Current Report Filing (8-k)
07 Februar 2013 - 6:09PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
__________________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
_________________________
Date of Report (Date of earliest event reported): February
1, 2013
MERRILL LYNCH DEPOSITOR, INC.
(on behalf of
PPLUS
TRUST SERIES LMG-4)
(Exact name of registrant as specified in its charter)
Delaware
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001-32415
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13-3891329
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(State or other
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(Commission
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(I. R. S. Employer
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jurisdiction of
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File Number)
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Identification No.)
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incorporation)
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One Bryant Park, 4
th
FL
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10036
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Structured Credit Trading
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(Zip Code)
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New York, NY
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(Address of principal
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executive offices)
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__________________________
Registrant’s telephone number, including area
code: (646) 855-6745
INFORMATION TO BE INCLUDED IN REPORT
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2.):
[ ] Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
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Section 1.
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Registrant’s Business
and Operations
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Not applicable.
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Section 2.
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Financial Information
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Not applicable.
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Section 3.
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Securities and Trading Markets
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Not applicable.
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Section 4.
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Matters Related to Accountants
and Financial Statements
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Not applicable.
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Section 5.
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Corporate Governance and
Management
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Not applicable.
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Section 6.
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Asset-Backed Securities
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Not Applicable.
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Section 7.
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Regulation FD
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Not applicable.
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Item 8.01 Other events
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99.1
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Distribution to holders of the
PP
LUS
Trust Certificates Series LMG-4 on February 1, 2013.
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For information with respect to the underlying
securities held by PP
LUS
Trust Series LMG-4, please refer to the Liberty Media Corporation’s
(Commission file number 001-16615) periodic reports, including annual reports on Form 10-K, quarterly reports on Form 10-Q and
current reports on Form 8-K, and other information on file with the Securities and Exchange Commission (the “SEC”).
You can read and copy these reports and other information at the public reference facilities maintained by the SEC at Room 1580,
100 F Street, NE, Washington, D.C. 20549. You may obtain copies of this material for a fee by writing to the SEC’s Public
Reference Section of the SEC at 100 F Street, NE, Washington, D.C. 20549. You may obtain information about the operation of the
Public Reference Room by calling the SEC at 1-800-SEC-0330. You can also access some of this information electronically by means
of the SEC’s website on the Internet at http://www.sec.gov, which contains reports, proxy and information statements and
other information that the underlying securities issuer has filed electronically with the SEC.
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Although we have
no reason to believe the information concerning the underlying securities or the underlying securities issuer contained in the
underlying securities issuer’s Exchange Act reports is not reliable, neither the depositor nor the trustee participated
in the preparation of such documents or made any due diligence inquiry with respect to the information provided therein. No investigation
with respect to the underlying securities issuer (including, without limitation, no investigation as to its financial condition
or creditworthiness) or of the underlying securities has been made. You should obtain and evaluate the same information concerning
the underlying securities issuer as you would obtain and evaluate if your investment were directly in the underlying securities
or in other securities issued by the underlying securities issuer. There can be no assurance that events affecting the underlying
securities or the underlying securities issuer have not occurred or have not yet been publicly disclosed which would affect the
accuracy or completeness of the publicly available documents described above.
Section 9. Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits
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(a)
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Financial statements of business acquired.
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Not Applicable.
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(b)
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Pro forma financial information.
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Not Applicable.
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(c)
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Shell company transactions.
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Not Applicable.
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99.1
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Trustee’s report in respect
of the February 1, 2013 distribution to holders of the PPLUS Trust Certificates Series LMG-4
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
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MERRILL LYNCH DEPOSITOR, INC.
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Date: February 7, 2013
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By:
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/s/ John Marciano
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Name:
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John Marciano
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Title:
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Vice President
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EXHIBIT INDEX
99.1
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Trustee’s report in respect of the February 1, 2013 distribution to holders of the P
PLUS
Trust Certificates Series LMG-4.
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