UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 25

 

 

NOTIFICATION OF REMOVAL FROM LISTING

AND/OR REGISTRATION UNDER SECTION 12(b)

OF THE SECURITIES EXCHANGE ACT OF 1934.

Commission File Number: 001-08529

 

 

Legg Mason, Inc.

(as issuer)

 

 

New York Stock Exchange

(Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)

100 International Drive

Baltimore, MD 21202

(410) 539-0000

(Address, including zip code, and telephone number, including area code, of Issuer’s principal executive offices)

5.45% Junior Subordinated Notes due 2056

6.375% Junior Subordinated Notes due 2056

(Description of class of securities)

 

 

Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:

 

  ☐

17 CFR 240.12d2-2(a)(1)

 

  ☐

17 CFR 240.12d2-2(a)(2)

 

  ☐

17 CFR 240.12d2-2(a)(3)

 

  ☐

17 CFR 240.12d2-2(a)(4)

 

  ☐

Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange.1

 

  ☒

Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with the rules of the Exchange and the requirements of 17 CFR 240.12d2-2(c) governing voluntary withdrawal of the class of securities from listing and registration on the Exchange.

 

1 

Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, Legg Mason, Inc. certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.

 

    LEGG MASON, INC.
DATE: August 10, 2020   By:  

 /s/ Gwen L Shaneyfelt

    Name: Gwen L. Shaneyfelt
    Title:   Vice President and Chief Financial Officer

 

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