Amended Statement of Ownership (sc 13g/a)
13 Februar 2023 - 8:07PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
13G
Under
the Securities Exchange Act of 1934
(Amendment No. 8)*
NuStar
Energy, L.P.
(Name
of Issuer)
Common
Units
(Title
of Class of Securities)
67058H102
(CUSIP
Number)
December
31, 2022
(Date
of Event Which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
[X] |
Rule 13d-1(b) |
[ ] |
Rule 13d-1(c) |
[ ] |
Rule 13d-1(d) |
*The
remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The
information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of
the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be
subject to all other provisions of the Act (however, see the Notes).
1. |
Names
of Reporting Persons.
I.R.S.
Identification Nos. of above persons (entities only).
ALPS
Advisors, Inc. (Tax ID: 84-1583423) |
|
2. |
Check the Appropriate Box if a Member of a Group (See
Instructions) |
|
|
(a) |
|
|
(b) X |
|
3. |
SEC Use Only |
|
4. |
Citizenship
or Place of Organization
Colorado |
|
Number
of
Shares
Beneficially
Owned by
Each Reporting
Person With |
5. |
Sole
Voting Power
0 |
6. |
Shared
Voting Power
14,852,307**see
Note 1** |
7. |
Sole
Dispositive Power
0 |
8. |
Shared
Dispositive Power
14,852,307**see
Note 1** |
9. |
Aggregate
Amount Beneficially Owned by Each Reporting Person
14,852,307**see
Note 1** |
10. |
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
N/A |
11. |
Percent
of Class Represented by Amount in Row (9)
13.46% |
12. |
Type
of Reporting Person (See Instructions)
IA |
1. |
Names
of Reporting Persons.
I.R.S.
Identification Nos. of above persons (entities only).
Alerian
MLP ETF (Tax ID: 27-3041076) |
|
2. |
Check the Appropriate Box if a Member of a Group (See
Instructions) |
|
|
(a) |
|
|
(b) X
|
|
3. |
SEC Use Only |
|
4. |
Citizenship
or Place of Organization
Delaware |
|
Number
of
Shares
Beneficially
Owned by
Each Reporting
Person With |
5. |
Sole
Voting Power
0 |
6. |
Shared
Voting Power
14,776,027**see
Note 1** |
7. |
Sole
Dispositive Power
0 |
8. |
Shared
Dispositive Power
14,776,027**see
Note 1** |
9. |
Aggregate
Amount Beneficially Owned by Each Reporting Person
14,776,027**see
Note 1** |
10. |
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
N/A |
11. |
Percent
of Class Represented by Amount in Row (9)
13.39% |
12. |
Type
of Reporting Person (See Instructions)
IV |
Item
1.
|
(a) |
Name
of Issuer
NuStar
Energy, L.P. |
|
|
|
|
(b) |
Address
of Issuer's Principal Executive Offices
19003
IH-10 West
San
Antonio, TX 78248
|
Item
2.
|
(a) |
Name
of Person Filing
(1)
ALPS Advisors, Inc.
(2)
Alerian MLP ETF |
|
|
|
|
(b) |
Address
of Principal Business Office or, if none, Residence
(1)
1290 Broadway, Suite 1000, Denver, CO 80203
(2)
1290 Broadway, Suite 1000, Denver, CO 80203 |
|
|
|
|
(c) |
Citizenship
(1)
Colorado
(2)
Delaware |
|
|
|
|
(d) |
Title
of Class of Securities
Common
Units |
|
|
|
|
(e) |
CUSIP
Number
67058H102 |
Item 3. |
If this statement
is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
|
|
|
(a) |
[ ] |
Broker or dealer registered under
section 15 of the Act (15 U.S.C. 78o); |
|
|
|
|
|
(b) |
[ ] |
Bank as defined in section 3(a)(6)
of the Act (15 U.S.C. 78c); |
|
|
|
|
|
(c) |
[ ] |
Insurance company as defined in
section 3(a)(19) of the Act (15 U.S.C. 78c); |
|
|
|
|
|
(d) |
[X] |
Investment company registered
under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8) - Alerian MLP ETF; |
|
|
|
|
|
(e) |
[X] |
An investment adviser in accordance
with §240.13d-1(b)(1)(ii)(E) – ALPS Advisors, Inc.; |
|
|
|
|
|
(f) |
[ ] |
An employee benefit plan or endowment
fund in accordance with §240.13d-1(b)(1)(ii)(F); |
|
|
|
|
|
(g) |
[ ] |
A parent holding company or control
person in accordance with § 240.13d-1(b)(1)(ii)(G); |
|
|
|
|
|
(h) |
[ ] |
A savings associations as defined
in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
|
|
|
|
|
(i) |
[ ] |
A church plan that is excluded
from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
|
|
|
|
|
(j) |
[ ] |
A non-U.S. institution in accordance
with § 240.13d-1(b)(1)(ii)(J); |
|
|
|
|
|
(k) |
[ ] |
Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
Provide
the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
ALPS
Advisors, Inc.
