UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
 
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (Date of earliest event reported):    May 10, 2016
 
The Phoenix Companies, Inc.
(Exact name of registrant as specified in its charter)
 
Delaware
001-16517
06-1599088
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification No.)
 
One American Row, Hartford, CT
06102 -5056
(Address of Principal Executive Offices)
(Zip Code)
 
Registrant’s telephone number, including area code: (860) 403-5000
 
NOT APPLICABLE
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 

 
 
 
Item 2.02 Results of Operations and Financial Condition
 
On May 10, 2016, The Phoenix Companies, Inc. made available on its website its Earnings Presentation Slides for the quarter ended March 31, 2016. The Earnings Presentation Slides are furnished as Exhibit 99.1 hereto.
 
Item 9.01 Financial Statements and Exhibits
 
(a) Not applicable
 
(b) Not applicable
 
(c) Not applicable
 
(d) Exhibits
 
Exhibit No.
 
Description
 
 
 
99.1
 
Earnings Presentation Slides of The Phoenix Companies, Inc. dated May 10, 2016.
 
 
 
 
2
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
THE PHOENIX COMPANIES, INC.
 
 
 
 
 
Date: May 10, 2016
By:
/s/ Bonnie J. Malley
 
 
 
Name: Bonnie J. Malley
 
 
 
Title: Executive Vice President, Chief Financial Officer
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
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