ANNUAL INFORMATION UPDATE UNILEVER N.V.
For the period from 31 March 2011 up to 30 March 2012
1. Introduction
This annual information update is required by and is being made pursuant to Article 5:25f of the Financial Markets Supervision Act (
Wet op het financieel toezicht,
the “
FMSA
”)
and not for any other purpose and neither Unilever N.V. (the “
Company
”) nor any other person takes any responsibility for, or makes any representation, express or implied as to the accuracy or completeness of, the information contained therein (except as expressly set out therein).
The information referred to below is not necessarily up to date as at the date of this annual information update and the Company does not undertake any obligation to update any such information in the future. Furthermore, such information may have been prepared in accordance with the laws or regulations of a particular jurisdiction and may not comply with or meet the relevant standards of disclosure in any other jurisdiction. Neither this annual information update, nor the information referred to below constitutes, by virtue of this communication, an offer of any securities addressed to any person and should not be relied on by any person.
2. Price sensitive information - press releases
Pursuant to Article 5:59 section 1 FMSA public companies listed on Euronext Amsterdam are required to publicise price-sensitive information through the use of, among others, a press release. On the basis of Article 1:107 section 3 subsection c under 2 FMSA, the AFM is required to maintain a public register of these press releases (
www.afm.nl/registers/
,select ‘price sensitive press releases’). Below all these press releases are listed.
Date of Filing
|
Place of
Filing
|
Description of the
nature of the information
|
Where information
can be obtained
|
13 April 2011
28 April 2011
5 May 2011
06 May 2011
10 May 2011
10 May 2011
|
A
F
M
AFM
AFM
AFM
AFM
AFM
|
Unilever reaches settlement with European Commission on Laundry detergents
Trading statement First Quarter 2011
Publication of Prospectus
Unilever receives approval to acquire Alberto Culver
Unilever NV Agrees terms with Aegon for the re-purchase of preference shares
Unilever completes Alberto Culver Acquisition
|
www.unilever.com
www.unilever.com
www.unilever.com
www.unilever.com
www.unilever.com
www.unilever.com
|
12 May 2011
|
AFM
|
Unilever N.V. Annual General Meeting Rotterdam 12 May 2011 regarding AGM
voting results
|
www.unilever.com
|
4 Aug 2011
|
AFM
|
2
nd
Quarter Results 2011
|
www.unilever.com
|
16 Sep 2011
|
AFM
|
Press announcement regarding EGM voting results
|
www.unilever.com
|
19 Sep 2011
|
AFM
|
Unilever NV makes public offer for preference shares
|
www.unilever.com
|
14 Oct 2011
|
AFM
|
Unilever to acquire 82% of leading Russian beauty company concern Kalina
|
www.unilever.com
|
19 Oct 2011
|
AFM
|
Unilever declares offer for its 6% and 7% preference shares unconditional
|
www.unilever.com
|
03 Nov 2011
|
AFM
|
Third Quarter 2011 Results
|
www.unilever.com
|
6 Dec 2011
|
AFM
|
Unilever completes acquisition of 82% of concern Kalina
|
www.unilever.com
|
02 Feb 2012
|
AFM
|
2011 Full Year and Fourth Quarter Results
|
www.unilever.com
|
|
|
|
|
28 Feb 2012
|
AFM
|
Annual General Meeting re-elections and Committee memberships
|
www.unilever.com
|
|
|
|
|
3. Netherlands Authority for the Financial Markets
Please find below the notification we made with regards to transactions by Director’s or insiders.
