- Current report filing (8-K)
20 September 2011 - 10:35PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
__________________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
_________________________
Date of Report (Date of earliest event reported):
September 15, 2011
MERRILL LYNCH DEPOSITOR, INC.
(on behalf of
PPLUS
Trust Series CMT-1
)
(Exact name of registrant as specified in its
charter)
Delaware
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001-32142
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13-3891329
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(State or other
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(Commission File #)
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(I. R. S. Employer
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jurisdiction of
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Identification No.)
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incorporation)
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World
Financial Center,
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10080
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New York, New York
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(Zip Code)
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(Address of principal
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executive offices)
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__________________________
Registrant’s telephone number, including
area code: (212) 449-1000
INFORMATION TO BE INCLUDED IN REPORT
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2.):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
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[ ]
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
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Section
1.
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Registrant’s
Business and Operations
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Not applicable.
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Section 2.
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Financial Information
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Not applicable.
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Section 3.
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Securities and Trading Markets
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Not applicable.
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Section 4.
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Matters Related to Accountants and Financial Statements
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Not applicable.
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Section 5.
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Corporate Governance and Management
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Not applicable.
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Section 6.
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Asset-Backed Securities
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Not applicable.
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Section 7.
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Regulation FD
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Not applicable.
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Section 8.
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Other Events
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Item 8.01
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Other events
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99.1
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Distribution to holders of the PPLUS Trust Certificates Series CMT-1 on September 15, 2011.
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For information with respect to the
underlying securities held by PPLUS Trust Series CMT-1, please refer to Comcast Corporation’s (Commission file number 000-50093)
periodic reports, including annual reports on Form 10-K, quarterly reports on Form 10-Q and current reports on Form 8-K, and other
information on file with the Securities and Exchange Commission (the “SEC”). You can read and copy these reports and
other information at the public reference facilities maintained by the SEC at Room 1580, 100 F Street, NE, Washington, D.C.
20549. You may obtain copies of this material for a fee by writing to the SEC’s Public Reference Section of the SEC at 100
F Street, NE, Washington, D.C. 20549. You may obtain information about the operation of the Public Reference Room by calling the
SEC at 1-800-SEC-0330. You can also access some of this information electronically by means of the SEC’s website on the Internet
at http://www.sec.gov, which contains reports, proxy and information statements and other information that the underlying securities
guarantors’ and underlying securities issuer have filed electronically with the SEC.
Although we have no reason to believe
the information concerning the underlying securities, the underlying guarantees, the underlying
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securities issuer or the underlying securities guarantors contained in the underlying securities issuer’s or the underlying securities guarantors’ Exchange Act reports is not reliable, neither the depositor nor the trustee participated in the preparation of such documents or made any due diligence inquiry with respect to the information provided therein. No investigation with respect to the underlying securities issuer or the underlying securities guarantors (including, without limitation, no investigation as to their respective financial condition or creditworthiness), the underlying securities or the underlying guarantees has been made. You should obtain and evaluate the same information concerning the underlying securities issuer and the underlying securities guarantors as you would obtain and evaluate if you were investing directly in the underlying securities and the underlying guarantees or in other securities issued by the underlying securities issuer or the underlying securities guarantors. There can be no assurance that events affecting the underlying securities, the underlying guarantees, the underlying securities issuer or the underlying securities guarantors have not occurred or have not yet been publicly disclosed which would affect the accuracy or completeness of the publicly available documents described above.
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Section
9.
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Financial
Statements and Exhibits
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Item
9.01
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Financial
Statements and Exhibits
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(a)
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Financial statements of business acquired.
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Not Applicable.
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(b)
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Pro forma financial information.
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Not Applicable.
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(c)
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Shell company transactions
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Not Applicable.
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(c)
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Exhibits.
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99.1
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Trustee’s report in respect of the September 15, 2011 distribution to holders of the PPLUS Trust Certificates Series CMT-1.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange
Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
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MERRILL LYNCH DEPOSITOR, INC.
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Date: September 20, 2011
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By:
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/s/ Dylan Lohonen
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Name:
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Dylan Lohonen
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Title:
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Director
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EXHIBIT INDEX
99.1 Trustee’s report
in respect of the September 15, 2011 distribution to holders of the PPLUS Trust Certificates Series CMT-1.
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