactory arrangement
with the Issuer with respect to the issues discussed in the October 2020 Schedule 13D. On November 23, 2021, the Group and the
Issuer entered into a term sheet (the “Term Sheet”) intended to resolve such issues. The Term Sheet contemplates resolution
of such issues and outstanding claims to be covered in definitive agreements.
| |
Item 7. |
Material to Be Filed as Exhibits |
Exhibit 99.1 – Term Sheet, dated as of November 23, 2021, by and among Amarantus BioScience Holdings, Inc., Dominion Capital LLC, Anson Investments Master Fund LP, Lorient Ventures Ltd. and WilCarr Ventures.
Signature
After reasonable inquiry and to the best
of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: April 18, 2022
| |
|
|
| |
DOMINION CAPITAL LLC |
| |
|
|
| |
By: |
Dominion Capital Holdings LLC, its investment adviser |
| |
|
|
| |
By: |
/s/ Mikhail Gurevich |
| |
|
Mikhail Gurevich |
| |
|
Managing Member |
| |
|
|
| |
/s/ Mikhail Gurevich |
| |
Mikhail Gurevich |
The original statement shall be signed
by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of
a person by his authorized representative (other than an executive officer or general partner of this filing person), evidence
of the representative’s authority to sign on behalf of such person shall be filed with the statement, provided, however,
that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name
and any title of each person who signs the statement shall be typed or printed beneath his signature.
Attention: Intentional misstatements
or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001).
Amarantus Bioscience (CE) (USOTC:AMBS)
Historical Stock Chart
Von Nov 2024 bis Dez 2024
Amarantus Bioscience (CE) (USOTC:AMBS)
Historical Stock Chart
Von Dez 2023 bis Dez 2024