Date of Filing
|
Place of
Filing
|
Description of the
nature of the information
|
Where information
can be obtained
|
09 May 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
15 June 2011
|
AFM
|
Director/PDMR Shareholding
|
AFM – website: notification directors and members of the supervisory board
|
15 June 2011
|
AFM
|
Director/PDMR Shareholding
|
AFM – website: notification directors and members of the supervisory board
|
15 June 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
15 June 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
15 June 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
15 June 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
15 June 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
15 June 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
15 June 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
15 June 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
14 Sept 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
14 Sept 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
14 Sept 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
14 Sept 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
14 Sept 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
14 Sept 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
14 Sept 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
14 Sept 2011
|
AFM
|
Director/PDMR Shareholding
|
AFM – website: notification directors and members of the supervisory board
|
14 Sept 2011
|
AFM
|
Director/PDMR Shareholding
|
AFM – website: notification directors and members of the supervisory board
|
07 Nov 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
07 Nov 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
07 Nov 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
07 Nov 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
07 Nov 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
07 Nov 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
07 Nov 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
07 Nov 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
07 Nov 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
07 Nov 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
07 Nov 2011
|
AFM
|
Director/PDMR Shareholding
|
AFM – website: notification directors and members of the supervisory board
|
07 Nov 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
07 Nov 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
09 Nov 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
09 Nov 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
09 Nov 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
09 Nov 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
16 Nov 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
22 Nov 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
22 Nov 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
14 Dec 2011
|
AFM
|
Director/PDMR Shareholding
|
AFM – website: notification directors and members of the supervisory board
|
14 Dec 2011
|
AFM
|
Director/PDMR Shareholding
|
AFM – website: notification directors and members of the supervisory board
|
14 Dec 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
14 Dec 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
14 Dec 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
14 Dec 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
14 Dec 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
14 Dec 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
14 Dec 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
14 Dec 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
14 Dec 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
14 Dec 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
14 Dec 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
19 Dec 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
20 Dec 2011
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
17 Feb 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
17 Feb 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
17 Feb 2012
|
AFM
|
Director/PDMR Shareholding
|
AFM – website: notification directors and members of the supervisory board
|
17 Feb 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
17 Feb 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
17 Feb 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
17 Feb 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
17 Feb 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
17 Feb 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
17 Feb 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
17 Feb 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
17 Feb 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
17 Feb 2012
|
AFM
|
Director/PDMR Shareholding
|
AFM – website: notification directors and members of the supervisory board
|
22 Feb 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
22 Feb 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
02 March 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
06 March 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
06 March 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
06 March 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
08 March 2012
|
AFM
|
Director/PDMR Shareholding
|
AFM – website: notification directors and members of the supervisory board
|
08 March 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
09 March 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
18 March 2012
|
AFM
|
Director/PDMR Shareholding
|
AFM – website: notification directors and members of the supervisory board
|
19 March 2012
|
AFM
|
Director/PDMR Shareholding
|
AFM – website: notification directors and members of the supervisory board
|
19 March 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
19 March 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
19 March 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
19 March 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
19 March 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
19 March 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
19 March 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
19 March 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
19 March 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
22 March 2012
|
AFM
|
Director/PDMR Shareholding
|
AFM – website: notification directors and members of the supervisory board
|
22 March 2012
|
AFM
|
Director/PDMR Shareholding
|
AFM – website: notification directors and members of the supervisory board
|
22 March 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
23 March 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
23 March 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
23 March 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
23 March 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
23 March 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
23 March 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
23 March 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
23 March 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
23 March 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
23 March 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
23 March 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
28 March 2012
|
AFM
|
Insider transaction
|
AFM – website: insider-transactions 5:60 Wft
|
|
|
|
|
4. Documents lodged with the Securities and Exchange Commission
The Company is listed on the New York Stock Exchange and has submitted filings to the US Securities and Exchange Commission ("SEC") as listed below.
Format
|
Description
|
Date
|
6-K
|
Report of foreign issuer [Rules 13a-16 and 15d-16]
|
28/03/2012
|
20-F
|
Annual and transition report of foreign private issuers (sections 13 or 15 (d))
|
02/03/2012
|
6-K
|
Report of foreign issuer [Rules 13a-16 and 15d-16]
|
02/03/2012
|
6-K
|
Report of foreign issuer [Rules 13a-16 and 15d-16]
|
01/03/2012
|
6-K
|
Report of foreign issuer [Rules 13a-16 and 15d-16]
|
02/02/2012
|
6-K
|
Report of foreign issuer [Rules 13a-16 and 15d-16]
|
06/12/2011
|
6-K
|
Report of foreign issuer [Rules 13a-16 and 15d-16]
|
04/11/2011
|
F-3ASR
|
Automatic shelf registration statement of securities of well-known seasoned issuers
|
01/11/2011
|
6-K
|
Report of foreign issuer [Rules 13a-16 and 15d-16]
|
21/10/2011
|
6-K
|
Report of foreign issuer [Rules 13a-16 and 15d-16]
|
18/10/2011
|
F-X
|
Appointment of Agent for Service of Process and Undertaking
|
19/09/2011
|
CB
|
Tender Offer/ Rights Offering Notification Form
|
19/09/2011
|
6-K
|
Report of foreign issuer [Rules 13a-16 and 15d-16]
|
04/08/2011
|
11-K
|
Annual report of employee stock purchase, savings and similar plans
|
16/06/2011
|
11-K
|
Annual report of employee stock purchase, savings and similar plans
|
16/06/2011
|
6-K
|
Report of foreign issuer [Rules 13a-16 and 15d-16]
|
11/05/2011
|
6-K
|
Report of foreign issuer [Rules 13a-16 and 15d-16]
|
05/05/2011
|
6-K
|
Report of foreign issuer [Rules 13a-16 and 15d-16]
|
13/04/2011
|
6-K
|
Report of foreign issuer [Rules 13a-16 and 15d-16]
|
04/01/2011
|
Full details of the filings can be found on the SEC's website at:
www.sec.gov
5. Chamber of Commerce
Date of filing Place of filing Description of the nature Where information
of the information can be obtained
04.05.2011 Rotterdam Interim balance sheet Chamber of Commerce
13.05.2011 Rotterdam Annual Accounts 2010 Chamber of Commerce
16.05.2011 Rotterdam Resignation/Appointment Chamber of Commerce
Directors
17.05.2011 Rotterdam Interim balance sheet Chamber of Commerce
21.06.2011 Rotterdam Withdrawal of 2.403, section Chamber of Commerce
1f, DCC-Statement for
Sanex B.V.