|
(a) |
Amount
beneficially owned:
14,852,307**see
Note 1** |
|
|
|
|
(b) |
Percent
of class:
13.46% |
|
|
|
|
(c) |
Number of shares as
to which the person has: |
|
|
|
|
|
(i) |
Sole
power to vote or to direct the vote:
0 |
|
|
(ii) |
Shared
power to vote or to direct the vote:
14,852,307**see
Note 1** |
|
|
|
|
|
|
(iii) |
Sole
power to dispose or to direct the disposition of:
0 |
|
|
|
|
|
|
(iv) |
Shared
power to dispose or to direct the disposition of:
14,852,307**see
Note 1**
Alerian
MLP ETF |
|
|
|
|
|
(a) |
Amount
beneficially owned:
14,776,027**see
Note 1** |
|
|
|
|
(b) |
Percent
of class:
13.39% |
|
|
|
|
(c) |
Number of shares as
to which the person has: |
|
|
|
|
|
(i) |
Sole
power to vote or to direct the vote:
0 |
|
|
|
|
|
|
(ii) |
Shared
power to vote or to direct the vote:
14,776,027**see
Note 1** |
|
|
|
|
|
|
(iii) |
Sole
power to dispose or to direct the disposition of:
0 |
|
|
|
|
|
|
(iv) |
Shared
power to dispose or to direct the disposition of:
14,776,027**see
Note 1** |
**
Note 1 ** ALPS Advisors, Inc. (“AAI’), an investment adviser registered under Section 203 of the Investment Advisors Act
of 1940, furnishes investment advice to investment companies registered under the Investment Company Act of 1940 (collectively referred
to as the "Funds"). In its role as investment advisor, AAI has voting and/or investment power over the securities of the Issuer
that are owned by the Funds, and may be deemed to be the beneficial owner of the shares of the Issuer held by the Funds. However, all
securities reported in this schedule are owned by the Funds. AAI disclaims beneficial ownership of such securities. In addition, the
filing of this Schedule 13G shall not be construed as an admission that the reporting person or any of its affiliates is the beneficial
owner of any securities covered by this Schedule 13G for any other purposes than Section 13(d) of the Securities Exchange Act of 1934.
Alerian
MLP ETF is an investment company registered under the Investment Company Act of 1940 and is one of the Funds to which AAI provides investment
advice.
| Item
5. | Ownership
of Five Percent or Less of a Class |
N/A
| Item
6. | Ownership
of More than Five Percent on Behalf of Another Person. |
The
Funds described in Note 1 above have the right to receive or the power to direct the receipt of dividends from, or the proceeds from
the sale of the securities held in their respective accounts. AAI disclaims beneficial ownership of all such securities. The interest
of one person, Alerian MLP ETF, an investment company registered under the Investment Company Act of 1940, in NuStar Energy, L.P. Common
Unit amounted to 14,776,027 shares or 13.39% of the total outstanding Common Units.
| Item
7. | Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent
Holding Company or Control Person. |
N/A
| Item
8. | Identification
and Classification of Members of the Group |
N/A
| Item
9. | Notice
of Dissolution of Group |
N/A
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in
the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction
having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete
and correct.
|
ALPS ADVISORS, INC. |
|
|
|
January 31,
2023 |
|
Date |
|
|
|
/s/ Matthew
Sutula |
|
Signature |
|
|
|
Chief Compliance
Officer |
|
Title |
|
|
|
ALERIAN MLP ETF |
|
|
|
January 31,
2023 |
|
Date |
|
|
|
/s/ Matthew
Sutula |
|
Signature |
|
|
|
Chief Compliance
Officer |
|
Title |
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