Automatic Securities Disposition Plan Established by Canada Goose Chief Executive Officer
05 Juni 2021 - 12:05AM
Business Wire
Canada Goose Holdings Inc. ("Canada Goose" or the "Company")
(NYSE:GOOS, TSX:GOOS) today announced that its President and Chief
Executive Officer, Dani Reiss, established an automatic securities
disposition plan (ASDP) in accordance with applicable United States
and Canadian securities legislation and the Company’s internal
policies.
The ASDP permits trades to be made in accordance with
pre-arranged instructions given when Mr. Reiss was not in
possession of any material undisclosed information. The ASDP will
be effective on the second trading day following the date on which
the Company has filed its interim financial statements for the
quarter ending June 27, 2021. Sales of the subordinate voting
shares under the ASDP may only commence two trading days after the
release of such interim financial statements.
Up to 326,219 subordinate voting shares, representing
approximately 0.30% of the issued and outstanding subordinate
voting and multiple voting shares of the Company, may be sold under
the ASDP implemented by Mr. Reiss. All such subordinate voting
shares would be issued upon the exercise of options to acquire
subordinate voting shares held by Mr. Reiss, such options forming
part of Mr. Reiss’s compensation for services as President and
Chief Executive Officer of Canada Goose. The ASDP is designed to
allow for an orderly disposition of the subordinate voting shares
to be issued upon the exercise of the options at prevailing market
prices over the course of the 12 month period that sales under the
ASDP are expected to take place. The ASDP will not provide for any
conversion or sale of multiple voting shares of the Company owned
by Mr. Reiss.
Mr. Reiss has provided pre-arranged instructions in writing to
the independent agent administering the ASDP, including the number
of securities to be sold and setting out minimum trade prices. The
ASDP prohibits the agent administering the ASDP from consulting
with Mr. Reiss regarding any sales under the ASDP and prohibits Mr.
Reiss from disclosing to the agent any information concerning the
Company that might influence the execution of the ASDP. The ASDP
has been authorized and established in the form approved by the
Company, and contains meaningful restrictions on the ability of Mr.
Reiss to amend, suspend or terminate the ASDP.
The Ontario Securities Commission issued a decision document
dated May 11, 2021 exempting Mr. Reiss from the prospectus
requirement under Canadian securities legislation with respect to
sales of subordinate voting shares under the ASDP. In accordance
with the conditions set forth in such decision document, Mr. Reiss
will file on the date hereof a Form 45-102F1 (Notice of Intention
to Distribute Securities under Section 2.8 of National Instrument
45-102 Resale of Securities) on SEDAR.
This announcement is made and will be available on SEDAR at
www.SEDAR.ca pursuant to the recommended practices set forth in
Staff Notice 55-317 Automatic Securities Disposition Plans of the
Canadian Securities Administrators. Information regarding the ASDP
and transactions thereunder, as the case may be, may be accessed on
SEDI at www.sedi.ca.
About Canada Goose Holdings Inc.
Founded in 1957 in a small warehouse in Toronto, Canada, Canada
Goose (NYSE:GOOS, TSX:GOOS) is a lifestyle brand and a leading
manufacturer of performance luxury apparel. Every collection is
informed by the rugged demands of the Arctic, ensuring a legacy of
functionality is embedded in every product from parkas and rainwear
to apparel and accessories. Canada Goose is inspired by relentless
innovation and uncompromised craftsmanship, recognized as a leader
for its Made in Canada commitment. In 2020, Canada Goose announced
HUMANATURE, its purpose platform that unites its sustainability and
values-based initiatives, reinforcing its commitment to keep the
planet cold and the people on it warm. Canada Goose also owns
Baffin, a Canadian designer and manufacturer of performance outdoor
and industrial footwear. Visit www.canadagoose.com for more
information.
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