28.06.2011 Rotterdam 2:403, section 1f, DCC- Chamber of Commerce
Statement for Biotex B.V.
28.06.2011 Rotterdam 2:403, section 1f, DCC- Chamber of Commerce
Statement for Unilever Home
& Personal Care Nederland
B.V.
28.06.2011 Rotterdam 2:403, section 1f, DCC- Chamber of Commerce
Statement for Unilever Home
& Personal Care International
B.V.
28.06.2011 Rotterdam 2:403, section 1f, DCC- Chamber of Commerce
Statement for Intec B.V.
28.06.2011 Den Haag 2:403, section 1f, DCC- Chamber of Commerce
Statement for Meindersma
B.V.
22.07.2011 Rotterdam Withdrawal 2.204b, section 3 Chamber of Commerce
jo, 2.204a, section 3 DCC-
statement for BFO Holdings
B.V.
22.07.2011 Rotterdam Withdrawal 2.204b, section 3 Chamber of Commerce
jo, 2.204a, section 3 DCC-
statement for BFO Holdings
B.V
22.07.2011 Rotterdam Withdrawal 2.204b, section 3 Chamber of Commerce
jo, 2.204a, section 3 DCC-
statement for Lipoma B.V.
22.07.2011 Rotterdam Withdrawal 2.204b, section 3 Chamber of Commerce
jo, 2.204a, section 3 DCC-
statement for Mixhold B.V.
22.07.2011 Rotterdam Withdrawal 2.204b, section 3 Chamber of Commerce
jo, 2.204a, section 3 DCC-
statement for Mixhold B.V.
22.07.2011 Rotterdam Withdrawal 2.204b, section 3 Chamber of Commerce
jo, 2.204a, section 3 DCC-
statement for Unilever Indo-
nesia Holding B.V
22.07.2011 Rotterdam Withdrawal 2.204b, section 3 Chamber of Commerce
jo, 2.204a, section 3 DCC-
statement for UNUS Holding
B.V
27.07.2011 Rotterdam 2.204b, section 3 jo, 2.204a, Chamber of Commerce
section 3 DCC-statement for
Mixhold B.V.
09.08.2011 Rotterdam Interim balance sheet Chamber of Commerce
19.08.2011 Rotterdam Withdrawal of 2.403, section Chamber of Commerce
1f, DCC-Statement for
Unilever Technology Ventures
Fund B.V.
29.08.2011 Rotterdam 2.204b, section 3 jo, 2.204a, Chamber of Commerce
section 3 DCC-statement for
Chico-Invest B.V.
03.10.2011 Rotterdam 2.204b, section 3 jo, 2.204a, Chamber of Commerce
section 3 DCC-statement for
Mixhold B.V.
03.10.2011 Rotterdam 2.204b, section 3 jo, 2.204a, Chamber of Commerce
section 3 DCC-statement for
Mixhold B.V.
07.11.2011 Rotterdam Interim balance sheet Chamber of Commerce
10.11.2011 Rotterdam Group Companies Chamber of Commerce
10.11.2011 Rotterdam 2.204b, section 3 jo, 2.204a, Chamber of Commerce
section 3 DCC-statement for
Mixhold B.V.
10.11.2011 Rotterdam 2.204b, section 3 jo, 2.204a, Chamber of Commerce
section 3 DCC-statement for
BFO Two B.V.
10.11.2011 Rotterdam 2.204b, section 3 jo, 2.204a, Chamber of Commerce
section 3 DCC-statement for
BFO Holdings B.V.
29.11.2011 Rotterdam 2.204b, section 3 jo, 2.204a, Chamber of Commerce
section 3 DCC-statement for
BFO Two B.V.
29.11.2011 Rotterdam 2.204b, section 3 jo, 2.204a, Chamber of Commerce
section 3 DCC-statement for
Mixhold B.V.
18.01.2012 Rotterdam 2:403, section 1f, DCC- Chamber of Commerce
Statement for Unilever
Apisaon B.V.
19.01.2012 Rotterdam 2.204b, section 3 jo, 2.204a, Chamber of Commerce
section 3 DCC-statement for
Mexinvest B.V.
02.02.2012 Rotterdam Interim balance sheet Chamber of Commerce
Copies of these documents can be found on the Chamber of Commerce website at:
www.kvk.nl
.
*****