Current Report Filing (8-k)
25 Juli 2018 - 10:18PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of report (Date of earliest event reported):
July
25, 2018
JMP Group LLC
(Exact
Name of Registrant as Specified in Charter)
Delaware
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001-36802
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47-1632931
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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600 Montgomery Street, Suite 1100, San Francisco, California 94111
(Address
of Principal Executive Offices, including zip code)
415-835-8900
(Registrant’s
Telephone Number, Including Area Code)
(Former Name or
Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
⃞
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
⃞
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
⃞
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
⃞
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (17 CFR
§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR
§240.12b-2).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with
any new or revised financial accounting standards provided pursuant to
Section 13(a) of the Exchange Act.
☐
Item 2.02. Results of Operations and Financial Condition
On July 25, 2018, JMP Group LLC (the “Company”) issued a press release
announcing financial results for its second quarter ended June 30, 2018.
A copy of the Company's press release containing this information is
being furnished as Exhibit 99.1 to this Current Report on Form 8-K.
The information furnished pursuant to Item 2.02, including Exhibit 99.1,
shall not be deemed “filed” for the purposes of Section 18 of the
Securities Exchange Act of 1934 (the “Exchange Act”) and will not be
deemed to be incorporated by reference into any filing under the
Securities Act of 1933, or the Exchange Act, except to the extent that
the Company specifically incorporates it by reference.
The information furnished in this report, including Exhibit 99.1, shall
not be deemed to constitute an admission that such information or
exhibit is required to be furnished pursuant to Regulation FD or that
such information or exhibit contains material information that is not
otherwise publicly available. In addition, the Company does not assume
any obligation to update such information or exhibit in the future.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits.
The following exhibits are furnished as part of this
Current Report on Form 8-K:
99.1
Press
release of the Company dated July 25, 2018.
Signature(s)
Pursuant to
the requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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JMP GROUP LLC
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Date:
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July 25, 2018
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By:
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/s/ Raymond Jackson
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Raymond Jackson
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Chief Financial Officer
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